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| Name | Class |
|---|---|
| University Hospital Heidelberg | OTHER |
| Prof. Erik Popp - Head, Department of Crisis and Disaster Management | UNKNOWN |
| Prof. Markus Ries - Head of Research, Department of Crisis and Disaster Management | UNKNOWN |
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Hospital Emergency and Disaster Plans (Krankenhausalarm- und Einsatzplan-KAEP) are a central component of hospital preparedness in Germany. Despite national and international recommendations, considerable variability exists in structure, responsibilities, communication pathways, and training concepts across hospitals. This study aims to systematically analyze and compare KAEP documents from German hospitals using a structured qualitative and quantitative document analysis. The goal is to identify strengths, deficits, institutional influencing factors, and best-practice elements to support evidence-based improvements and harmonization of hospital emergency planning.
KAEPacity is an observational, mixed-methods, descriptive-comparative document analysis of Hospital Emergency and Disaster Plans (Krankenhausalarm- und -einsatzpläne; KAEP) from hospitals in Germany. The aim is to characterize and compare how hospitals operationalize preparedness for exceptional events (e.g., mass casualty incidents, technical failures, security incidents, pandemics) through their written emergency planning documents, and to derive evidence-informed recommendations for quality improvement and harmonization.
Participating hospitals provide their current KAEP documents (and, if available, related materials such as exercise plans, training concepts, evaluation reports, and "lessons learned" documentation). All received documents are stored in a secure institutional environment and processed confidentially. Prior to analysis, documents are pseudonymized: identifying information about hospitals and individuals is removed as far as feasible, and each hospital is assigned a study code (e.g., KH01). Hospital-level characteristics relevant for comparative analyses (e.g., care level, size category, ownership/management type, region) are recorded in a separate, access-restricted key file and used only for aggregated comparisons.
The analysis is conducted using a structured criteria framework derived from national guidance (including the BBK KAEP handbook) and international recommendations (including the WHO Hospital Emergency Response Checklist), complemented by findings from current hospital preparedness and disaster medicine literature. The framework covers core preparedness domains such as: plan structure and governance, leadership and command arrangements, alerting and activation processes, triage concepts and patient flow organization, internal and external communication pathways, defined hazard scenarios and functional annexes, and training, exercises, evaluation, and plan maintenance.
Qualitative analysis follows a deductive-inductive content analytic approach: an initial codebook is developed from guidelines and established models, and then iteratively refined by adding inductive subcategories when additional recurring themes or organizational patterns emerge from the material. In addition to explicit content, the analysis considers aspects such as role logic, implied assumptions, handling of uncertainty, and indications of preparedness culture as reflected in the documents' structure and language.
To support comparability across hospitals, selected structural and process features are additionally rated on an ordinal 0-5 scale (0 = not present; 1 = insufficient; 2 = partially present; 3 = adequate; 4 = well developed; 5 = fully operationalized). This allows descriptive summaries and stratified comparisons across hospital categories without identifying individual institutions. Where feasible, interrater reliability procedures are implemented (e.g., double-coding of a subset and consensus review) to increase the robustness of coding and ratings.
The study does not involve patient recruitment, clinical interventions, or collection of personal health data. Results will be reported exclusively in aggregated form to prevent identification of individual hospitals. The primary intent is to generate an evidence base on current KAEP practice in Germany and to highlight best-practice elements and development needs that can inform future preparedness guidance, training, and quality assurance initiatives.
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| Measure | Description | Time Frame |
|---|---|---|
| Maturity of Hospital Emergency Plans | Overall maturity of hospital emergency and disaster plans assessed using a predefined composite score. The score is calculated by aggregating four predefined domains (structure, operational processes, communication, training/exercises) each rated on a standardized 0-5 ordinal scale. Domain scores are summed to generate a single overall maturity score per hospital. | Baseline |
| Derivation of Practice-Oriented Recommendations | Identification of strengths, weaknesses, and improvement potential across hospitals. | through study completion, an average of 1 year |
| Measure | Description | Time Frame |
|---|---|---|
| Institutional Influencing Factors | Association between KAEP quality and hospital characteristics (care level, size, ownership, region). | through study completion, an average of 1 year |
| Training and Exercise Practices |
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Inclusion Criteria:
German hospitals with a documented KAEP Institutional consent to provide KAEP documents for analysis
Exclusion Criteria:
Hospitals declining participation Specialized facilities without emergency or acute care services (e.g., rehabilitation clinics)
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Hospitals in Germany with an existing documented Hospital Emergency and Disaster Plan (KAEP).
| Name | Role | Phone | Extension | |
|---|---|---|---|---|
| Maik von der Forst, Dr. med. | Contact | +49 6221-5632939 | maik.forst@med.uni-heidelberg.de | |
| Lea Kölsch | Contact | l.koelsch@student.maastrichtuniversity.nl |
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| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Stabsstelle Krisen- und Katastrophenmanagement | Recruiting | Heidelberg | 69120 | Germany |
| PubMed Identifier | Type | Citation | Retractions |
|---|---|---|---|
| Background | Mayring, P. (2014). Qualitative content analysis: theoretical foundation, basic procedures and software solution. Social Science Open Access Repository (GESIS - Leibniz Institute for the Social Sciences), 143. http://www.ssoar.info/ssoar/handle/document/39517 | ||
| 39443574 | Result | Wurmb T, Kurz S, Schwarzmann G, Trautner H, Kinstle U, Wagenhauser U, Koch F, Munch M, Meybohm P, Kippnich M. Application of quality indicators and critical lessons learned assessment as a research approach for the evaluation of rescue missions during terrorist attacks. Sci Rep. 2024 Oct 23;14(1):25087. doi: 10.1038/s41598-024-76267-3. | |
| Result | Was sind Kritische Infrastrukturen? (n.d.). Bundesamt Für Sicherheit in Der Informationstechnik. Retrieved November 20, 2025, from https://www.bsi.bund.de/dok/kritis-allgemein | ||
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Only aggregated, anonymized results will be published. No individual hospital data will be shared.
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| Hanne Schäfer - Head of Operational KAEP, Department of Crisis and Disaster Management | UNKNOWN |
| PD Dr. med. Fabian Weykamp - Senior Physician, Department of Radiotherapy | UNKNOWN |
| Dr. med. Maik von der Forst - Deputy Head, Department of Crisis and Disaster Management | UNKNOWN |
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Frequency, documentation, and evaluation mechanisms related to KAEP exercises.
| Baseline |
| Best-Practice Elements | Identification of recurring high-quality structural or procedural elements. | through study completion, an average of 1 year |
| Use of Digital or AI-Supported Components | Exploratory assessment of digital tools referenced in KAEP documents. | Baseline |
| Walcher, F., Ramshorn-Zimmer, A., Janssens, U., Hoffmann, F., Werdehausen, R., & Wurmb, T. (2025). 10 Punkte zur Verbesserung der Notfall- und Katastrophenversorgung im deutschen Gesundheitswesen. Notarzt, 41(02), 76-79. https://doi.org/10.1055/a-2549-8964 |
| 37855945 | Result | von der Forst M, Popp E, Weigand MA, Neuhaus C. [Special emergency situations and hazard control in German hospitals-A survey on the current state]. Anaesthesiologie. 2023 Nov;72(11):784-790. doi: 10.1007/s00101-023-01349-2. Epub 2023 Oct 19. German. |
| Result | Von Der Forst, M., Germann, B. J., Schaefer, H., Salg, G. A., Weigand, M. A., Schmitt, F. C., Dietrich, M., Mohr, S., Küllenberg, J., Ries, M., & Popp, E. (2025). Impact of a full-scale mass casualty exercise on hospital staff and implications for future preparedness - A pre-post study. Progress in Disaster Science, 28, 100478. https://doi.org/10.1016/j.pdisas.2025.100478 |
| 39753701 | Result | von der Forst M, Dietrich M, Schmitt FCF, Popp E, Ries M. Perennial disaster patterns in Central Europe since 2000 and implications for hospital preparedness planning - a cross-sectional analysis. Sci Rep. 2025 Jan 3;15(1):620. doi: 10.1038/s41598-024-84223-4. |
| 39433661 | Result | Speicher C, Wurmb T, Schwarzmann G, Zech C, Jansen H, Weismann D, Anger F, Paul M, Munch A, Ohr M, Meybohm P, Kippnich M. [Evaluation of the hospital emergency plan based on an exercise for a mass casualty incident]. Anaesthesiologie. 2024 Dec;73(12):810-818. doi: 10.1007/s00101-024-01475-5. Epub 2024 Oct 21. German. |
| Result | Sorensen, B. S., Zane, R. D., Wante, B. E., Rao, M. B., Bortolin, M., Brigham and Women's Hospital, Harvard Humanitarian Initiative, Harvard Medical School, Rockenschaub, G., & WHO Regional Office for Europe. (2011). Hospital emergency response checklist. In Hospital emergency response checklist (p. 6). https://www.who.int/docs/default-source/documents/publications/hospital-emergency-response-checklist.pdf |
| 37603134 | Result | Schulz M, Oestmann JW, Schutz T. [Resilience of German clinics in amok and terrorist situations : Results of an online-based survey in German emergency departments]. Bundesgesundheitsblatt Gesundheitsforschung Gesundheitsschutz. 2023 Oct;66(10):1146-1152. doi: 10.1007/s00103-023-03752-x. Epub 2023 Aug 21. German. |
| 35024874 | Result | Schorscher N, Kippnich M, Meybohm P, Wurmb T. Lessons learned from terror attacks: thematic priorities and development since 2001-results from a systematic review. Eur J Trauma Emerg Surg. 2022 Aug;48(4):2613-2638. doi: 10.1007/s00068-021-01858-y. Epub 2022 Jan 13. |
| Result | Rohde, A., Schmidbauer, W., Didion, N., Ritter, D., Demare, T., & Jänig, C. (2024). Medizinische Herausforderungen in der Starkregenkatastrophe im Ahrtal 2021. Notfall + Rettungsmedizin, 28(1), 1-8. https://doi.org/10.1007/s10049-024-01428-w |
| Result | Ramshorn-Zimmer, A., Wurmb, T., Walcher, F., Werdehausen, R., Grashey, R., Drewitz, K., & Brod, T. (2025). Status quo der Krankenhausalarm- und -einsatzplanung in Deutschland. Notfall + Rettungsmedizin, 28(5), 344-351. https://doi.org/10.1007/s10049-025-01578-5 |
| Result | Künstliche Intelligenz im Krankenhaus - Fraunhofer IAIS. (n.d.). Fraunhofer-Institut Für Intelligente Analyse- Und Informationssysteme IAIS. https://www.iais.fraunhofer.de/de/publikationen/studien/2020/lotte.html |
| 39392474 | Result | Imach S, Lefering R, Kolbel B, Wolf M, Hackenberg L, Bieler D. [Utilization of registers to create an evidence-based approach in catastrophes and civil defence]. Unfallchirurgie (Heidelb). 2024 Dec;127(12):855-860. doi: 10.1007/s00113-024-01487-1. Epub 2024 Oct 11. German. |
| 40794107 | Result | Franke A, Tralls P, Wurmb T, Heller AR; AWMF-Leitliniengruppe 187-048. [Framework conditions and basic assumptions in the preparation of a German guideline on clinical disaster medicine (LeiKliKatMeD)]. Unfallchirurgie (Heidelb). 2025 Sep;128(9):645-653. doi: 10.1007/s00113-025-01608-4. Epub 2025 Aug 12. German. |
| Result | Coffey, A. (2014). Analysing Documents. In Types of Documents and their analysis (pp. 367-379). https://doi.org/10.4135/9781446282243.n25 |
| Result | Bundesamt für Bevölkerungsschutz und Katastrophenhilfe (BBK), Kowalzik, B., Hähn, F., Helmerichs, J., Stolzenburg, K., Weber, M., Rebuck, J., Degenhardt, L., Braubach, A., Scholtes, K., Wurmb, T., Kolibay, F., Franke, A., Tralls, P., Lücking, G., Jung, H. G., Lampe, I., Scheidmantel, S., Gottschalk, A., . . . Eberl, S. (2020). Handbuch Krankenhausalarm- und -einsatzplanung (KAEP). https://www.bbk.bund.de/SharedDocs/Downloads/DE/Mediathek/Publikationen/Gesundheit/KAEP/handbuch-kaep.pdf?__blob=publicationFile&v=15 |
| 39514013 | Result | Achatz G, Bieler D, Schweigkofler U, Hoefer C, Lehmann W, Franke A. [Consideration and implementation of the elements of hospital mass casualty planning in the hospitals of the TraumaNetworks DGU(R) : An evaluation within the framework of the development process of the guidelines for clinical disaster medicine in Germany (LeiKliKatMeD) by the EKTC, NIS, AKUT, AUC]. Unfallchirurgie (Heidelb). 2024 Dec;127(12):867-877. doi: 10.1007/s00113-024-01494-2. Epub 2024 Nov 8. German. |