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The goal of this randomized clinical trial was to evaluate the effects of empagliflozin, a sodium-glucose cotransporter-2 inhibitor (SGLT2i) on sleep and cardiac outcomes in adults with heart failure (HF) and obstructive sleep apnea syndrome (OSA). The study also examined how subsequent initiation of continuous positive airway pressure (CPAP) therapy affected sleep and cardiac outcomes, and whether response to treatment differed according to baseline obstructive sleep apnea severity.
The main questions it aims to answer were:
Researchers compared participants receiving empagliflozin in addition to background HF therapy with those continuing background HF therapy without empagliflozin to evaluate the effects of empagliflozin.
Participants:
Heart failure and obstructive sleep apnea frequently coexist and are linked through complex pathophysiological mechanisms, including intermittent hypoxemia, sympathetic activation, oxidative stress, and hemodynamic alterations. This bidirectional interaction contributes to disease progression, impaired quality of life, and adverse clinical outcomes. While CPAP remains the standard treatment for OSA, treatment response in patients with coexisting HF is variable, and additional therapeutic strategies targeting both conditions are of clinical interest.
Sodium-glucose cotransporter-2 inhibitors, including empagliflozin, have demonstrated significant cardiovascular benefits in patients with HF. Their mechanisms of action, including osmotic diuresis, reduction in intravascular and interstitial fluid volume, and improvement in cardiac function, may also influence the pathophysiology of OSA, particularly by reducing nocturnal rostral fluid shift and upper airway collapsibility. However, prospective randomized data evaluating the effects of SGLT2i on sleep-disordered breathing in patients with HF and OSA remain limited.
This randomized controlled clinical trial was designed to evaluate the effects of empagliflozin on sleep, cardiac, and biochemical outcomes in adults with coexisting HF and OSA, and to assess the impact of subsequent CPAP therapy. The study incorporated a sequential two-phase design to allow differentiation between the early effects of pharmacological therapy and the later effects of CPAP.
In the first phase (0-3 months), participants were randomly assigned in a 1:1 ratio to receive empagliflozin in addition to background HF therapy or to continue background HF therapy without empagliflozin. This phase was designed to evaluate the isolated effect of empagliflozin on OSA severity, nocturnal oxygenation, cardiac function, and oxidative stress.
In the second phase (3-6 months), CPAP therapy was initiated in all participants, while empagliflozin treatment was continued in the study group. This phase was designed to assess the effect of CPAP therapy in both groups and to explore whether prior exposure to empagliflozin influenced the response to CPAP.
Assessments were performed at baseline, 3 months, and 6 months. Sleep-related outcomes included apnea-hypopnea index (AHI), mean oxygen saturation (MOS), lowest oxygen saturation (LOS), and time spent with oxygen saturation below 90% (T<90%), obtained from type III sleep studies. Cardiac outcomes included left ventricular ejection fraction assessed by transthoracic echocardiography and N-terminal pro-B-type natriuretic peptide concentrations. Biochemical analyses included evaluation of oxidative stress markers, including TOS, TAS, and OSI. Patient-reported outcomes included validated questionnaires assessing sleep quality, daytime sleepiness, and quality of life.
The study also included exploratory analyses to assess relationships between sleep-related and cardiac parameters, as well as to evaluate whether baseline OSA severity influenced response to treatment. The sequential design of the study allowed assessment of phase-specific effects and potential interaction between pharmacological therapy and CPAP.
Overall, the study aimed to provide a comprehensive evaluation of the role of empagliflozin as an adjunctive therapy in patients with HF and OSA, and to clarify its potential impact on sleep-disordered breathing, cardiac function, and oxidative stress in the context of subsequent CPAP treatment.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Empagliflozin + Background Heart Failure Therapy | Experimental | Participants with HF and OSA initiated empagliflozin at baseline in addition to background heart failure therapy and continued treatment throughout the 6-month study period. During the first phase (0-3 months), the effects of empagliflozin were assessed. Continuous positive airway pressure therapy was initiated after 3 months and continued until the end of the study. This design allowed evaluation of the isolated effect of empagliflozin before CPAP initiation and assessment of its influence on response to subsequent CPAP therapy. |
|
| Background Heart Failure Therapy Without Empagliflozin | Active Comparator | Participants continued background heart failure therapy without empagliflozin. Continuous positive airway pressure (CPAP) therapy was initiated after 3 months and continued until the end of the study. This design allowed evaluation of the isolated effect of empagliflozin before CPAP initiation and assessment of its influence on response to subsequent CPAP therapy. |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Empagliflozin | Drug | Empagliflozin was initiated at baseline at a dose of 10 mg once daily, administered orally, in addition to background heart failure therapy, and continued throughout the 6-month study period. |
| Measure | Description | Time Frame |
|---|---|---|
| Change in Apnea-Hypopnea Index (AHI). | Change in AHI, measured as the number of apnea and hypopnea events per hour of sleep, assessed between baseline and follow-up visits at 3 and 6 months. | Baseline, 3 months, and 6 months. |
| Measure | Description | Time Frame |
|---|---|---|
| Change in N-terminal pro-B-type natriuretic peptide (NT-proBNP) concentrations. | Change in NT-proBNP concentrations (pg/mL) measured in serum between baseline and follow-up visits. | Baseline, 3 months, and 6 months. |
| Measure | Description | Time Frame |
|---|---|---|
| Change in nocturnal oxygenation - mean oxygen saturation (MOS). | Change in mean oxygen saturation (%) measured during sleep studies. | Baseline to 3 months and 6 months. |
| Change in nocturnal oxygenation - lowest oxygen saturation (LOS). |
Inclusion Criteria:
Exclusion Criteria:
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| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| University Clinical Hospital in Białystok | Bialystok | Podlaskie Voivodeship | 15-276 | Poland |
It is not yet determined whether individual participant data will be made available. Data sharing plans will be considered after completion of primary and secondary analyses and publication of study results, in accordance with institutional policies and applicable regulations.
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| ID | Term |
|---|---|
| D020181 | Sleep Apnea, Obstructive |
| D006333 | Heart Failure |
| D012891 | Sleep Apnea Syndromes |
| D001049 | Apnea |
| ID | Term |
|---|---|
| D012120 | Respiration Disorders |
| D012140 | Respiratory Tract Diseases |
| D020919 | Sleep Disorders, Intrinsic |
| D020920 | Dyssomnias |
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| ID | Term |
|---|---|
| C570240 | empagliflozin |
| D045422 | Continuous Positive Airway Pressure |
| ID | Term |
|---|---|
| D011175 | Positive-Pressure Respiration |
| D012121 | Respiration, Artificial |
| D058109 | Airway Management |
| D013812 | Therapeutics |
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Parallel-group randomized controlled trial with a sequential two-phase design. Participants were randomized 1:1 to receive empagliflozin in addition to background heart failure therapy or to continue background therapy without empagliflozin. During the first phase (0-3 months), the effect of empagliflozin was assessed. During the second phase (3-6 months), continuous positive airway pressure (CPAP) therapy was initiated in all participants, while empagliflozin was continued in the intervention group, allowing evaluation of CPAP effects and the influence of prior empagliflozin exposure on treatment response. The sequential design allowed separation of early pharmacological effects from later CPAP-driven improvements and enabled assessment of whether prior SGLT2 inhibition modifies subsequent response to CPAP therapy.
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This was an open-label study without masking. Objective outcome measures, including sleep study parameters, echocardiographic assessments, and biochemical markers, were used to minimize potential bias.
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| Continuous Positive Airway Pressure (CPAP) | Device | Continuous positive airway pressure therapy was initiated after 3 months in all participants using standard clinical practice. CPAP was applied nightly during sleep, with pressure settings individually titrated. The mean therapeutic pressure was approximately 15.5 ± 2.5 cm H₂O. Treatment was continued until the end of the study. |
|
Change in lowest oxygen saturation (%) measured during sleep studies.
| Baseline to 3 months and 6 months. |
| Change in nocturnal oxygenation - time spent with oxygen saturation below 90% (T<90%). | Change in the percentage of time spent with oxygen saturation below 90% during sleep. | Baseline to 3 months and 6 months. |
| Change in left ventricular ejection fraction (LVEF). | Change in left ventricular ejection fraction (%) assessed by transthoracic echocardiography. | Baseline, 3 months, and 6 months. |
| Change in total oxidative status (TOS). | Change in total oxidative status ((µmol H₂O₂ equivalent/L) measured in serum. | Baseline, 3 months, and 6 months. |
| Change in total antioxidant status (TAS). | Change in total antioxidant status (mmol Trolox equivalent/L) measured in serum. | Baseline, 3 months, and 6 months. |
| Change in oxidative stress index (OSI). | Change in oxidative stress index (arbitrary units) calculated as the ratio of TOS to TAS. | Baseline, 3 months, and 6 months. |
| Change in Epworth Sleepiness Scale (ESS) score. | Change in daytime sleepiness assessed using the Epworth Sleepiness Scale (points). | Baseline, 3 months, and 6 months. |
| Change in Pittsburgh Sleep Quality Index (PSQI) score. | Change in sleep quality assessed using the Pittsburgh Sleep Quality Index (points). | Baseline, 3 months, and 6 months. |
| Change in Short Form-36 (SF-36) score. | Change in quality of life assessed using the Short Form-36 questionnaire (points). | Baseline, 3 months, and 6 months. |
| Change in snoring severity (VAS). | Change in snoring severity assessed using a visual analogue scale (points). | Baseline, 3 months, and 6 months. |
| Change in heart failure symptom score. | Change in heart failure symptom burden assessed using a structured symptom score (points). | Baseline, 3 months, and 6 months. |
| D012893 |
| Sleep Wake Disorders |
| D009422 | Nervous System Diseases |
| D006331 | Heart Diseases |
| D002318 | Cardiovascular Diseases |
| D012818 | Signs and Symptoms, Respiratory |
| D012816 | Signs and Symptoms |
| D013568 | Pathological Conditions, Signs and Symptoms |
| D012138 |
| Respiratory Therapy |