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Breast cancer is the most common malignancy in women, with approximately 20% classified as HER2-positive. Anti-HER2 blockade (trastuzumab plus pertuzumab) combined with chemotherapy constitutes the standard neoadjuvant regimen; however, the pathological complete response (pCR) rate in the HR-positive subgroup remains only 35-40%, and platinum-containing schedules are associated with significant hematologic toxicity. Antibody-drug conjugates (ADCs) integrate targeted delivery with potent cytotoxic payloads. SHR-A1811 (ruikang-trastuzumab), a domestically developed ADC by Hengrui Pharmaceutical, is conjugated with a topoisomerase I inhibitor (mean drug-to-antibody ratio [DAR] ≈ 6). Preclinical data demonstrate that SHR-A1811 exhibits superior efficacy to trastuzumab emtansine (T-DM1) in both trastuzumab-sensitive and resistant HER2-expressing tumor models, with a manageable safety profile.
This prospective, open-label, phase II trial will enroll patients with early-stage/locally advanced HR-positive/HER2-positive breast cancer, who will receive neoadjuvant SHR-A1811 plus pertuzumab. At baseline, BluePrint gene profiling will be performed to stratify participants into luminal and non-luminal subtypes: patients with luminal subtype who achieve stable disease (SD) after 4 cycles will switch to a regimen of trastuzumab, pyrotinib, dalpiciclib, and an aromatase inhibitor for an additional 4 cycles; all other patients will continue ADC-based dual-target therapy for 2-4 further cycles, followed by surgical resection. Circulating tumor DNA (ctDNA) dynamics will be dynamically monitored at baseline, after 4 cycles of treatment, and preoperatively to evaluate early treatment sensitivity.
The primary endpoint is the pCR rate. Secondary endpoints include event-free survival (EFS), objective response rate (ORR), and safety profiles. Exploratory analyses will investigate the correlation between molecular subtypes and treatment responses, aiming to establish a chemotherapy-free, precision neoadjuvant strategy for HR-positive/HER2-positive breast cancer.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| SHR-A1811 + Pertuzumab Neoadjuvant Therapy for HER2+ HR+ Breast Cancer | Experimental | All patients to be included in the analysis must undergo Blueprint genomic profiling before neoadjuvant therapy to define luminal and non-luminal molecular subtypes. After completing four cycles of neoadjuvant therapy with ruikang-trastuzumab plus pertuzumab, response is assessed by RECIST 1.1:
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| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| SHR- A1811 | Drug | SHR-A1811 4.8 mg/kg and pertuzumab 420 mg are administered intravenously every 3 weeks for 4 cycles as neoadjuvant therapy. Patients with luminal subtype and stable disease (SD) then switch to trastuzumab 6 mg/kg, pyrotinib 320 mg po daily, dalpiciclib 125 mg po days 1-21 of a 28-day cycle, plus an aromatase inhibitor for 4 additional cycles. All remaining patients (PR/CR luminal or any non-luminal) continue SHR-A1811 + pertuzumab for 2-4 more cycles before surgery. Treatment continues until progression, unacceptable toxicity, or surgical resection. |
| Measure | Description | Time Frame |
|---|---|---|
| Pathologic complete response (pCR) | Percentage of patients with no invasive cancer in the breast and axillary lymph nodes (ypT0/is ypN0) at definitive surgery. | At the time of definitive surgery, approximately 24 weeks after study entry |
| Measure | Description | Time Frame |
|---|---|---|
| 5-year Event-free survival (EFS) | 5 years event-free survival after surgery | 60 weeks |
| Objective response rate (ORR) | Proportion of patients achieving complete or partial response (CR + PR) by RECIST 1.1 after neoadjuvant therapy. |
| Measure | Description | Time Frame |
|---|---|---|
| Exploratory biomarker analyses |
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Inclusion Criteria:
Female, aged 18-70 years at the time of informed consent.
Histologically confirmed invasive breast cancer, with no prior systemic anti-cancer therapy.
Pathologically documented HR-positive (ER ≥ 1% and/or PR ≥ 1%) and HER2-positive disease, per the 2018 ASCO-CAP guidelines: IHC 3+ or IHC 2+ with ISH ratio ≥ 2.0.
Clinical stage II-III (cT2-cT4 or cN+, cM0) per the 8th edition of the AJCC Cancer Staging Manual.
At least one measurable lesion per RECIST v1.1 criteria.
ECOG performance status 0-1.
Estimated life expectancy of ≥ 12 months.
Adequate organ function within 14 days prior to the first dose (without transfusion or growth factor support):
Premenopausal women with reproductive potential must have a negative serum β-human chorionic gonadotropin (β-hCG) test within 7 days before treatment, use effective barrier contraception throughout the study period and for 6 months after the last dose, and not be breastfeeding.
Provision of signed written informed consent; willingness to comply with all study visits and procedures.
Exclusion Criteria:
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| Name | Role | Phone | Extension | |
|---|---|---|---|---|
| Xuchen Cao | Contact | +86+022-23109106 | caoxuchen@tmu.edu.cn |
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| 18 weeks |
| Safety and tolerability | Incidence and severity of adverse events graded by CTCAE v5.0 from first dose up to 30 days after last dose. | From enrollment to the end of treatment at 8 weeks |
| 1) Tumor tissue (baseline biopsy) will be collected at baseline; 2) Peripheral blood tissue will be collected at baseline, following four cycles of treatment (each cycle is 21 days), and prior to surgery; |
| ID | Term |
|---|---|
| D001943 | Breast Neoplasms |
| ID | Term |
|---|---|
| D009371 | Neoplasms by Site |
| D009369 | Neoplasms |
| D001941 | Breast Diseases |
| D012871 | Skin Diseases |
| D017437 | Skin and Connective Tissue Diseases |
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| ID | Term |
|---|---|
| C000622954 | pyrotinib |
| C000720752 | dalpiciclib |
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