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This Phase I/II study evaluates the safety, tolerability, and efficacy of N-3C01 administered subcutaneously, both as monotherapy and in combination with a PD-(L)1 monoclonal antibody, in patients with advanced solid tumors. Phase I involves dose escalation for both monotherapy and combination therapy, while Phase II includes cohort expansion for the combination therapy.
This is a Phase I/II clinical study designed to evaluate the safety, tolerability, and efficacy of N-3C01 administered subcutaneously, both as monotherapy and in combination with a PD-(L)1 monoclonal antibody, in patients with advanced solid tumors. Phase I consists of dose escalation of N-3C01 as monotherapy and in combination with PD-(L)1 antibody, while Phase II involves cohort expansion of the combination therapy.
The Phase I study employs an escalation design. Participants will receive N-3C01 either as monotherapy or in combination with a fixed dose of PD-(L)1 monoclonal antibody. The study will assess safety, tolerability, and pharmacokinetics across different dose levels and dosing schedules to determine the maximum tolerated dose and the recommended Phase II dose (RP2D).
A Safety Review Committee (SRC), comprising the Investigator, Sponsor representative, and Medical Monitor, will oversee safety evaluations. The SRC will review dose-limiting toxicity data and provide recommendations on dose escalation, de-escalation, expansion, or study discontinuation and RP2D. In Phase II, eligible participants will receive N-3C01 at the RP2D in combination with a fixed dose of PD-(L)1 monoclonal antibody.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| N-3C01 monotherapy(Q2W) | Experimental | Eligible participants will be administered a subcutaneous injection of N-3C01 every 2 weeks. |
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| N-3C01 monotherapy (Q3W) | Experimental | Eligible participants will be administered a N-3C01 subcutaneous injection every 3 weeks. |
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| N-3C01 plus pembrolizumab | Experimental | Eligible participants with selected tumors will receive N-3C01(subcutaneous injection) and pembrolizumab (intravenous injection). |
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| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| N-3C01(Q2W) | Drug | subcutaneous injection once every 2 weeks |
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| Measure | Description | Time Frame |
|---|---|---|
| Number of participants with dose-limiting toxicity (DLT) | All DLTs will be coded using the MedDRA® version 29.0 or higher by System Organ Class and Preferred Term, and graded according to CTCAE 6.0. The number and incidence of DLTs will be calculated and summarized by treatment group. | 28 days from the first study dose |
| Number of participants with adverse enents (AE), serious adverse events (SAEs), treatment-emergent AEs (TEAEs) | All AEs will be coded using the MedDRA® version 29.0 or higher and graded according to CTCAE 6.0. emphasis will be placed on TEAE. Summary tables will include the number of participants (n), frequency, and percentage (%). | From screening to safety follow-up , up to approximately 24 months |
| Number of participants with abnormality in vital signs | Vital signs measurements will present summary statistics for the results at the baseline and each scheduled post-baseline visit for each of the parameters. In addition, summaries will be presented for the change from baseline values at each scheduled post-baseline visit (continuous descriptive analysis). Clinical significant changes shift from baseline will also be presented using the classification 'Normal', 'Abnormal, Not clinically significant', 'Abnormal, clinically significant'. | From screening to safety follow-up , up to approximately 24 months |
| Number of participants with abnormality in ECG parameters | ECG measurements will present summary statistics for the results at the baseline and each scheduled post-baseline visit for each of the parameters. In addition, summaries will be presented for the change from baseline values at each scheduled post-baseline visit (continuous descriptive analysis). Clinical significant changes shift from baseline will also be presented using the classification 'Normal', 'Abnormal, Not clinically significant', 'Abnormal, clinically significant'. | From screening to safety follow-up , up to approximately 24 months |
| Measure | Description | Time Frame |
|---|---|---|
| Maximum concentration (Cmax) | Maximum plasma drug concentration obtained directly from the plasma concentration time profiles. | From start of treatment to end of treatment, up to approximately 24 months |
| Area under the curve (AUC) |
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Inclusion Criteria:
Willingness to voluntarily participate in the study and provide written informed consent.
Age 18 to 75 years (inclusive) at the time of signing the informed consent form, regardless of gender.
Eastern Cooperative Oncology Group (ECOG) Performance Status of 0 or 1 (refer to Appendix 1).
Estimated life expectancy of ≥3 months.
Disease criteria:
Presence of at least one measurable lesion per RECIST (Response Evaluation Criteria in Solid Tumors) version 1.1 (except for participants enrolled in the monotherapy dose-escalation phase).
Adequate organ function.
Use of effective contraception during the treatment period and for at least 3 months after the last dose.
Exclusion Criteria:
Presence of unstable central nervous system (CNS) metastases or concurrent primary intracranial tumors requiring treatment. Participants may be eligible if CNS disease is asymptomatic, radiologically stable for at least 4 weeks prior to the first dose, and does not require corticosteroids or anticonvulsant therapy.
History of two or more primary malignancies, except for adequately treated and controlled malignancies such as cervical carcinoma in situ, breast carcinoma in situ, basal cell or squamous cell carcinoma of the skin, and papillary thyroid carcinoma, with no evidence of recurrence within the past 2 years.
Uncontrolled tumor-related pain. Participants requiring analgesics must be on a stable pain management regimen at study entry.
Uncontrolled pleural effusion, pericardial effusion, or ascites. Participants may be eligible if drainage is not required or if fluid accumulation remains stable for at least 3 days following drainage.
Presence of significant pulmonary conditions, including idiopathic pulmonary fibrosis, organizing pneumonia (e.g., bronchiolitis obliterans), drug-induced pneumonitis, or active pneumonitis at screening. Participants with prior radiation-induced pneumonitis (fibrotic changes confined to the radiation field) may be included.
History of autoimmune disease, except for conditions that are well-controlled, including type 1 diabetes mellitus, hypothyroidism managed with hormone replacement, and dermatologic conditions not requiring systemic therapy (e.g., eczema, psoriasis, vitiligo, alopecia), as well as well-controlled celiac disease.
Receipt of systemic corticosteroids within 1 week prior to the first dose or other systemic immunosuppressive therapies within 2 weeks (e.g., cyclophosphamide, azathioprine, methotrexate, thalidomide), except for physiologic replacement doses of prednisone ≤10 mg/day (or equivalent).
History of clinically significant cardiovascular disease, including but not limited to:
Congestive heart failure (New York Heart Association [NYHA] class >2) Unstable angina Myocardial infarction within 3 months prior to the first study dose Clinically significant supraventricular or ventricular arrhythmias requiring treatment or intervention
History of clinically significant bleeding within 3 months prior to the first study dose. Participants with significant hemoptysis (i.e., coughing bright red blood of ≥2.5 mL per episode) within 1 month prior to the first dose are not eligible.
History of arterial or venous thrombotic events within 6 months prior to the first study dose, including but not limited to cerebrovascular accident, deep vein thrombosis, or pulmonary embolism.
Evidence of active tuberculosis (TB), as indicated by medical history or imaging (e.g., CT scan) within 1 year prior to enrollment, or a history of untreated active tuberculosis (TB) more than 1 year prior to screening.
Severe infection within 4 weeks prior to the first study dose (e.g., bacteremia requiring hospitalization, severe pneumonia), or active infection requiring systemic antimicrobial therapy of CTCAE(Common Terminology Criteria for Adverse Events ) v6.0 Grade ≥2 within 2 weeks prior to dosing.
Known history of immunodeficiency.
Active viral or infectious diseases requiring treatment, including:
Hepatitis B (HBsAg or HBeAg positive with Hepatitis C Virus (HBV) deoxyribonucleic acid (DNA) greater than or equal to 500 International Units per milliliter)
Hepatitis C (positive Hepatitis C Virus (HCV) antibody with detectable Hepatitis C Virus (HCV) ribonucleic acid (RNA))
human immunodeficiency virus (HIV) infection
Syphilis (positive serology with confirmatory Rapid Plasma Reagin (RPR)/TRUST test)
Toxicities from prior anti-cancer therapy that have not resolved to baseline or ≤Grade 1 (per Common Terminology Criteria for Adverse Events (CTCAE) v6.0), except for adverse events that are not clinically significant (e.g., alopecia), as determined by the Investigator.
Receipt of any anti-tumor therapy-including surgery, chemotherapy, radiotherapy, immunotherapy, biologic therapy, hormonal therapy, traditional Chinese medicine, or investigational agents-within 4 weeks prior to the first study dose or within 5 half-lives of the respective drug (whichever is longer). Palliative radiotherapy for bone metastases within 2 weeks prior to the first dose is also not permitted.
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| Name | Role | Phone | Extension | |
|---|---|---|---|---|
| Karen Zhou | Contact | +8613521345200 | Karen.zhou@novotech-cro.com |
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| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| GenesisCare Research | Not yet recruiting | Saint Leonards | New South Wales | 2065 | Australia |
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| ID | Term |
|---|---|
| C582435 | pembrolizumab |
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phase 1 is sequential; phase 2 is parallel.
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| N-3C01(Q3W) |
| Drug |
subcutaneous injection once every 3 weeks |
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| N-3C01 | Drug | subcutaneous injection once every 2 or 3 weeks. |
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| Pembrolizumab | Drug | intravenous injection once every 3 weeks |
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| Number of participants with abnormality in hematology assessments | For each parameter, summaries will be presented for the baseline and each scheduled post-baseline visit. In addition, summaries will be presented for the change from baseline values at each scheduled post-baseline visit (continuous descriptive analysis). Clinical significant changes shift from baseline will also be presented using the classification 'Normal', 'Abnormal, Not clinically significant', 'Abnormal, clinically significant'. | From screening to safety follow-up , up to approximately 24 months |
| Number of participants with abnormality in blood chemistry parameters | For each parameter, summaries will be presented for the baseline and each scheduled post-baseline visit. In addition, summaries will be presented for the change from baseline values at each scheduled post-baseline visit (continuous descriptive analysis). Clinical significant changes shift from baseline will also be presented using the classification 'Normal', 'Abnormal, Not clinically significant', 'Abnormal, clinically significant'. | From screening to safety follow-up , up to approximately 24 months |
| Number of participants with abnormality in coagulation parameters | Each measurement will present summary statistics for the results at the baseline and each scheduled post-baseline visit for each of the parameters. In addition, summaries will be presented for the change from baseline values at each scheduled post-baseline visit (continuous descriptive analysis). Clinical significant changes shift from baseline will also be presented using the classification 'Normal', 'Abnormal, Not clinically significant', 'Abnormal, clinically significant'. | From screening to safety follow-up , up to approximately 24 months |
| Number of participants with abnormality in routine urinalysis parameters | The urinalysis table will present clinically significant for the reported results at baseline and each post-baseline visit for all parameters (categorical descriptive analysis). | From screening to safety follow-up , up to approximately 24 months |
| Number of participants with abnormality in thyroid function parameters | For each parameter, summaries will be presented for the baseline and each scheduled post-baseline visit. In addition, summaries will be presented for the change from baseline values at each scheduled post-baseline visit (continuous descriptive analysis). Clinical significant changes shift from baseline will also be presented using the classification 'Normal', 'Abnormal, Not clinically significant', 'Abnormal, clinically significant'. | From screening to safety follow-up , up to approximately 24 months |
AUC will be determined when appropriate. Analyses will be performed on the plasma PKPS using the actual sampling times.
| From start of treatment to end of treatment, up to approximately 24 months. |
| Tmax | Time to maximum observed plasma drug concentration. | From start of treatment to end of treatment, up to approximately 24 months |
| Clearance (CL) | Apparent total plasma clearance will be determined when appropriate. | From start of treatment to end of treatment, up to approximately 24 months |
| half-life (t1/2) | t1/2 will be determined when appropriate. | From start of treatment to end of treatment, up to approximately 24 months. |
| Volume of distribution (V) | Volume of distribution will be determined when appropriate. | From start of treatment to end of treatment, up to approximately 24 months |
| The incidence of ADA and NAb of N-3C01 | The number and percentage of positive participants with anti-drug antibodies will be summarized. All immunogenicity data will also be presented in a by-participant data listing. | From start of treatment to end of treatment, up to approximately 24 months |
| Objective response rate (ORR) | ORR is defined as the percentage of participants with a best overall response of CR or PR according to RECIST v1.1. | From start of treatment to end of treatment, up to approximately 24 months |
| Disease control rate (DCR) | DCR is defined as the percentage of participants with a best overall response of CR, PR or SD accoding to RECIST v1.1. | From start of treatment to end of treatment, up to approximately 24 months |
| Duration of response (DoR) | For participants who achieve a confirmed response (CR or PR), Duration of Response is defined as the time from the first date of response until disease progression or death, whichever occurs first. | From start of treatment to end of treatment, up to approximately 24 months. |
| Progression-Free Survival (PFS) | PFS is defined as the time from the first dose of N-3C01 to the first occurrence of disease progression (radiographic) or death, whichever occurs first. In progression-free patients, PFS will be censored at the time of the last evaluable tumor assessment. | From start of treatment to safety follow-up, up to approximately 24 months |
| Overall Survival (OS) | OS is defined as the time from the first dose of N-3C01 to participant death. Patients alive or lost to follow-up will be censored at the last date known to be alive. | From start of treatment to end of treatment, up to approximately 24 months |
| San Clinical Trials Unit | Not yet recruiting | Wahroonga | New South Wales | 2076 | Australia |
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| Corner Edith & Platt Streets, , NSW 2298 Australia | Not yet recruiting | Waratah | New South Wales | 2298 | Australia |
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| Hunan Cancer Hospital | Not yet recruiting | Changsha | Hunan | 410013 | China |
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| Shanghai East Hospital | Recruiting | Shanghai | Shanghai Municipality | 200000 | China |
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| Henan Cancer Hospital | Not yet recruiting | Zhengzhou | Zhengzhou | 450000 | China |
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