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| Name | Class |
|---|---|
| Rio Grande do Sul State Health Department - SES/RS | OTHER_GOV |
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In Rio Grande do Sul, Brazil, the demand for specialty care referrals has increased sharply with the adoption of the electronic regulatory system, especially in rural areas. In 2023 alone, over 79,000 referrals were submitted monthly, totaling 1.7 million annual gatekeeping decisions. Due to workforce limitations, nearly 70% of referrals are authorized automatically, often without clinical validation. This leads to delays for high-risk patients, unnecessary specialist visits, and a growing backlog, currently over 172,000 pending referrals. To address this, an AI algorithm was developed to triage referrals based on urgency and appropriateness.
The investigators propose a prospective controlled study with randomized implementation of the AI tool across selected specialty queues in the electronic referral system. The population will consist of referrals from specialties waitlists from municipalities in Rio Grande do Sul. Specialties to be included will be selected by the State Health Department prospectively according to gatekeeping needs. The intervention will be an AI-based triage algorithm. The control will be a standard gatekeeping process. The primary outcome is the proportion of referrals with a final decision (authorized or redirected to primary care) within six months; secondary outcomes include time to decision and appointment, system-level performance metrics. Referrals will be randomly assigned to algorithmic or human gatekeeping with a 1:1 ratio. The algorithm classifies referrals into two groups: not authorized (pending more data or teleconsultation), authorized. Authorization cases are further divided into routine and high-risk referrals to help the manage demand. Each AI prediction provides a probability from 0 to 1 of authorization (or deferring). The implementation threshold is set at 0.8; cases below this level will be classified as low confidence for decision and will not be included. According to the State Health Department's decisions, several referral lines are expected to be selected for the intervention. A sample size 934 (467 per arm) for each included specialty was calculated to detect a 1.2 relative risk for the primary outcome with 90% power and 5% significance.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Standard gatekeeping process | Active Comparator | In standard gatekeeping, the current process will be used without interventions. |
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| Artificial Intelligence for Gatekeeping | Experimental | An AI algorithm will perform the first evaluation (triaging) of the referral. |
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| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Standard gatekeeping | Other | Human evaluators (mostly physicians) review referrals and determine, based on established protocols, whether they should be authorized. |
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| Measure | Description | Time Frame |
|---|---|---|
| Referrals with final decision | The proportion of referrals with a final decision includes those authorized for specialist care and those redirected to primary care without an in-person specialist consultation. | 6 months |
| Measure | Description | Time Frame |
|---|---|---|
| Time to final decision | Time to final decision (authorization or deferral) for the referral. | 6 months |
| Time to consult in high-risk patients | Time to specialist appointment for high-priority (red/orange) cases. |
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Inclusion Criteria:
Exclusion Criteria:
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| Name | Role | Phone | Extension | |
|---|---|---|---|---|
| Dimitris V Rados, Ph.D. | Contact | +555133082092 | drados@hcpa.edu.br | |
| Natan Katz, Ph.D. | Contact | +555133082092 | nkatz@hcpa.edu.br |
| Name | Affiliation | Role |
|---|---|---|
| Dimitris V. Rados, Ph.D. | TelessaúdeRS | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Central de Regulação Ambulatorial | Recruiting | Porto Alegre | Rio Grande do Sul | Brazil |
Final data responsibility lies with the Rio Grande do Sul State Health Department, and the data are classified as high-risk health data under the Brazilian General Data Protection Law.
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| AI algorithm | Other | An AI algorithm was developed to perform the first evaluation (triaging) of the referrals inserted in the electronic referral system from the Rio Grande do Sul Health Department. |
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| Subsequent interactions between primary care and regulation system | Other | After the first evaluation of a referral, several subsequent rounds of interaction between gatekeepers and primary care physicians can be conducted to further detail patient needs and urgency. |
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| 6 months |
| Use of remote consultations | Rio Grande do Sul has a provider-to-provider consultation service. The proportion of referrals that used this service will be assessed. | 6 months |
| Waitlist size over time | The overall size of the referral waitlist will be assessed before and after the implementation of the algorithm. | 6 months |