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The purpose of this study is to test whether a ketone ester drink will improve exercise in people with heart failure (HF) compared to a placebo. In HF, patients are limited in their ability to do all the things they want to do, and exercise as much as they would like, due to becoming tired and short of breath early. There may be several reasons why these symptoms occur.
There is some evidence that in addition to problems with the heart, patients with HF also have problems with their arteries and muscles that affect their ability to exercise. Ketones have been shown to improve exercise capacity in healthy volunteers, which may be related to effects on the heart function or on muscles. An infusion of ketones through an intravenous (IV) line has also been shown to significantly improve heart function, but whether a drink can produce similar improvements in HF patients is not known. This drink has been given status by Food and Drug Administration as "generally regarded as safe".
The use of DeltaG in this study is experimental. DeltaG has not been approved by the Food and Drug Administration (FDA) for the use being evaluated in this study.
This is a randomized, crossover trial of ketone ester versus placebo in 20 patients with heart failure with preserved ejection fraction. Participants come for a baseline assessment. If they meet eligibility criteria, they are randomized to receive ketone ester first or placebo first. After approximately a week washout period, participants return for the last visit to receive the product they did not receive at the previous visit.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Ketone ester | Experimental | (R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester |
|
| Placebo | Placebo Comparator | KE-free solution |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Ketone ester | Dietary Supplement | A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis |
|
| Measure | Description | Time Frame |
|---|---|---|
| Maximal Exercise Capacity (Peak VO2) Assessed by Cardiopulmonary Exercise Testing | Peak VO2 | Assessed 60 minutes after the intervention. |
| Submaximal Exercise Capacity (Exercise Time at 75% of Peak Workload) Assessed by Cardiopulmonary Exercise Testing. | Exercise time at 75% of peak workload | Assessed 30 minutes after the intervention. |
| Measure | Description | Time Frame |
|---|---|---|
| Percent Change in Systemic Vascular Resistance With Exercise | Percent change in systemic vascular resistance with exercise | Assessed 60 minutes after the intervention. |
| Substrate Utilization (Reflected by the Respiratory Exchange Ratio) Assessed by Cardiopulmonary Exercise Testing. |
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Inclusion criteria:
Left ventricular ejection fraction ≥ 50%
Evidence for elevated filling pressures as follows (at least one of the following between a-d):
a. Mitral early (E)/mitral septal tissue annular (e') velocity ratio > 8 in addition to one of the following: i. Large left atrium (LA>4.0 cm width or LA volume index >34 mL/m2) ii. Chronic loop diuretic use for control of symptoms iii. Elevated natriuretic peptides within the past year (NT-proBNP>125 pg/ml or BNP>35 pg/ml) b. Mitral E/e' ratio > 14 at rest or with exercise c. Elevated invasively-determined filling pressures previously (resting left ventricular end-diastolic pressure >16 mm Hg or pulmonary capillary wedge pressure > 15 mmHg; or PCWP/LVEDP ≥ 25 mmHg with exercise) d. Prior episode of acute heart failure requiring IV diuretics with evidence of volume overload on exam/radiology or elevated natriuretic peptides.
Exclusion Criteria
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| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Penn Presbyterian Medical Center | Philadelphia | Pennsylvania | 19104 | United States |
| PubMed Identifier | Type | Citation | Retractions |
|---|---|---|---|
| 40243975 | Derived | Selvaraj S, Karaj A, Chirinos JA, Denney N, Grosso G, Fernando M, Chambers K, Demastus C, Reddy R, Langham M, Kumar D, Maynard H, Pourmussa B, Prenner SB, Cohen JB, Ischiropoulos H, Rickels MR, Poole DC, Church DD, Wolfe RR, Kelly DP, Putt M, Margulies KB, Zamani P. Crossover Trial of Exogenous Ketones on Cardiometabolic Endpoints in Heart Failure With Preserved Ejection Fraction. JACC Heart Fail. 2025 Dec;13(12):102435. doi: 10.1016/j.jchf.2025.03.002. Epub 2025 Mar 29. |
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Out of 26 consented participants, 5 screen failed and 1 participant withdrew, leading to 20 randomized participants.
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| ID | Title | Description |
|---|---|---|
| FG000 | Ketone Ester First, Then Placebo | (R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis. 10 individuals were randomized to acute dosing of KE first. Then, after approximately 7 day washout, these 10 individuals received acute dosing of placebo. |
| FG001 | Placebo First, Then Ketone Ester | KE-free solution first, then KE after 7 day washout placebo drink: KE free placebo drink 10 individuals were randomized to acute dosing of placebo first. Then, after approximately 7 day washout, these 10 individuals received acute dosing of KE. |
| Title | Milestones | Reasons Not Completed | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| First Intervention |
| |||||||||||||
| Washout |
| |||||||||||||
| Second Intervention |
|
All 20 randomized participants are included.
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| ID | Title | Description |
|---|---|---|
| BG000 | Randomized First to Ketone Ester | (R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis. 10 individuals were randomized to ketone ester first, and 10 individuals were randomized to placebo first. |
| BG001 |
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes |
|---|---|---|---|---|---|---|---|---|---|
| Age, Continuous | Mean |
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | Maximal Exercise Capacity (Peak VO2) Assessed by Cardiopulmonary Exercise Testing | Peak VO2 | All 20 participants contributed to the data. 10 participants started first in the ketone ester group and then crossed over to placebo, while 10 participants started first in the placebo arm and crossed over the ketone ester. | Posted | Mean | Standard Deviation | L/min | Assessed 60 minutes after the intervention. |
|
Adverse events were collected the day of the study visit (the day of the first intervention visit, "Day 1", and the day of the second intervention visit, approximately "Day 8").
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Ketone Ester | (R)-3-hydroxybutyl (R)-3-hydroxybutyrate, a ketone ester Ketone ester: A nutraceutical ketone ester (KE), (R)-3-hydroxybutyl (R)-3-hydroxybutyrate which provides systemic ketosis |
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Laryngeal inflammation | Respiratory, thoracic and mediastinal disorders | Non-systematic Assessment |
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Dizziness | Nervous system disorders | Non-systematic Assessment |
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Payman Zamani | Hospital of the University of Pennsylvania | (215) 662-4000 | payman.zamani@pennmedicine.upenn.edu |
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot | Yes | No | No | Study Protocol | Jan 15, 2023 | Aug 7, 2024 | Prot_000.pdf |
| SAP | No | Yes | No | Statistical Analysis Plan | Feb 1, 2024 | Aug 6, 2024 | SAP_001.pdf |
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| ID | Term |
|---|---|
| C524675 | formic acid 4-(3-oxobutyl)phenyl ester |
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Overview: The overall study design will be a randomized, double-blind crossover comparison of ketone ester (KE) therapy vs. KE-free vehicle in 20 patients with established HF with preserved ejection fraction (HFpEF). The main outcomes will be measures of exercise performance (peak and submaximal exercise).
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| placebo drink | Dietary Supplement | KE free placebo drink |
|
| Assessed 60 minutes after the intervention. |
| VO2 Efficiency (Total Work Performed Over Oxygen Consumed) During Submaximal Cardiopulmonary Exercise Testing. | Assessed 60 minutes after the intervention. |
| Presence of Exercise-induced Arrhythmias (Significant Atrial or Ventricular Arrhythmias) | Assessed throughout the study visit date after the intervention is given (until leaving the research study center that day). |
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| NOT COMPLETED |
|
| Randomized First to Placebo |
KE-free solution placebo drink: KE free placebo drink. 10 individuals were randomized to ketone ester first, and 10 individuals were randomized to placebo first. |
| BG002 | Total | Total of all reporting groups |
| years |
|
| Sex: Female, Male | Count of Participants | Participants |
|
| Race (NIH/OMB) | Count of Participants | Participants |
|
|
|
| Primary | Submaximal Exercise Capacity (Exercise Time at 75% of Peak Workload) Assessed by Cardiopulmonary Exercise Testing. | Exercise time at 75% of peak workload | All 20 participants contributed to the data. 10 participants started first in the ketone ester group and then crossed over to placebo, while 10 participants started first in the placebo arm and crossed over the ketone ester. | Posted | Mean | Standard Deviation | minutes | Assessed 30 minutes after the intervention. |
|
|
|
| Secondary | Percent Change in Systemic Vascular Resistance With Exercise | Percent change in systemic vascular resistance with exercise | All participants with available data (13 in ketone ester group and 14 in the placebo group) shown here. | Posted | Mean | Standard Deviation | Percent change from rest to peak exercis | Assessed 60 minutes after the intervention. |
|
|
|
| Secondary | Substrate Utilization (Reflected by the Respiratory Exchange Ratio) Assessed by Cardiopulmonary Exercise Testing. | All 20 participants contributed to the data. 10 participants started first in the ketone ester group and then crossed over to placebo, while 10 participants started first in the placebo arm and crossed over the ketone ester. | Posted | Mean | Standard Deviation | Ratio | Assessed 60 minutes after the intervention. |
|
|
|
| Secondary | VO2 Efficiency (Total Work Performed Over Oxygen Consumed) During Submaximal Cardiopulmonary Exercise Testing. | All 20 participants contributed to the data. 10 participants started first in the ketone ester group and then crossed over to placebo, while 10 participants started first in the placebo arm and crossed over the ketone ester. | Posted | Mean | Standard Deviation | kJ/L O2 | Assessed 60 minutes after the intervention. |
|
|
|
| Secondary | Presence of Exercise-induced Arrhythmias (Significant Atrial or Ventricular Arrhythmias) | All 20 participants contributed to the data. 10 participants started first in the ketone ester group and then crossed over to placebo, while 10 participants started first in the placebo arm and crossed over the ketone ester. | Posted | Count of Participants | Participants | Assessed throughout the study visit date after the intervention is given (until leaving the research study center that day). |
|
|
|
| 0 |
| 20 |
| 1 |
| 20 |
| 7 |
| 20 |
| EG001 | Placebo | KE-free solution placebo drink: KE free placebo drink | 0 | 20 | 0 | 20 | 6 | 20 |
| Reflux | Gastrointestinal disorders | Non-systematic Assessment |
|
| Cough | Respiratory, thoracic and mediastinal disorders | Non-systematic Assessment |
|
| Upper respiratory tract infection | Respiratory, thoracic and mediastinal disorders | Non-systematic Assessment |
|
| Knee pain | Musculoskeletal and connective tissue disorders | Non-systematic Assessment |
|
| Headache | Nervous system disorders | Non-systematic Assessment |
|
| Muscle cramp | Musculoskeletal and connective tissue disorders | Non-systematic Assessment |
|
| Fatigue | General disorders | Non-systematic Assessment |
|
| Hematoma | Blood and lymphatic system disorders | Non-systematic Assessment |
|
| Hypotension | Cardiac disorders | Non-systematic Assessment |
|
| Breast pain | Reproductive system and breast disorders | Non-systematic Assessment |
|
| Heart racing | Cardiac disorders | Non-systematic Assessment |
|
| Pain with blood draw | Blood and lymphatic system disorders | Non-systematic Assessment |
|
| Diarrhea | Gastrointestinal disorders | Non-systematic Assessment |
|
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