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| ID | Type | Description | Link |
|---|---|---|---|
| K99MH121166 | U.S. NIH Grant/Contract | View source |
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| Name | Class |
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| National Institute of Mental Health (NIMH) | NIH |
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Few young women at risk of HIV infection are initiating pre-exposure prophylaxis (PrEP) for HIV prevention in Kenya, thus we propose refining and testing a new model to increase PrEP initiation among young women at high HIV risk that has never been explored: enhanced peer PrEP referral with HIV self-test (HIVST) delivery. We conducted formative research to design of a model that is acceptable to young women and feasible to implement in Kenya. In this study, we will refine this model where young (≥16 to 24 years) female PrEP users refer their peers to PrEP and deliver HIVSTs in a pilot study and then test the refined model in a hybrid effectiveness-implementation trial. We hypothesize that relative to standard informal word-of-month peer PrEP referral (currently ongoing in Kenya), enhanced peer PrEP referral with HIVST delivery will increase PrEP initiation, continuation, and adherence among peers; have high fidelity; and be low cost.
HIV PrEP is highly effective, but uptake remains low among young women in Africa, one of the populations at greatest HIV risk. In Kenya, one of the target groups for HIV incidence reduction is young women (16-24 years), who account for 33% of the total of new HIV infections yet comprise only 10% of the population. Barriers to PrEP initiation for this population are multi-faceted and include institutional (e.g., stigma associated with use) and intra-personal (e.g., lack of PrEP knowledge or self-efficacy) barriers. Thus, innovative PrEP delivery models that can overcome these barriers are needed. The opinion of peers often influences the behaviors and preferences of young women, including those related to health and health care. Most young women who have initiated PrEP in Kenya to date have done so because of informal peer referral, thus peer referral enhanced with training and HIVST delivery has the potential to increase PrEP initiation among members of this population. HIVST is a new technology that has the potential to enhance peer PrEP referral. Much of the emphasis on HIVST to date has been on identifying new individuals living with HIV and facilitating linkage to treatment, but most individuals who self-test will test negative and may be interested in starting prevention services, like PrEP.
We hypothesize that an enhanced peer PrEP referral model with HIVST delivery can increase PrEP initiation among young Kenyan women at HIV risk compared to standard informal peer PrEP referral. We conducted formative qualitative research to inform the design of such a model and propose refining this model in a pilot study with 16 young female PrEP users (i.e., "peer providers" or "index peers") who will be encouraged to referred up to four peer (i.e., "peer clients" or "referred peers"; =64 in total) using the defined implementation strategies (i.e., formalized training on PrEP and HIVST, and HIVST delivery). At one month, we will measure model adoption (e.g., peer referral, PrEP initiation) and feasibility (e.g., peer follow up) using survey data and qualitatively measure model acceptability using focus group discussions (FDGs) with index and referred peers (4-5 FDGs, 3-6 women/FDG).
We will incorporate findings from the pilot into a refined version of the enhanced peer PrEP referral with HIVST delivery model and test this compared to standard peer PrEP referral in hybrid effectiveness-implementation cluster-randomized controlled trial (cRCT). In our cRCT, we will randomize 80 index peers to either: 1) enhanced peer PrEP referral, where they are encouraged to refer 4 peer (i.e., "referred peers") to PrEP using an educational brochure, HIVSTs (2/peer), and a MOH-style referral slip, or 2) standard peer PrEP referral, where they are encouraged to refer 4 peer clients to PrEP using word-of-mouth, as is ongoing in Kenya, and a MOH-style referral slip. All trial outcomes will be measured among referred peers, as reported by index peers, three months later. Effectiveness outcomes will include PrEP initiation [primary], PrEP continuation (any refilling), and recent HIV testing (past 3 months); self-reported PrEP adherence will be assessed among referred peers reached for follow-up. Implementation outcomes will include model acceptability, fidelity, and costs. The results from this cRCT will address one of the greatest challenges to PrEP scale-up today and inform an R01 proposal for a community-randomized trial and budget impact analysis.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| "Enhanced peer PrEP referral + HIVST delivery" | Experimental | After a brief training, young female PrEP users will be encouraged to refer up to 4 peers to PrEP using strategies gained from the training, PrEP educational materials (i.e., brochures), HIVST kits (2 kits/peer = 8 kits total), and Kenya MOH-style referral cards. |
|
| "Standard peer PrEP referral" | No Intervention | Young female PrEP users will be encouraged to refer 4 peers to PrEP using informal word-of-mouth recruitment strategies and Kenya MOH-style referral cards. |
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Enhanced peer PrEP referral + HIVST delivery | Behavioral | After a brief training, young female PrEP users will be encouraged to refer up to 4 peers to PrEP using strategies gained from the training, PrEP educational materials (i.e., brochures), HIVST kits (2 kits/peer = 8 kits total), and Kenya MOH-style referral cards. |
| Measure | Description | Time Frame |
|---|---|---|
| cRCT: PrEP Initiation | Number of referred peers that initiated PrEP, among all referred peers, as reported by index peers. | 3 months |
| Pilot: PrEP Initiation, as Reported by Index Peers | Number of referred peers that initiated PrEP, among all eligible referred peers, as reported by index peers. | 1 month |
| Pilot: PrEP Initiation, as Reported by Referred Peers | Number of referred peers that initiated PrEP, among eligible referred peers who enrolled and completed follow-up, as reported by referred peers. | 1 month |
| Measure | Description | Time Frame |
|---|---|---|
| Pilot: PrEP Referral | Number of referred peers referred to PrEP, among all referred peers, as reported by index peers. | 1 month |
| Pilot: HIVST Use | Number of referred peers that used HIVST, among referred peers who enrolled and completed follow-up, as reported by referred peers. |
| Measure | Description | Time Frame |
|---|---|---|
| cRCT: PrEP Referral | Median number of referred peers referred to PrEP services by each index peer. | 3 months |
| cRCT: HIVST Use | Number of referred peers in the enhanced group that used HIVST, among referred peers in the enhanced group who enrolled and completed follow-up, as reported by referred peers in the enhanced group. |
Inclusion Criteria:
For peer providers (qualitative data, pilot):
For peer providers (cRCT):
For peer clients (pilot, RCT):
Age ≥16 to 24 years*
Female
Referred by peer (i.e., a PrEP users) to initiate PrEP
Able and willing to provide informed consent
Exclusion Criteria:
For peer providers (qualitative data, pilot):
For peer providers (cRCT):
For peer clients (pilot, cRCT):
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| Name | Affiliation | Role |
|---|---|---|
| Katrina F Ortblad, ScD, MPH | Fred Hutchinson Cancer Center | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Partners in Health and Research Development | Thika | Kenya |
| PubMed Identifier | Type | Citation | Retractions |
|---|---|---|---|
| 27098408 | Background | Wilson IB, Lee Y, Michaud J, Fowler FJ Jr, Rogers WH. Validation of a New Three-Item Self-Report Measure for Medication Adherence. AIDS Behav. 2016 Nov;20(11):2700-2708. doi: 10.1007/s10461-016-1406-x. | |
| 41911315 | Derived | Ortblad KF, Wairimu N, Culquichicon C, Njeru I, Malen RC, Reedy AM, Ekwunife O, McGowan M, Mwangi M, Muthoni A, Kiboi D, Njoroge S, Gao F, Baeten JM, Ngure K. Effect of enhanced peer PrEP referral with HIV self-testing delivery among young Kenyan women: A randomized controlled trial of peer networks. PLoS Med. 2026 Mar 30;23(3):e1005023. doi: 10.1371/journal.pmed.1005023. eCollection 2026 Mar. |
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All data (deidentified) used for primary, secondary, and other outcomes reported in the main manuscript along with a data dictionary.
September 2025 (around the time of publication). No end date.
Anyone who wishes to access the data.
In both the pilot and the 2-arm cRCT, index peers (k) referred their peers to HIV services (i.e., referred peers, n). At follow-up, index peers reported outcomes for all the referred peers (started). At follow up, some of the referred peers were also enrolled (completed). Thus, some outcomes are measured among index peers, referred peers who started (as reported by index peers), and referred peers who completed (as reported by referred peers). Enrollment totals reflect those who completed.
To identify index peers for recruitment, we reviewed the records of public clinics and research programs delivering PrEP in the region and called adolescent girls and young women (AGYW) who met the study eligibility criteria. Referred peers were recruited by index peers, who were given instructions to only recruit peers between 16 to 24 years who they thought might benefit from PrEP.
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| ID | Title | Description |
|---|---|---|
| FG000 | Pilot: Index Peers (k) | Index peers who received formalized training on PrEP referral strategies and HIV self-testing. |
| FG001 | Pilot: Referred Peers (n) | Referred peers who were referred to HIV services by index peers. |
| FG002 | cRCT: Enhanced Group; Index Peers (k) | Index peers assigned to the enhanced peer referral group. |
| FG003 | cRCT: Standard Group; Index Peers (k) | Index peers assigned to the standard peer referral group. |
| FG004 | cRCT: Enhanced Group; Referred Peers (n) | Referred peers who were referred to HIV services by index peers in the enhanced peer referral group. |
| FG005 | cRCT: Standard Group; Referred Peers (n) | Referred peers who were referred to HIV services by index peers in the standard peer referral group. |
| Title | Milestones | Reasons Not Completed | ||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Overall Study |
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|
Of the 395 participants we have information about, only 211 were directly enrolled in the study and provided demographic information. These enrolled participants include index peers (k) and the subset of referred peers (n) we were able to enroll and follow-up, corresponding to those who completed the study in each population group.
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| ID | Title | Description |
|---|---|---|
| BG000 | Pilot: Index Peers (k) | Index peers who received formalized training on PrEP referral strategies and HIV self-testing. |
| BG001 | Pilot: Referred Peers (n) | Referred peers recruited by index peers whom we were able to reach for follow-up (completed enrollment). |
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes |
|---|---|---|---|---|---|---|---|---|---|
| Age, Continuous | Median |
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | cRCT: PrEP Initiation | Number of referred peers that initiated PrEP, among all referred peers, as reported by index peers. | Outcome only applies to cRCT referred peers. | Posted | Count of Participants | Participants | 3 months |
|
Adverse event data was collected for index peers at both baseline and the month 3 follow-up visit, and for referred peers at the month 3 visit (so only collected among referred peers who enrolled and completed follow-up). During data collection and study follow-up, participants were asked to report if they've had any of these events and whether they are or are not study related.
Adverse events (AEs) include any forms of verbal (e.g., yelling, fighting), physical (e.g., hitting), emotional (e.g., depression) or economic (e.g., job loss) abuse attributable to the study. While serious adverse events (SAEs) include hospitalization (for any condition, including those outside the study) or death.
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Pilot: Index Peers (k) | Index peers who received formalized training on PrEP referral strategies and HIV self-testing. |
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| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Social Harms | Social circumstances | Social Harms | Systematic Assessment | Social harms include verbal (e.g., yelling, fighting), physical (e.g., hitting), emotional (e.g., depression) or economic (e.g., job loss) abuse attributable to the study. |
Limitations included relying on index peers to report outcomes for referred peers in our primary analysis; low enrollment and follow-up among referred peers; relying on self-report for HIV testing and PrEP outcomes; and the relatively short follow-up period for all study participants (one month for pilot and three months for cRCT).
| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Katrina F Ortblad, ScD, MPH | Fred Hutchinson Cancer Center | 2066677267 | kortblad@fredhutch.org |
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot | Yes | No | No | Study Protocol | Jun 2, 2025 | Jun 3, 2025 | Prot_002.pdf |
| SAP | No | Yes | No | Statistical Analysis Plan | Jul 15, 2024 | Jun 4, 2025 | SAP_003.pdf |
| ICF | No | No | Yes | Informed Consent Form | Jan 29, 2024 | Sep 12, 2024 | ICF_000.pdf |
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The pilot study will be a single group model (anticipated N=104), and the RCT will be a parallel model (anticipated N=400).
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|
| 1 month |
| cRCT: Recent HIV Testing | Number of referred peers who tested for HIV (any form, including HIVST) since peer PrEP referral, among all referred peers, as reported by index peers. | 3 months |
| cRCT: PrEP Continuation (Referred Peers) | Number of referred peers that returned to a clinic to refill PrEP since referral, among all referred peers, as reported by index peers. | 3 months |
| cRCT: PrEP Continuation (Index Peers) | Number of index peers that returned to a clinic to refill PrEP in the past 3 months. | 3 months |
| cRCT: PrEP Adherence | A 0-100 point PrEP adherence score derived from the validated three-item Wilson et al Adherence scale with higher scores indicating higher adherence, among referred peers who enrolled and completed follow-up, as reported by referred peers. | 3 months |
| 3 months |
| cRCT: Linkage to Care | Number of referred peers that went to a clinic to access HIV prevention or treatment services, among referred peers who enrolled and completed follow-up, as reported by referred peers. | 3 months |
| cRCT: Materials Received | Number of referred peers that received the intervention or standard-of-care materials, among referred peers who enrolled and completed follow-up, as reported by referred peers. | 3 months |
| cRCT: Acceptability of Intervention Model | Number of referred peers and index peers who agree/strongly agree (on a 5-point Likert scale) to statements adapted from the Theoretical Framework of Acceptability. | 3 months |
| cRCT: Appropriateness of Intervention Model | Number of referred peers and index peers who agree/strongly agree (on a 5-point Likert scale) to statements adapted from the Appropriateness of Intervention Measure instrument. | 3 months |
| cRCT: Feasibility of Intervention Model | Normal of referred peers and index peers who agree/strongly agree (on a 5-point Likert scale) to statements adapted from the Feasibility of Intervention Measure instrument. | 3 months |
| 37925450 | Derived | Wairimu N, Malen RC, Reedy AM, Mogere P, Njeru I, Culquichicon C, McGowan M, Gao F, Baeten JM, Ngure K, Ortblad KF. Peer PrEP referral + HIV self-test delivery for PrEP initiation among young Kenyan women: study protocol for a hybrid cluster-randomized controlled trial. Trials. 2023 Nov 4;24(1):705. doi: 10.1186/s13063-023-07734-x. |
| Not Eligible to Enroll |
|
| BG002 | cRCT: Enhanced Group; Index Peers (k) | Index peers assigned to the enhanced peer referral group. |
| BG003 | cRCT: Standard Group; Index Peers (k) | Index peers assigned to the standard peer referral group. |
| BG004 | cRCT: Enhanced Group; Referred Peers (n) | Referred peers recruited by index peers in the enhanced peer referral group whom we were able to reach for follow-up (completed enrollment). |
| BG005 | cRCT: Standard Group; Referred Peers (n) | Referred peers recruited by index peers in the standard peer referral group whom we were able to reach for follow-up (completed enrollment). |
| BG006 | Total | Total of all reporting groups |
| years |
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| Sex: Female, Male | Count of Participants | Participants |
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| Race (NIH/OMB) | Count of Participants | Participants |
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| Units | Counts |
|---|---|
| Participants |
|
|
|
| Primary | Pilot: PrEP Initiation, as Reported by Index Peers | Number of referred peers that initiated PrEP, among all eligible referred peers, as reported by index peers. | Outcome only applies to pilot referred peers. The denominator (n=55) excludes one referred peer reported as HIV-positive. | Posted | Count of Participants | Participants | 1 month |
|
|
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| Primary | Pilot: PrEP Initiation, as Reported by Referred Peers | Number of referred peers that initiated PrEP, among eligible referred peers who enrolled and completed follow-up, as reported by referred peers. | Outcome only applies to pilot referred peers who enrolled and completed follow-up. The denominator (n=26) excludes four referred peers who were already/currently using PrEP at the time of referral. | Posted | Count of Participants | Participants | 1 month |
|
|
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| Secondary | Pilot: PrEP Referral | Number of referred peers referred to PrEP, among all referred peers, as reported by index peers. | Outcome only applies to pilot referred peers. | Posted | Count of Participants | Participants | No | 1 month |
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| Secondary | Pilot: HIVST Use | Number of referred peers that used HIVST, among referred peers who enrolled and completed follow-up, as reported by referred peers. | Outcome only applies to pilot referred peers who enrolled and completed follow-up. | Posted | Count of Participants | Participants | 1 month |
|
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| Secondary | cRCT: Recent HIV Testing | Number of referred peers who tested for HIV (any form, including HIVST) since peer PrEP referral, among all referred peers, as reported by index peers. | Outcome only applies to cRCT referred peers. | Posted | Count of Participants | Participants | 3 months |
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| Secondary | cRCT: PrEP Continuation (Referred Peers) | Number of referred peers that returned to a clinic to refill PrEP since referral, among all referred peers, as reported by index peers. | Outcome only applies to cRCT referred peers. | Posted | Count of Participants | Participants | 3 months |
|
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|
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| Secondary | cRCT: PrEP Continuation (Index Peers) | Number of index peers that returned to a clinic to refill PrEP in the past 3 months. | Outcome only applies to cRCT index peers. | Posted | Count of Participants | Participants | 3 months |
|
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| Secondary | cRCT: PrEP Adherence | A 0-100 point PrEP adherence score derived from the validated three-item Wilson et al Adherence scale with higher scores indicating higher adherence, among referred peers who enrolled and completed follow-up, as reported by referred peers. | Outcome only applies to cRCT referred peers who enrolled and completed follow-up. | Posted | Median | Inter-Quartile Range | Scores on a scale | 3 months |
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| Other Pre-specified | cRCT: PrEP Referral | Median number of referred peers referred to PrEP services by each index peer. | Outcome only applies to cRCT index peers. | Posted | Median | Inter-Quartile Range | referred peers | 3 months |
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| Other Pre-specified | cRCT: HIVST Use | Number of referred peers in the enhanced group that used HIVST, among referred peers in the enhanced group who enrolled and completed follow-up, as reported by referred peers in the enhanced group. | We do not include the arm/group "cRCT: Standard group; referred peers (n)" here because this outcome only applies to referred peers in the enhanced group. Referred peers in the standard group did not receive HIVST as part of the intervention. | Posted | Count of Participants | Participants | 3 months |
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| Other Pre-specified | cRCT: Linkage to Care | Number of referred peers that went to a clinic to access HIV prevention or treatment services, among referred peers who enrolled and completed follow-up, as reported by referred peers. | Outcome only applies to cRCT referred peers who enrolled and completed follow-up. | Posted | Count of Participants | Participants | 3 months |
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| Other Pre-specified | cRCT: Materials Received | Number of referred peers that received the intervention or standard-of-care materials, among referred peers who enrolled and completed follow-up, as reported by referred peers. | Outcome only applies to cRCT referred peers who enrolled and completed follow-up. | Posted | Count of Participants | Participants | 3 months |
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| Other Pre-specified | cRCT: Acceptability of Intervention Model | Number of referred peers and index peers who agree/strongly agree (on a 5-point Likert scale) to statements adapted from the Theoretical Framework of Acceptability. | Not Posted | 3 months | Participants |
| Other Pre-specified | cRCT: Appropriateness of Intervention Model | Number of referred peers and index peers who agree/strongly agree (on a 5-point Likert scale) to statements adapted from the Appropriateness of Intervention Measure instrument. | Not Posted | 3 months | Participants |
| Other Pre-specified | cRCT: Feasibility of Intervention Model | Normal of referred peers and index peers who agree/strongly agree (on a 5-point Likert scale) to statements adapted from the Feasibility of Intervention Measure instrument. | Not Posted | 3 months | Participants |
| 0 |
| 16 |
| 0 |
| 16 |
| 0 |
| 16 |
| EG001 | Pilot: Referred Peers (n) | Referred peers recruited by index peers whom we were able to reach for follow-up (completed enrollment). | 0 | 30 | 0 | 30 | 0 | 30 |
| EG002 | cRCT: Enhanced Group; Index Peers (k) | Index peers assigned to the enhanced peer referral group. | 0 | 40 | 0 | 40 | 1 | 40 |
| EG003 | cRCT: Standard Group; Index Peers (k) | Index peers assigned to the standard peer referral group. | 0 | 42 | 0 | 42 | 1 | 42 |
| EG004 | cRCT: Enhanced Group; Referred Peers (n) | Referred peers recruited by index peers in the enhanced peer referral group whom we were able to reach for follow-up (completed enrollment). | 0 | 55 | 0 | 55 | 0 | 55 |
| EG005 | cRCT: Standard Group; Referred Peers (n) | Referred peers recruited by index peers in the standard peer referral group whom we were able to reach for follow-up (completed enrollment). | 0 | 28 | 0 | 28 | 0 | 28 |
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