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Cleft lip and palate surgeries present unique anesthetic challenges due to shared airway access with the surgical field, frequent anatomical abnormalities, and a predominantly infant and toddler population. These factors substantially increase the risk of perioperative respiratory adverse events (PRAEs), including laryngospasm, bronchospasm, desaturation, post-extubation stridor, and unanticipated re-intubation.
This prospective single-center observational cohort study aims to determine the true incidence of PRAEs in pediatric patients undergoing elective cleft lip and/or palate repair under general anesthesia, and to identify independent predictive risk factors using standardized airway assessment tools including the Han Mask Ventilation Score and the Intubation Difficulty Score (IDS). No interventions beyond routine clinical practice will be applied. All airway management decisions will remain at the discretion of the attending anesthesiologist.
Cleft lip and palate are among the most common congenital craniofacial anomalies.
The surgical population predominantly consists of infants and young children who may present with associated syndromes, micrognathia, retrognathia, or obstructive sleep apnea - all of which contribute to difficult mask ventilation and difficult intubation. Sharing the airway with the surgical team and the use of the Dingman retractor further increase the risk of airway compromise during emergence and extubation. Published data on PRAE incidence in this population are largely retrospective and heterogeneous, and no adequately powered prospective study has systematically evaluated predictive risk factors using validated scoring systems.
Study Design:
Prospective, single-center, observational cohort study conducted at Marmara University Pendik Training and Research Hospital, Istanbul, Turkey. No interventions beyond established routine anesthesia protocols will be performed. Parental written informed consent will be obtained prior to enrollment.
Anesthetic Protocol:
All patients will undergo standard intraoperative monitoring (ECG, non-invasive blood pressure, pulse oximetry, end-tidal CO₂). Anesthesia will be induced with sevoflurane inhalation followed by intravenous induction after vascular access. Maintenance will be achieved with sevoflurane and remifentanil infusion. Analgesia and perioperative steroid administration will follow the department's routine protocol.
Data Collection:
Preoperative variables: age, weight, cleft type (unilateral/bilateral/isolated lip/isolated palate/combined), cleft width and depth, alveolar gap, micrognathia, retrognathia, cervical extension limitation, OSAS history, Pierre Robin sequence, and prior ICU admission.
Intraoperative variables: induction type and agents, neuromuscular blockade use, operator experience level, mask ventilation difficulty (Han Score), number of intubation attempts, laryngoscopy device used, Cormack-Lehane grade, VIDIAC score, IDS score, adjunct airway tools employed, minimum SpO₂ and bradycardia during intubation, Dingman retractor duration, and steroid use.
Primary outcome assessment: extubation-related minimum SpO₂, laryngospasm, bronchospasm, post-extubation stridor, coughing episodes, and need for unplanned re-intubation or ICU admission.
Vital signs (heart rate, SpO₂, blood pressure) will be recorded at intubation, 15, 30, 60, 90, 120 minutes intraoperatively, and postoperatively.
Statistical Analysis:
Descriptive statistics will be reported as mean ± SD or median (IQR) for continuous variables and as n (%) for categorical variables. Univariate comparisons between PRAE and non-PRAE groups will employ independent samples t-test, Mann-Whitney U test, chi-square, or Fisher's exact test as appropriate. Independent predictors of PRAE will be identified via binary logistic regression (backward stepwise method), reported as odds ratios (OR) with 95% confidence intervals. Statistical significance threshold: p<0.05.
Sample Size:
Based on a reported PRAE incidence of ~25% in comparable populations, a minimum of 120 patients is required (α=0.05, power=80%, G*Power 3.1). Accounting for anticipated dropout and exclusions, the target enrollment is 140-150 patients.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Cleft Lip and/or Palate Surgery Cohort | Pediatric patients aged 0-3 years undergoing elective cleft lip and/or palate repair under general anesthesia. All subjects are managed per routine anesthesia protocol. Perioperative airway events and predictive clinical variables are prospectively recorded from induction through PACU discharge. |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Standard General Anesthesia per Institutional Protocol | Other | No interventions beyond routine clinical anesthesia practice. All airway management decisions, including induction technique, laryngoscopy device selection, and extubation strategy, are made at the discretion of the attending anesthesiologist. Observational data collection only. |
| Measure | Description | Time Frame |
|---|---|---|
| Incidence of Perioperative Respiratory Adverse Events (PRAEs) | Composite outcome defined as the occurrence of at least one of the following: laryngospasm, bronchospasm, post-extubation stridor, oxygen desaturation lasting >10 seconds (SpO₂ <90%), or unplanned re-intubation, occurring at any point from induction through PACU discharge | first 24 hours from anesthesia induction. assessed up to 24 hours postoperatively.From anesthesia induction to discharge from the hospital. |
| Measure | Description | Time Frame |
|---|---|---|
| Independent Predictors of PRAE - Odds Ratios | Identification of independent risk factors for PRAE via binary logistic regression, including Han Mask Ventilation Score, IDS, age, cleft type, micrognathia, retrognathia, OSAS, Pierre Robin sequence, and passive smoke exposure. Results reported as OR (95% CI). | first 24 hours from anesthesia induction. assessed up to 24 hours postoperatively.From anesthesia induction to discharge from the hospital. |
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Inclusion Criteria:
Exclusion Criteria:
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Infants and toddlers aged 0-3 years scheduled for elective cleft lip and/or palate repair under general anesthesia . No randomization is performed; all management follows routine institutional anesthesia practice.
| Name | Role | Phone | Extension | |
|---|---|---|---|---|
| Dilara Göçmen | Contact | +90 216 625 45 45 | dilara.gocmen@marmara.edu.tr |
| Name | Affiliation | Role |
|---|---|---|
| dilara göçmen | Marmara University Pendik Training and Research Hospital | Principal Investigator |
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| PubMed Identifier | Type | Citation | Retractions |
|---|---|---|---|
| 40817740 | Background | Feyrer J, Irouschek A, Golditz T, Schmidt J, Lutz R, Kesting M, Moritz A. Airway Management in Children Undergoing Cleft Lip or Cleft Palate Surgery: An 8-Year Retrospective Analysis of 274 Cases. Paediatr Anaesth. 2025 Nov;35(11):925-933. doi: 10.1111/pan.70038. Epub 2025 Aug 16. | |
| 15220820 | Background | Han R, Tremper KK, Kheterpal S, O'Reilly M. Grading scale for mask ventilation. Anesthesiology. 2004 Jul;101(1):267. doi: 10.1097/00000542-200407000-00059. No abstract available. |
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|
| Intubation Difficulty Score (IDS) | Composite intubation difficulty score (Adnet 1997) calculated as N1-N7 sum; IDS ≥5 defined as difficult intubation. | Intraoperative |
| Han Mask Ventilation Score | Four-point scale assessing difficulty of mask ventilation; score ≥2 considered indicative of elevated PRAE risk. | Intraoperative, at time of mask ventilation |
| Minimum SpO₂ During Intubation | Intraoperative | Lowest pulse oximetry value recorded during laryngoscopy and intubation attempts. |
| Minimum SpO₂ During Extubation | At extubation | Lowest pulse oximetry value recorded during and immediately after extubation. |
| Postoperative ICU Admission Rate | Proportion of patients requiring unplanned postoperative intensive care unit admission. | Within 24 hours of surgery |
| Postoperative Hospital Length of Stay | Total duration of hospital stay in days. | From surgery to hospital discharge, assessed up to 30 days |
| 9416711 | Background | Adnet F, Borron SW, Racine SX, Clemessy JL, Fournier JL, Plaisance P, Lapandry C. The intubation difficulty scale (IDS): proposal and evaluation of a new score characterizing the complexity of endotracheal intubation. Anesthesiology. 1997 Dec;87(6):1290-7. doi: 10.1097/00000542-199712000-00005. |
| Background | Somerville N, Fenlon S. Anaesthesia For Cleft Lip And Palate Surgery. Continuing Education İn Anaesthesia, Critical Care And Pain. 2005/06/01;5(3). |
| Background | Tümer M, Ankay Yılbaş A, Soysal Kaya M, Karakoyak B, Kaya K, Canbay Ö, Et Al. Anesthetic Approach And Perioperative Complications İn Cleft Lip / Palate Surgery: A Single Center Retrospective Study. ERCIYES MEDICAL JOURNAL. 2022;44 |
| Background | Gupta N, Nagar K, Dixit P, Tiwari T, Srivastava VK, Singh PR. Airway Consideration İn Cleft Patients-Challenges And Approaches. Journal Of Cleft Lip Palate And Craniofacial Anomalies. Jan-Jun 2022;9(1). |
| 34567793 | Background | Denning S, Ng E, Wong Riff KWY. Anaesthesia for cleft lip and palate surgery. BJA Educ. 2021 Oct;21(10):384-389. doi: 10.1016/j.bjae.2021.06.002. Epub 2021 Aug 25. No abstract available. |
| ID | Term |
|---|---|
| D002972 | Cleft Palate |
| D002971 | Cleft Lip |
| D007826 | Laryngismus |
| D001986 | Bronchial Spasm |
| D000402 | Airway Obstruction |
| D011183 | Postoperative Complications |
| D008844 | Micrognathism |
| ID | Term |
|---|---|
| D007569 | Jaw Abnormalities |
| D007571 | Jaw Diseases |
| D009140 | Musculoskeletal Diseases |
| D019767 | Maxillofacial Abnormalities |
| D019465 | Craniofacial Abnormalities |
| D009139 | Musculoskeletal Abnormalities |
| D009057 | Stomatognathic Diseases |
| D009056 | Mouth Abnormalities |
| D009059 | Mouth Diseases |
| D018640 | Stomatognathic System Abnormalities |
| D000013 | Congenital Abnormalities |
| D009358 | Congenital, Hereditary, and Neonatal Diseases and Abnormalities |
| D008047 | Lip Diseases |
| D064706 | Vocal Cord Dysfunction |
| D007818 | Laryngeal Diseases |
| D012140 | Respiratory Tract Diseases |
| D012120 | Respiration Disorders |
| D010038 | Otorhinolaryngologic Diseases |
| D001982 | Bronchial Diseases |
| D012131 | Respiratory Insufficiency |
| D010335 | Pathologic Processes |
| D013568 | Pathological Conditions, Signs and Symptoms |
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