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The purpose of this multicenter, randomized controlled trial (ULTRASVENT-2) is to evaluate the effect of different positive end-expiratory pressure (PEEP) levels on postoperative oxygenation and lung aeration in adult patients undergoing elective non-cardiac and non-thoracic surgery under general anesthesia. Moving away from traditional binary outcomes, this study utilizes a continuous functional metric, the non-invasive oxygenation index SpO2/FiO2 (S/F ratio), as the primary endpoint to precisely capture the degree of respiratory function preservation.
Patients will be stratified into four distinct surgical cohorts based on the type and aggressiveness of the procedure: non-abdominal surgery, major open abdominal surgery, major laparoscopic abdominal surgery, and low-trauma laparoscopic surgery. This adaptive design aims to investigate how protective PEEP strategies interact with varying degrees of surgical trauma and intraoperative pneumoperitoneum, allowing the optimization of mechanical ventilation parameters for routine clinical practice.
Postoperative pulmonary complications remain a significant cause of morbidity and prolonged hospital stay after major surgical interventions under general anesthesia. While positive end-expiratory pressure (PEEP) is widely used to prevent alveolar collapse, the optimal target levels across different surgical sub-types remain controversial in modern anesthesiology. This trial aims to establish robust clinical evidence regarding perioperative lung protection using a comprehensive functional-anatomical approach.
Primary Endpoint and Measurement Standardization:
The primary outcome of the trial is the non-invasive oxygenation index, the S/F ratio (SpO2/Fraction of inspired oxygen), assessed exactly 2 hours post-extubation in the Post-Anesthesia Care Unit (PACU) and tracked dynamically over the first 24 hours of the postoperative period. To eliminate confounding variables and ensure absolute reproducibility across participating centers, the primary endpoint measurement is strictly standardized according to the following criteria:
Differentiated Lung Ultrasound (LUS) Track:
To identify the anatomical substrate behind changes in gas exchange, regional lung aeration patterns will be recorded as the key secondary endpoint using a delta LUS score (postoperative score minus preoperative baseline). The diagnostic burden on the investigators is optimized using two parallel diagnostic tracks:
Surgical Stratification and Sample Size Design:
Patients will be randomized in a 1:1 ratio to receive either a fixed standard (lower) PEEP or a fixed higher PEEP strategy throughout the intraoperative period (from intubation to extubation). Randomization is performed independently within 4 parallel strata to achieve a total sample size of 320 to 360 patients:
Statistical Analysis Framework:
Data processing will be conducted in the jamovi software environment using General Linear Models (GLM). The analysis will incorporate continuous and categorical baseline covariates (Body Mass Index, age, ASA physical status, and duration of surgery) to reduce residual variance. A key element of the statistical plan is the evaluation of interaction effects between the PEEP level and the specific surgical stratum to determine whether a higher PEEP provides a universal benefit or if its protective role is strictly dependent on the surgical phenotype.
Implementation Protocol Phases:
To guarantee data integrity and eliminate investigator bias, the project is structured into four consecutive logical phases:
Phase 1: Regulatory start, including central registration on ClinicalTrials.gov, Local Ethics Committee (LEC) submission and approval, and prospective publication of the formal Study Protocol manuscript.
Phase 2: Standardized hands-on calibration and training of the core investigator team (4 to 6 specialists) regarding precise zone identification and digital data entry.
Phase 3: A mandatory run-in period dedicated to inter-rater reliability testing. Each investigator must scan a test cohort, and the enrollment of randomized trial patients can begin only after achieving an inter-operator consensus threshold defined as a Cohen's Kappa coefficient greater than or equal to 0.7 and an absolute category agreement greater than or equal to 80%.
Phase 4: Active enrollment utilizing an adaptive recruitment strategy. The trial will commence by enrolling patients in high-volume, low-risk groups (Strata 1 and 4) to seamlessly refine logistical and database processes before activating the complex and labor-intensive ICU-based cohorts (Strata 2 and 3).
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Standard PEEP Strategy | Active Comparator | Patients randomized to this arm will receive a fixed, standard (lower) level of Positive End-Expiratory Pressure (PEEP) throughout the intraoperative period (from intubation to extubation). The specific PEEP value is determined strictly by the surgical stratum: 5 cm H2O for Strata 1 (Non-abdominal surgery), 5 cm H2O for Strata 2 (Major open abdominal surgery), 5 cm H2O for Strata 3 (Major laparoscopic abdominal surgery), and 5 cm H2O for Strata 4 (Low-trauma laparoscopic surgery). All other mechanical ventilation parameters remain standardized (tidal volume 6-8 mL/kg of ideal body weight). |
|
| Higher PEEP Strategy | Experimental | Patients randomized to this arm will receive a fixed, higher level of Positive End-Expiratory Pressure (PEEP) designed for protective lung ventilation throughout the intraoperative period. The specific PEEP value is tailored to the surgical stratum and abdominal risk: 8 cm H2O for Strata 1 (Non-abdominal surgery), 8 cm H2O for Strata 2 (Major open abdominal surgery), 12 cm H2O for Strata 3 (Major laparoscopic abdominal surgery), and 12 cm H2O for Strata 4 (Low-trauma laparoscopic surgery). All other mechanical ventilation parameters remain standardized (tidal volume 6-8 mL/kg of ideal body weight). |
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| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Intraoperative Positive End-Expiratory Pressure (PEEP) Regulation | Procedure | Application of fixed PEEP levels calculated according to surgical aggressiveness and the presence of pneumoperitoneum. Standard PEEP arm utilizes PEEP values of 5 cm H2O. Higher PEEP arm utilizes protective PEEP values of 8 or 12 cm H2O. The assigned PEEP strategy is initiated immediately following endotracheal intubation and maintained continuously until extubation. |
| Measure | Description | Time Frame |
|---|---|---|
| Non-invasive oxygenation index (SpO2/FiO2 ratio) | The primary functional outcome is the SpO2/FiO2 (S/F) ratio, a continuous metric indicating the degree of lung oxygenation. The S/F ratio is calculated by dividing the peripheral capillary oxygen saturation (SpO2) by the fraction of inspired oxygen (FiO2). To ensure standardization, postoperative measurements are performed on room air in a supine position. Measurements are recorded strictly when the patient achieves full wakefulness, which is verified using the modified Post Anesthesia Recovery Score (PARS) as a readiness criteria. The PARS scale ranges from a minimum of 0 to a maximum of 10, where higher scores indicate a better clinical recovery. Note: The reported outcome is solely the S/F ratio value; the PARS score is used exclusively as a clinical condition to initiate the S/F measurement and is not aggregated into the final outcome value. | Assessed at 3 time points: preoperatively (baseline); exactly 2 hours post-extubation; and 24 hours post-operation. |
| Measure | Description | Time Frame |
|---|---|---|
| Incidence of Postoperative Pulmonary Complications (PPCs) | The composite clinical outcome evaluates the total percentage of patients developing at least one severe respiratory adverse event in the postoperative period. PPCs are strictly defined as the presence of one or more of the following: confirmed hospital-acquired pneumonia, prolonged requirement for supplemental oxygen therapy lasting longer than 24 hours, or the onset of refractory hypoxemia necessitating unexpected transfer to the Intensive Care Unit for non-invasive or invasive mechanical ventilation. |
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Inclusion Criteria:
Exclusion Criteria:
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| Name | Role | Phone | Extension | |
|---|---|---|---|---|
| Ivan Shcheparev, MD, PhD | Contact | +7 901 908 90 88 | is22@list.ru |
| Name | Affiliation | Role |
|---|---|---|
| Ivan Shcheparev, MD, PhD | Moscow Multi-disciplinary Clinical Center "Kommunarka" | Principal Investigator |
| Denis Protsenko, MD, PhD, Professor | Moscow Multi-disciplinary Clinical Center "Kommunarka" | Study Director |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Moscow Multi-disciplinary Clinical Center "Kommunarka" | Moscow | Moscow | 108814 | Russia |
| PubMed Identifier | Type | Citation | Retractions |
|---|---|---|---|
| 37448389 | Background | L D, Kumar R, Patel N, Ayub A, Rewari V, Subramaniam R, Roy KK. Effect of Lung Compliance-Based Optimum Pressure Versus Fixed Positive End-Expiratory Pressure on Lung Atelectasis Assessed by Modified Lung Ultrasound Score in Laparoscopic Gynecological Surgery: A Prospective Randomized Controlled Trial. Cureus. 2023 Jun 12;15(6):e40278. doi: 10.7759/cureus.40278. eCollection 2023 Jun. | |
| 28186222 |
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De-identified individual participant data (IPD) that underlie the results reported in the primary publication (including baseline characteristics, intraoperative mechanical ventilation parameters, lung ultrasound scores, and clinical postoperative outcomes) will be made publicly available to ensure absolute transparency and academic reproducibility.
Data will become available immediately following the official publication of the primary trial results, with no specified end date.
The dataset will be openly accessible to any researcher, clinician, or analyst interested in replicating the study findings, conducting systematic reviews, or performing secondary meta-analyses. The data will be hosted publicly, and no formal research proposal review or data use agreements are required for access.
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Prospective, multicenter, stratified, parallel-group randomized controlled trial. Participants are independently stratified into 4 parallel surgical strata based on the procedure type: Strata 1 (Non-abdominal surgery), Strata 2 (Major open abdominal surgery), Strata 3 (Major laparoscopic abdominal surgery), and Strata 4 (Low-trauma laparoscopic surgery). Within each distinct stratum, participants are randomized in a 1:1 ratio to receive either a fixed standard PEEP or a fixed higher PEEP strategy from intubation to extubation.
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The automated intraoperative positive end-expiratory pressure (PEEP) settings are completely hidden from the post-anesthesia care unit (PACU) nursing staff, ward physicians, and investigators. All parameters are documented in a separate file inaccessible during the evaluation period. The clinical operators performing both the preoperative and postoperative lung ultrasound (LUS) examinations, as well as the personnel calculating the primary functional outcome (SpO2/FiO2 ratio), are strictly blinded to the assigned PEEP strategy and the patient's intraoperative ventilator settings.
|
| From the end of surgery up to 7 days post-operation. |
| Postoperative lung ultrasound score and aeration patterns | Evaluation of the absolute postoperative Lung Ultrasound (LUS) score to assess anesthesia-induced alveolar collapse. A differentiated protocol is used based on surgical strata. Strata 1 and 4 use a 2-zone express protocol targeting dorsal-basal sectors (total scale range: minimum 0 to maximum 6). Strata 2 and 3 use a comprehensive 12-zone panoramic thoracic mapping protocol (total scale range: minimum 0 to maximum 36). For both LUS scales, higher scores indicate a worse outcome (more severe loss of lung aeration and atelectasis). Specific qualitative acoustic patterns (e.g., multiple B-lines, subpleural consolidations, or static bronchograms) are also recorded to validate the numerical LUS score. | Exactly 2 hours post-extubation in the Post-Anesthesia Care Unit (PACU) or Intensive Care Unit (ICU). |
| Incidence of Intraoperative Hemodynamic Instability | Frequency of intraoperative hemodynamic instability episodes directly related to mechanical ventilation settings, specifically measured as the requirement for the initiation or dose increase of vasopressor support (ephedrine, phenylephrine, or norepinephrine) to maintain a mean arterial pressure (MAP) greater than 65 mm Hg. | Intraoperatively (from the moment of endotracheal intubation until extubation). |
| Efim Shifman, MD, PhD, Professor | Moscow Multi-disciplinary Clinical Center "Kommunarka" | Study Chair |
| Background |
| Miskovic A, Lumb AB. Postoperative pulmonary complications. Br J Anaesth. 2017 Mar 1;118(3):317-334. doi: 10.1093/bja/aex002. |
| 40140868 | Background | Zhang Y, Zhu J, Xi C, Wang G. Effect of driving pressure-guided individualized positive end-expiratory pressure (PEEP) ventilation strategy on postoperative atelectasis in patients undergoing laparoscopic surgery as assessed by ultrasonography: study protocol for a prospective randomized controlled trial. Trials. 2025 Mar 26;26(1):106. doi: 10.1186/s13063-025-08819-5. |
| 33174404 | Background | Frassanito L, Sonnino C, Pitoni S, Zanfini BA, Catarci S, Gonnella GL, Germini P, Vizzielli G, Scambia G, Draisci G. Lung ultrasound to monitor the development of pulmonary atelectasis in gynecologic oncologic surgery. Minerva Anestesiol. 2020 Dec;86(12):1287-1295. doi: 10.23736/S0375-9393.20.14687-X. Epub 2020 Nov 11. |
| 39548165 | Background | Ma J, Sun M, Song F, Wang A, Tian X, Wu Y, Wang L, Zhao Q, Liu B, Wang S, Qiu Y, Hou H, Deng L. Effect of ultrasound-guided individualized positive end-expiratory pressure on the severity of postoperative atelectasis in elderly patients: a randomized controlled study. Sci Rep. 2024 Nov 15;14(1):28128. doi: 10.1038/s41598-024-79105-8. |
| 38539248 | Background | Liao B, Liao W, Yin S, Liu S, Wu X. Effect of ultrasound-guided lung recruitment to reduce pulmonary atelectasis after non-cardiac surgery under general anesthesia: a systematic review and meta-analysis of randomized controlled trials. Perioper Med (Lond). 2024 Mar 27;13(1):23. doi: 10.1186/s13741-024-00379-7. |
| 35974310 | Background | Wu XZ, Xia HM, Zhang P, Li L, Hu QH, Guo SP, Li TY. Effects of ultrasound-guided alveolar recruitment manoeuvres compared with sustained inflation or no recruitment manoeuvres on atelectasis in laparoscopic gynaecological surgery as assessed by ultrasonography: a randomized clinical trial. BMC Anesthesiol. 2022 Aug 16;22(1):261. doi: 10.1186/s12871-022-01798-z. |
| ID | Term |
|---|---|
| D011183 | Postoperative Complications |
| D012131 | Respiratory Insufficiency |
| D001261 | Pulmonary Atelectasis |
| D000860 | Hypoxia |
| ID | Term |
|---|---|
| D010335 | Pathologic Processes |
| D013568 | Pathological Conditions, Signs and Symptoms |
| D012120 | Respiration Disorders |
| D012140 | Respiratory Tract Diseases |
| D008171 | Lung Diseases |
| D012818 | Signs and Symptoms, Respiratory |
| D012816 | Signs and Symptoms |
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| ID | Term |
|---|---|
| D011175 | Positive-Pressure Respiration |
| D012926 | Social Control, Formal |
| ID | Term |
|---|---|
| D012121 | Respiration, Artificial |
| D058109 | Airway Management |
| D013812 | Therapeutics |
| D012138 | Respiratory Therapy |
| D004472 | Health Care Economics and Organizations |
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