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| Name | Class |
|---|---|
| Global Alliance for Regenerative Medicine | OTHER |
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This Phase 1/2a, open-label, non-randomized study is designed to evaluate the safety and tolerability of intramuscular AAV9-Follistatin gene therapy administered either as monotherapy or in combination with a VEGF-encoding plasmid. Secondary objectives include the assessment of preliminary signals of biological and functional activity, including changes in skeletal muscle mass and performance.
Approximately 12 participants (with a potential expansion to 18-21) will be sequentially assigned to three cohorts: low-dose AAV-Follistatin monotherapy (n=3), high-dose AAV-Follistatin monotherapy (n=3), or combination therapy (AAV-Follistatin + VEGF plasmid, n=6). A cautious 3+3 dose-escalation design with sentinel dosing will be employed.
All investigational products are administered via intramuscular injection into large skeletal muscles. In Cohorts 1 and 2, AAV-Follistatin is administered once on Day 1. In Cohort 3, VEGF plasmid is administered on Day 1 and Day 12 (±2 days), followed by AAV-Follistatin on approximately Day 27 (±3 days), corresponding to 15 ± 1 days after the second VEGF plasmid dose.
Rapamycin will be administered for approximately two months to mitigate immune responses to the AAV vector. Participants will undergo regular safety monitoring, including clinical assessments, laboratory testing, and strength evaluations.
The study enrolls adults aged 45-75 years with evidence of age-related muscle decline, who are in generally stable health and able to provide informed consent and comply with study procedures. Eligible participants must demonstrate low or acceptable antibody titers to the AAV vector and hold Próspera ZEDE eResidency or Physical Residency.
Key exclusion criteria include: uncontrolled significant medical conditions; active or recent malignancy; clinically relevant immune disorders or current immunosuppressive therapy; pregnancy or breastfeeding; prior exposure to AAV-based gene therapy; or recent participation in other investigational studies.
Screening (up to 7 days) includes medical history, physical examination, laboratory tests, and baseline muscle assessments (e.g., DXA, strength, and functional testing). The core study period lasts approximately 90 days (for Group 3 = 120 days), with frequent safety assessments and functional evaluations. Participants may opt into extended safety follow-up at approximately 6 and 12 months.
Participation involves potential risks, including:
Direct clinical benefit cannot be guaranteed. Participants may experience improvements in muscle mass, strength, endurance, or functional performance; however, this is an early-phase trial primarily designed to assess safety and feasibility. The study may contribute to the development of future therapies for age-related muscle decline.
Participants should anticipate approximately three months of active participation, with optional follow-up extending to 12 months.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Low-Dose AAV-Follistatin Monotherapy | Experimental | Participants will receive a single intramuscular dose of AAV-Follistatin (5 × 10¹⁰ vg/kg) on Day 1. The total dose will be administered bilaterally across predefined injection sites in major limb muscles (quadriceps femoris, gluteus maximus, gastrocnemius, and biceps brachii) according to a standardized injection map. Rapamycin will be given per protocol for approximately two months to mitigate immune responses to the AAV vector. This sentinel cohort follows a sequential 3+3 dose-escalation design; dose-limiting toxicities will be assessed through Day 21 prior to escalation to Arm 2. |
|
| High-Dose AAV-Follistatin Monotherapy | Experimental | After safety review of Arm 1, participants in Arm 2 will receive a single higher intramuscular dose of AAV-Follistatin (1 × 10¹¹ vg/kg) on Day 1, administered bilaterally across predefined injection sites in major limb muscles according to the same standardized injection map. Prophylactic immunomodulation with rapamycin will be provided per protocol for approximately two months, with identical safety monitoring procedures as in Arm 1. This cohort is intended to evaluate dose-dependent safety and tolerability of AAV-Follistatin monotherapy. Dose-limiting toxicities (DLTs) will be assessed through Day 21, and escalation to Arm 3 will proceed following review of safety data and confirmation of predefined criteria. |
|
| Combination: AAV-Follistatin + VEGF Plasmid | Experimental | Following safety review of Arm 2, participants in Arm 3 will receive VEGF plasmid (total dose 4.8 mg) administered intramuscularly on Day 1 and Day 12 (±2 days) across the same predefined bilateral muscle groups used for AAV-Follistatin (quadriceps femoris, gluteus maximus, gastrocnemius, and biceps brachii). AAV-Follistatin will then be administered 15 ± 1 days after the second VEGF dose (approximately Day 27-29) using the identical standardized injection map. The AAV dose for Arm 3 will be selected based on safety review of prior cohorts and will be either 5 × 10¹⁰ vg/kg or 1 × 10¹¹ vg/kg. Rapamycin will be provided per protocol for approximately two months beginning around the time of AAV administration to mitigate potential immune responses. This cohort evaluates the safety and feasibility of sequential VEGF-mediated vascular support combined with myoanabolic AAV-Follistatin gene therapy. |
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| AAV9-Follistatin gene therapy | Genetic | One-time intramuscular administration of an adeno-associated virus, serotype 9, (AAV9) vector encoding human follistatin. |
|
| Measure | Description | Time Frame |
|---|---|---|
| Number of participants with treatment-emergent adverse events (TEAEs), including serious adverse events (SAEs) | Incidence, severity, and relatedness of treatment-emergent adverse events (TEAEs), including serious adverse events (SAEs), through Day 90, graded according to CTCAE | Day 1 through Day 90 after AAV administration |
| Number of participants with dose-limiting toxicities (DLTs) | Incidence of protocol-defined dose-limiting toxicities (DLTs) within the 21-day DLT observation window following AAV administration | Day 1 through Day 21 after AAV administration |
| Measure | Description | Time Frame |
|---|---|---|
| Number of participants with predefined clinically significant laboratory abnormalities | Number of participants with any of the following laboratory abnormalities through Day 90 (Day 120 for Group 3): ALT or AST >3× ULN; Total bilirubin >2× ULN; Serum cystatin C ≥1.5× baseline; eGFR decline ≥25% from baseline; Hemoglobin <120 g/L in men or <110 g/L in women; Hemoglobin decrease ≥2 g/dL; Platelet count <100 × 10⁹/L; Neutrophil count <1.5 × 10⁹/L; Creatine kinase ≥5× ULN |
| Measure | Description | Time Frame |
|---|---|---|
| Change from baseline in Appendicular Lean Mass Index (ALMI) measured by DXA | Change from baseline in Appendicular Lean Mass Index (ALMI) measured by dual-energy X-ray absorptiometry (DXA) | Baseline through Month 12 |
| Change from baseline in Bone Mineral Density (BMD) measured by DXA (g/cm²) |
Inclusion Criteria:
Exclusion Criteria:
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| Name | Role | Phone | Extension | |
|---|---|---|---|---|
| Ivan Morgunov | Contact | +31623454906 | ivan@unlimit.bio |
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| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| GARM | Recruiting | Coxen Hole | Bay Islands | 34101 | Honduras |
| PubMed Identifier | Type | Citation | Retractions |
|---|---|---|---|
| 39086961 | Background | Suoranta T, Laham-Karam N, Yla-Herttuala S. Strategies to improve safety profile of AAV vectors. Front Mol Med. 2022 Nov 1;2:1054069. doi: 10.3389/fmmed.2022.1054069. eCollection 2022. | |
| 32426485 | Background | Tang R, Harasymowicz NS, Wu CL, Collins KH, Choi YR, Oswald SJ, Guilak F. Gene therapy for follistatin mitigates systemic metabolic inflammation and post-traumatic arthritis in high-fat diet-induced obesity. Sci Adv. 2020 May 8;6(19):eaaz7492. doi: 10.1126/sciadv.aaz7492. eCollection 2020 May. |
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|
| VEGF Plasmid | Genetic | Intramuscular supercoiled plasmid DNA gene therapy encoding vascular endothelial growth factor (VEGF). |
|
| Day 1 through Day 90 after AAV administration |
| Number of participants with new-onset symptomatic heart failure or arrhythmias (CTCAE Grade ≥2) | Number of participants experiencing new-onset symptomatic heart failure or clinically significant arrhythmias graded ≥2 according to CTCAE v5.0 through Day 90 (Day 120 for Group 3) | Day 1 through Day 90 after AAV administration |
| Number of participants with injection site reactions | Number of participants experiencing injection site reactions (pain, swelling, erythema, induration, or local inflammation), graded according to CTCAE v5.0, through Day 90 (Day 120 for Group 3) | Day 1 through Day 90 after AAV administration |
| Number of participants who discontinue study treatment due to adverse events | Number of participants who discontinue study treatment due to adverse events through Day 90 (Day 120 for Group 3) | Day 1 through Day 90 after AAV administration |
Change from baseline in bone mineral density (BMD) measured by dual-energy X-ray absorptiometry (DXA) |
| Baseline through Month 12 |
| Change from baseline in lower limb one-repetition maximum (1RM) strength (kg) | Change from baseline in maximal voluntary strength assessed by one-repetition maximum (1RM) testing, assessed using leg press 1RM testing | Baseline through Month 12 |
| Change from baseline in grip strength (kg) | Change from baseline in maximal grip strength (kg), assessed using standardized hand dynamometry | Baseline through Month 12 |
| Change from baseline in maximal oxygen uptake (VO₂max, mL/kg/min) | Change from baseline in maximal oxygen uptake (VO₂max, mL/kg/min), assessed by standardized cardiopulmonary exercise testing (CPET) | Baseline through Month 12 |
| Change from baseline in six-minute walk distance (meters) | Change from baseline in distance walked during the six-minute walk test (6MWT), measured in meters | Baseline through Month 12 |
| Change from baseline in Timed Up-and-Go test time (seconds) | Change from baseline in time (seconds) required to complete the Timed Up-and-Go (TUG) test, assessed using standardized procedures | Baseline through Month 12 |
| Change from baseline in Five Times Sit-to-Stand test time (seconds) | Change from baseline in time (seconds) required to complete the Five Times Sit-to-Stand Test (FTSST) under standardized conditions | Baseline through Month 12 |
| Change from baseline in SF-36 Physical and Mental Component Summary scores | Change from baseline in health-related quality of life assessed by the Short Form-36 (SF-36) questionnaire (0-100 scale) | Baseline through Month 12 |
| Change from baseline in Clinical Frailty Scale (CFS) score | Change from baseline in frailty status assessed using the Clinical Frailty Scale (CFS) (1-9 scale) | Baseline through Month 12 |
| Change from baseline in Fried Frailty Phenotype score | Change from baseline in frailty phenotype assessed according to Fried criteria (0-5 scale) | Baseline through Month 12 |
| Change from baseline in serum follistatin concentration (ng/ml) | Change from baseline in serum follistatin levels, measured by enzyme-linked immunosorbent assay (ELISA), ng/ml | Baseline through Month 12 |
| Change from baseline in serum myostatin concentration (ng/mL) | Change from baseline in serum myostatin levels, measured by ELISA, ng/ml | Baseline through Month 12 |
| Change from baseline in serum IGF-1 concentration (ng/mL) | Change from baseline in serum IGF-1 concentration, measured using a validated assay, ng/ml | Baseline through Month 12 |
| Change in mid-arm circumference (cm) | Change from baseline in circumferential measurements (cm) of the mid-arm, assessed using standardized anthropometric techniques | Baseline through Month 12 |
| Change in mid-thigh circumference (cm) | Change from baseline in circumferential measurements (cm) of the mid-thigh, assessed using standardized anthropometric techniques | Baseline through Month 12 |
| Change in calf circumference (cm) | Change from baseline in circumferential measurements (cm) of the calf, assessed using standardized anthropometric techniques | Baseline through Month 12 |
| Change in hip circumference (cm) | Change from baseline in circumferential measurements (cm) of the gluteal (hip) regions, assessed using standardized anthropometric techniques | Baseline through Month 12 |
| 28279643 | Background | Mendell JR, Sahenk Z, Al-Zaidy S, Rodino-Klapac LR, Lowes LP, Alfano LN, Berry K, Miller N, Yalvac M, Dvorchik I, Moore-Clingenpeel M, Flanigan KM, Church K, Shontz K, Curry C, Lewis S, McColly M, Hogan MJ, Kaspar BK. Follistatin Gene Therapy for Sporadic Inclusion Body Myositis Improves Functional Outcomes. Mol Ther. 2017 Apr 5;25(4):870-879. doi: 10.1016/j.ymthe.2017.02.015. Epub 2017 Mar 6. |
| 31327755 | Background | Nance ME, Shi R, Hakim CH, Wasala NB, Yue Y, Pan X, Zhang T, Robinson CA, Duan SX, Yao G, Yang NN, Chen SJ, Wagner KR, Gersbach CA, Duan D. AAV9 Edits Muscle Stem Cells in Normal and Dystrophic Adult Mice. Mol Ther. 2019 Sep 4;27(9):1568-1585. doi: 10.1016/j.ymthe.2019.06.012. Epub 2019 Jul 3. |
| 27858738 | Background | Al-Zaidy SA, Sahenk Z, Rodino-Klapac LR, Kaspar B, Mendell JR. Follistatin Gene Therapy Improves Ambulation in Becker Muscular Dystrophy. J Neuromuscul Dis. 2015 Sep 2;2(3):185-192. doi: 10.3233/JND-150083. |
| 28050885 | Background | Deev R, Plaksa I, Bozo I, Isaev A. Results of an International Postmarketing Surveillance Study of pl-VEGF165 Safety and Efficacy in 210 Patients with Peripheral Arterial Disease. Am J Cardiovasc Drugs. 2017 Jun;17(3):235-242. doi: 10.1007/s40256-016-0210-3. |
| 29996720 | Background | Deev R, Plaksa I, Bozo I, Mzhavanadze N, Suchkov I, Chervyakov Y, Staroverov I, Kalinin R, Isaev A. Results of 5-year follow-up study in patients with peripheral artery disease treated with PL-VEGF165 for intermittent claudication. Ther Adv Cardiovasc Dis. 2018 Sep;12(9):237-246. doi: 10.1177/1753944718786926. Epub 2018 Jul 11. |
| 20368179 | Background | Kota J, Handy CR, Haidet AM, Montgomery CL, Eagle A, Rodino-Klapac LR, Tucker D, Shilling CJ, Therlfall WR, Walker CM, Weisbrode SE, Janssen PM, Clark KR, Sahenk Z, Mendell JR, Kaspar BK. Follistatin gene delivery enhances muscle growth and strength in nonhuman primates. Sci Transl Med. 2009 Nov 11;1(6):6ra15. doi: 10.1126/scitranslmed.3000112. |
| 25322757 | Background | Mendell JR, Sahenk Z, Malik V, Gomez AM, Flanigan KM, Lowes LP, Alfano LN, Berry K, Meadows E, Lewis S, Braun L, Shontz K, Rouhana M, Clark KR, Rosales XQ, Al-Zaidy S, Govoni A, Rodino-Klapac LR, Hogan MJ, Kaspar BK. A phase 1/2a follistatin gene therapy trial for becker muscular dystrophy. Mol Ther. 2015 Jan;23(1):192-201. doi: 10.1038/mt.2014.200. Epub 2014 Oct 17. |
| 30429376 | Background | Giesige CR, Wallace LM, Heller KN, Eidahl JO, Saad NY, Fowler AM, Pyne NK, Al-Kharsan M, Rashnonejad A, Chermahini GA, Domire JS, Mukweyi D, Garwick-Coppens SE, Guckes SM, McLaughlin KJ, Meyer K, Rodino-Klapac LR, Harper SQ. AAV-mediated follistatin gene therapy improves functional outcomes in the TIC-DUX4 mouse model of FSHD. JCI Insight. 2018 Nov 15;3(22):e123538. doi: 10.1172/jci.insight.123538. |
| 33964607 | Background | Iyer CC, Chugh D, Bobbili PJ, Iii AJB, Crum AE, Yi AF, Kaspar BK, Meyer KC, Burghes AHM, Arnold WD. Follistatin-induced muscle hypertrophy in aged mice improves neuromuscular junction innervation and function. Neurobiol Aging. 2021 Aug;104:32-41. doi: 10.1016/j.neurobiolaging.2021.03.005. Epub 2021 Mar 12. |
| ID | Term |
|---|---|
| D055948 | Sarcopenia |
| D009133 | Muscular Atrophy |
| D018908 | Muscle Weakness |
| D000073496 | Frailty |
| ID | Term |
|---|---|
| D020879 | Neuromuscular Manifestations |
| D009461 | Neurologic Manifestations |
| D009422 | Nervous System Diseases |
| D001284 | Atrophy |
| D020763 | Pathological Conditions, Anatomical |
| D013568 | Pathological Conditions, Signs and Symptoms |
| D012816 | Signs and Symptoms |
| D009135 | Muscular Diseases |
| D009140 | Musculoskeletal Diseases |
| D010335 | Pathologic Processes |
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