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| ID | Type | Description | Link |
|---|---|---|---|
| NCI-2021-07469 | Registry Identifier | CTRP (Clinical Trial Reporting Program) | |
| 2020-0972 | Other Identifier | M D Anderson Cancer Center | |
| P30CA016672 | U.S. NIH Grant/Contract | View source | |
| R01DA014301 | U.S. NIH Grant/Contract | View source | |
| R01MH076776 | U.S. NIH Grant/Contract | View source | |
| R01MH087692 | U.S. NIH Grant/Contract | View source | |
| R34DA048265 | U.S. NIH Grant/Contract | View source |
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| Name | Class |
|---|---|
| National Institutes of Health (NIH) | NIH |
| National Cancer Institute (NCI) | NIH |
| National Institute on Drug Abuse (NIDA) | NIH |
| National Institute of Mental Health (NIMH) |
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This study evaluates a mood management and health and wellness smoking cessation intervention for depressed pregnant smokers during and after birth. This study may help pregnant smokers who are experiencing depression quit smoking and stay smoke-free after their babies are born.
PRIMARY OBJECTIVES:
I. Conduct qualitative group interviews with depressed pregnant smokers and depressed smokers within the first 4 months of the postpartum period, to adapt and refine the delivery of behavioral activation therapy (BA) and health and wellness education (HW) via smart phone videoconferencing, a BA and HW smart phone application (app) including supportive smoking cessation messages in the prenatal and postpartum periods. (Stage IA) II. Adapt BA and smoking cessation counseling manuals, BA and HW app and content, and treatment integrity rating scales for the prenatal and postpartum period. (Stage IA) III. Pilot test the delivery, via smart phone videoconferencing, of a 10-week treatment course of BA and HW and conduct process evaluation of technical issues in the use of smart phones, barriers to participation and retention; completion of study assessments, and; adequacy of procedures for addressing psychiatric emergencies. (Stage IA)
III. Conduct a preliminary randomized trial with depressed pregnant smokers comparing BA to HW to evaluate:
IIIa. Effect of BA on abstinence at 4 1/2 months postpartum. (Stage IB) IIIb. Effect of BA on depression at 4 1/2 months postpartum. (Stage IB) IIIc. Feasibility of acceptance of the smart phone delivery of BA and HW, and assessment components indicated by a) retention; b) completion of prenatal and postpartum sessions; c) completion of study assessments, d) strength of therapeutic alliance from both the participant and therapist perspective; e) participant and therapist ratings on satisfaction questionnaire. (Stage IB) IIId. Feasibility of study procedures as indicated by a) percentage of sessions interrupted by technical difficulties, and; b) percentage of urine cotinine tests and/or anabasine tests received for biochemical verification of self-reported abstinence at 4 1/2 months postpartum. (Stage IB)
SECONDARY OBJECTIVES:
I. Evaluate change in hypothesized treatment mechanisms including positive affect, negative affect, and cognitive function in relation to treatment effects on smoking and depression. (Stage IB) II. Conduct qualitative interviews with women who completed and did not complete postpartum treatment to assess a) barriers to completing treatment sessions; b) usefulness of postpartum treatment; c) suggestions for decreasing barriers and improving treatment acceptability, and; d) relevant experiences unexpected by participants and researchers. (Stage IB)
OUTLINE:
AIM 1 AND SECONDARY AIM 2: Participants participate in focus group over 60-90 minutes. Participants who completed and dropped out of postpartum treatment also participate in a focus group.
AIM 3: Participants are assigned to 1 of 2 groups.
GROUP I (BA): Participants participate in smoking cessation counseling over 15 minutes and BA counseling sessions over 45 minutes once a week for 10 weeks to pilot test delivery via smart phone videoconferencing and to conduct process evaluation of technical issues in use of smart phones.
GROUP II (HW): Participants participate in smoking cessation counseling over 15 minutes and health and wellness education counseling sessions over 45 minutes once a week for 10 weeks to pilot test delivery via smart phone videoconferencing and to conduct process evaluation of technical issues in use of smart phones.
AIM 4: Participants are randomized to 1 of 2 groups.
GROUP III (BA): During the prenatal period, participants of 18-22 weeks gestational age will receive 10 individual sessions with 15 minutes of smoking cessation counseling ad 45 minutes of behavioral activation counseling sessions. These women will have 16 weeks to complete their 10 individual sessions.
During the prenatal period, participants of 23-32 weeks gestational age will receive 10 individual sessions with 15 minutes of smoking cessation counseling and 45 minutes of behavioral activation counseling sessions. These women will have 12 weeks to complete their 10 individual sessions.
We may do additional check in calls or text communications with participants to maintain engagement between prenatal and postpartum treatment sessions.
Following birth, women may have up to a month break before resuming individual sessions, though have the option to resume earlier if preferred. Women will receive an additional 4counseling sessions in postpartum over 6 weeks. The participants will complete 1 follow up visit that occurs 4 ½ months postpartum.
GROUP IV (HW): During the prenatal period, participants of 18-22 weeks gestational age will receive 10 individual sessions with 15 minutes of smoking cessation counseling and 45 minutes of health and wellness education counseling sessions. These women will have 16 weeks to complete their 10 individual sessions.
During the prenatal period, participants of 23-32 weeks gestational age will receive 10 individual sessions with 15 minutes of smoking cessation counseling and 45 minutes of health and wellness education counseling sessions. These women will have 12 weeks to complete their 10 individual sessions.
We may do additional check in calls or text communications with participants to maintain engagement between prenatal and postpartum treatment sessions.
Following birth, women may have up to a month break before resuming individual sessions, though have the option to resume earlier if preferred. Women will receive an additional 4counseling sessions in postpartum over 6 weeks. The participants will complete 1 follow up visit that occurs 4 ½ months postpartum.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Aim 1 and secondary aim 2 (focus group) | Experimental | Participants participate in focus group over 60-90 minutes. Participants who completed and dropped out of postpartum treatment also participate in a focus group. |
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| Aim 3 Group I (BA) | Experimental | Participants participate in smoking cessation counseling over 15 minutes and BA counseling sessions over 45 minutes once a week for 10 weeks to pilot test delivery via smart phone videoconferencing and to conduct process evaluation of technical issues in use of smart phones. |
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| Aim 3 Group II (HW) | Experimental | Participants participate in smoking cessation counseling over 15 minutes and health and wellness education counseling sessions over 45 minutes once a week for 10 weeks to pilot test delivery via smart phone videoconferencing and to conduct process evaluation of technical issues in use of smart phones. |
|
| Aim 4 Group III (BA) | Experimental | During the prenatal period, participants of 18-22 weeks gestational age will receive 10 individual sessions with 15 minutes of smoking cessation counseling ad 45 minutes of behavioral activation counseling sessions. These women will have 16 weeks to complete their 10 individual sessions. |
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Behavioral Activation Therapy | Behavioral | Participate in BA counseling |
|
| Measure | Description | Time Frame |
|---|---|---|
| Abstinence | Point-prevalence abstinence at last treatment visit at 10 weeks or earlier if ppt was lost to follow up defined as both a self-report of not smoking during the previous 7 days and a negative result from biochemical verification. | Last treatment visit at 10 weeks or earlier if participant was lost to follow up |
| Depression | Depression as assessed using the Patient Health Questionnaire (PHQ-9) measure. The PHQ 9 is the major depressive episode scale from the Patient Health Questionnaire (PHQ). There are nine items on the Patient Health Questionnaire (PHQ-9). The PHQ-9 Depression Severity score is calculated by assigning score of 0, 1, 2, 3 to the response category of "not at all", "several days", "more than half, the days", and "nearly every day", respectively. The PHQ-9 total score for the nine items ranges from 0 to 27. The higher the value indicates a more severe score. The total score is a combination of the number of total symptoms experienced and the frequency of those symptoms over a two week period. Scores of 5, 10, 15, and 20 represent cutpoints for mild, moderate, moderately severe, and severe depression, respectively. There are no subscales on the PHQ-9 | Last treatment visit at 10 weeks or eariler if participant was lost to follow up |
| Abstinence | Point-prevalence abstinence at 4 ½ months postpartum follow-ups defined as both a self-report of not smoking during the previous 7 days and a negative result from biochemical verification. | 4 ½ months postpartum |
| Depression | Depression as assessed using the Patient Health Questionnaire (PHQ-9) measure. The PHQ 9 is the major depressive episode scale from the Patient Health Questionnaire (PHQ). There are nine items on the Patient Health Questionnaire (PHQ-9). The PHQ-9 Depression Severity score is calculated by assigning score of 0, 1, 2, 3 to the response category of "not at all", "several days", "more than half, the days", and "nearly every day", respectively. The PHQ-9 total score for the nine items ranges from 0 to 27. The higher the value indicates a more severe score. The total score is a combination of the number of total symptoms experienced and the frequency of those symptoms over a two week period. Scores of 5, 10, 15, and 20 represent cutpoints for mild, moderate, moderately severe, and severe depression, respectively. There are no subscales on the PHQ-9 |
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Inclusion Criteria:
Inclusion criteria for Aim 1
Eligibility Criteria: AIM 3 Inclusion criteria for Aims 3
Exclusion Criteria:
Exclusion criteria for Aims 1
Exclusion criteria for Aim 3
Eligibility Criteria: AIM 4 Inclusion criteria for AIM 4
Exclusion criteria for Aim 4
Inclusion criterion for Secondary Aim 2, Stage IB Women enrolled in the study who dropped out of the study during the first month of the postpartum treatment phase or women who completed at least 3 of the 4 postpartum treatment sessions Because study therapists will be asked to complete the WAI and acceptability of treatment ratings as part of Aim 4 work, they will be considered study participants and will provide verbal consent to complete these measures.
Inclusion criterion for Study Therapists
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| Name | Affiliation | Role |
|---|---|---|
| Jennifer A Minnix, MD | M.D. Anderson Cancer Center | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| M D Anderson Cancer Center | Houston | Texas | 77030 | United States |
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| ID | Title | Description |
|---|---|---|
| FG000 | AIM 1: Qualitative Focus Groups/Individual Interviews | Qualitative group/individual interviews to refine delivery of BA and HW therapy conditions via smartphone |
| FG001 | Aim 3: Assigned HW Control |
| Title | Milestones | Reasons Not Completed | |||||
|---|---|---|---|---|---|---|---|
| Aim 1 |
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot_SAP | Yes | Yes | No | Study Protocol and Statistical Analysis Plan | Dec 28, 2023 |
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| NIH |
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| Aim 4 Group IV (HW) | Experimental | During the prenatal period, participants of 18-22 weeks gestational age will receive 10 individual sessions with 15 minutes of smoking cessation counseling and 45 minutes of health and wellness education counseling sessions. These women will have 16 weeks to complete their 10 individual sessions. |
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| Discussion | Procedure | Participate in focus group |
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| Health Education | Behavioral | Participate in health and wellness education counseling |
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| Questionnaire Administration | Other | Ancillary studies |
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| Tobacco Cessation Counseling | Other | Participate in smoking cessation counseling |
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| 4 1/2 months postpartum |
10 week treatment course of Health and Wellness Educational Therapy (Control Condition) delivered via smartphone videoconferencing
| FG002 | Aim 3: Assigned BA Treatment | 10 week treatment course of Behavioral Activation therapy (Treatment Condition) delivered via smartphone videoconferencing |
| FG003 | Aim 4: Health and Wellness (HW) | Standard smoking cessation counseling plus HW, a didactic health education counseling on ways women can physically care for themselves during pregnancy and postpartum. |
| FG004 | Aim 4: Behavioral Activation (BA) | Standard smoking cessation counseling plus BA, which focuses on increasing rewarding and adaptive behaviors and decreasing avoidance and withdrawal. |
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| NOT COMPLETED |
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| AIM 3 Pilot Study |
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| AIM 4: Randomized Trial |
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| ID | Title | Description |
|---|---|---|
| BG000 | AIM 1: Focus Groups | Qualitative group/individual interviews to refine delivery of BA and HW therapy conditions via smartphone |
| BG001 | AIM 3: Women Assigned to Health & Wellness (HW) | 10 week treatment course of Health and Wellness Educational Therapy (Control Condition) delivered via smartphone videoconferencing |
| BG002 | AIM 3: Women Assigned to Behavioral Activation (BA) | 10 week treatment course of Behavioral Activation Treatment Condition delivered via smartphone videoconferencing |
| BG003 | AIM 4: Health & Wellness (HW) | Standard smoking cessation counseling plus HW, a didactic health education counseling on ways women can physically care for themselves during pregnancy and postpartum. |
| BG004 | AIM 4: Behavioral Activation (BA) | Standard smoking cessation counseling plus HW, a didactic health education counseling on ways women can physically care for themselves during pregnancy and postpartum. |
| BG005 | Total | Total of all reporting groups |
| Units | Counts |
|---|---|
| Participants |
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| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Age, Categorical | Count of Participants | Participants |
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| Sex: Female, Male | Count of Participants | Participants |
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| Ethnicity (NIH/OMB) | Count of Participants | Participants |
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| Race (NIH/OMB) | Count of Participants | Participants |
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| Region of Enrollment | Number | participants |
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| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | Abstinence | Point-prevalence abstinence at last treatment visit at 10 weeks or earlier if ppt was lost to follow up defined as both a self-report of not smoking during the previous 7 days and a negative result from biochemical verification. | Analysis was not a part of AIM 1. | Posted | Count of Participants | Participants | Last treatment visit at 10 weeks or earlier if participant was lost to follow up |
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| Primary | Depression | Depression as assessed using the Patient Health Questionnaire (PHQ-9) measure. The PHQ 9 is the major depressive episode scale from the Patient Health Questionnaire (PHQ). There are nine items on the Patient Health Questionnaire (PHQ-9). The PHQ-9 Depression Severity score is calculated by assigning score of 0, 1, 2, 3 to the response category of "not at all", "several days", "more than half, the days", and "nearly every day", respectively. The PHQ-9 total score for the nine items ranges from 0 to 27. The higher the value indicates a more severe score. The total score is a combination of the number of total symptoms experienced and the frequency of those symptoms over a two week period. Scores of 5, 10, 15, and 20 represent cutpoints for mild, moderate, moderately severe, and severe depression, respectively. There are no subscales on the PHQ-9 | Analysis was not a part of AIM 1. | Posted | Mean | Standard Deviation | Scores on a Scale | Last treatment visit at 10 weeks or eariler if participant was lost to follow up |
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| Primary | Abstinence | Point-prevalence abstinence at 4 ½ months postpartum follow-ups defined as both a self-report of not smoking during the previous 7 days and a negative result from biochemical verification. | Analysis was not a part of AIM 1 & AIM 3 for this outcome measure. | Posted | Count of Participants | Participants | 4 ½ months postpartum |
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| Primary | Depression | Depression as assessed using the Patient Health Questionnaire (PHQ-9) measure. The PHQ 9 is the major depressive episode scale from the Patient Health Questionnaire (PHQ). There are nine items on the Patient Health Questionnaire (PHQ-9). The PHQ-9 Depression Severity score is calculated by assigning score of 0, 1, 2, 3 to the response category of "not at all", "several days", "more than half, the days", and "nearly every day", respectively. The PHQ-9 total score for the nine items ranges from 0 to 27. The higher the value indicates a more severe score. The total score is a combination of the number of total symptoms experienced and the frequency of those symptoms over a two week period. Scores of 5, 10, 15, and 20 represent cutpoints for mild, moderate, moderately severe, and severe depression, respectively. There are no subscales on the PHQ-9 | Analysis was not a part of AIM 1 & AIM 3 for this outcome measure. | Posted | Mean | Standard Deviation | scores on a scale | 4 1/2 months postpartum |
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Adverse event monitoring will stop at the final treatment visit, or earlier if the ppt withdraws or becomes lost to follow up. AIM 3, AEs were collected for an average of 11 months. For AIM 4, AEs were collected for an average of 7.5 months.
Only psychiatric adverse events, whether or not related to the treatment, will be reported. AIM 1 was qualitative data, therefore no adverse events were collected.
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | AIM 3: Women Assigned to Health & Wellness (HW) | 10 week treatment course of Health and Wellness Educational Therapy (Control Condition) delivered via smartphone videoconferencing | 0 | 3 | 0 | 3 | 0 | 3 |
| EG001 | AIM 3: Women Assigned to Behavioral Activation (BA) | 10 week treatment course of Behavioral Activation Treatment Condition delivered via smartphone videoconferencing | 0 | 6 | 0 | 6 | 0 | 6 |
| EG002 | AIM 4: Health & Wellness (HW) | Standard smoking cessation counseling plus HW, a didactic health education counseling on ways women can physically care for themselves during pregnancy and postpartum. | 0 | 3 | 0 | 3 | 0 | 3 |
| EG003 | AIM 4: Behavioral Activation (BA) | Standard smoking cessation counseling plus BA, which focuses on increasing rewarding and adaptive behaviors and decreasing avoidance and withdrawal. | 0 | 3 | 0 | 3 | 0 | 3 |
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Jennifer Minnix | MD Anderson Cancer Center | 713-792-0476 | jminnix@mdanderson.org |
| Aug 26, 2025 |
| Prot_SAP_000.pdf |
| ID | Term |
|---|---|
| D003863 | Depression |
| D014029 | Tobacco Use Disorder |
| ID | Term |
|---|---|
| D001526 | Behavioral Symptoms |
| D001519 | Behavior |
| D019966 | Substance-Related Disorders |
| D064419 | Chemically-Induced Disorders |
| D001523 | Mental Disorders |
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| Between 18 and 65 years |
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| >=65 years |
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| Male |
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| Not Hispanic or Latino |
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| Unknown or Not Reported |
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| Asian |
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| Native Hawaiian or Other Pacific Islander |
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| Black or African American |
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| White |
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| More than one race |
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| Unknown or Not Reported |
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