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The study was prematurely halted primarily due to low patient accrual. Despite efforts to optimize recruitment, the enrollment rate remained insufficient to meet the predefined targets, and continuation was deemed unfeasible
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| Name | Class |
|---|---|
| SOLTI Breast Cancer Research Group | OTHER |
| Roche Pharma AG | INDUSTRY |
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This is a prospective, single arm, open-label, unicenter, exploratory study in women with primary operable HER2-positive, HER2-enriched/ERBB2-high breast cancer according to PAM50 intrinsic subtype and a ERBB2 pre-defined cutoff (high vs low ERBB2 expression), to evaluate the omission of surgery and sentinel lymph node dissection in patients with HER2-E and ERBB2 high breast cancer who achieving a complete response following standard anti-HER2-based neoadjuvant therapy with paclitaxel/trastuzumab/pertuzumab. The primary trial objective is to estimate the loco-regional invasive disease-free survival at 3-year of patients who achieve a complete response based on imaging (i.e. Magnetic resonance imaging) and a stereotactic-guided vacuum-assisted breast biopsy, and omit loco-regional surgery.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Omission of surgery | Experimental | Neoadjuvant period: paclitaxel IV 80mg/m2 every week for 12 weeks with trastuzumab and pertuzumab Subcutaneous Fixed-Dose Combination (FDC) (a loading dose of 1200 mg pertuzumab and 600 mg trastuzumab followed by a maintenance dose of 600 mg pertuzumab and 600 mg trastuzumab once every 3 weeks) for 5 cycles. Adjuvant period: If no invasive tumor cells and no in situ disease are identified in the stereotactic-guided VAB,patients will be eligible to omit loco-regional surgery. Whole breast radiotherapy without nodal radiotherapy will then be performed. Trastuzumab and pertuzumab FDC will be continued to complete 1 year of treatment and adjuvant endocrine therapy will be indicated according to hormonal receptor status by IHC. |
|
| Surgery | No Intervention | Neoadjuvant period: paclitaxel IV 80mg/m2 every week for 12 weeks with trastuzumab and pertuzumab Subcutaneous Fixed-Dose Combination (FDC) (a loading dose of 1200 mg pertuzumab and 600 mg trastuzumab followed by a maintenance dose of 600 mg pertuzumab and 600 mg trastuzumab once every 3 weeks) for 5 cycles. Surgery: If invasive tumor cells and/or in situ disease are identified, patients will undergo surgery. Adjuvant period: All patients will continue with Trastuzumab-emtansine (T-DM1) completing 1 year of treatment (14 cycles) and adjuvant endocrine therapy will be indicated according to hormonal receptor status by IHC. |
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Trastuzumab and pertuzumab Subcutaneous Fixed-Dose Combination | Biological | After 13 weeks of neoadjuvant treatment, a breast MRI will be performed. If a complete response is observed on breast MRI, patients will undergo a stereotactic-guided VAB of the marker area to obtain 12 cylinders of breast parenchyma, which is equivalent to 2 grams of tissue. If no invasive tumor cells and no in situ disease are identified in the stereotactic-guided VAB, patients will be eligible to omit loco-regional surgery. |
| Measure | Description | Time Frame |
|---|---|---|
| Disease-free Survival at 3years | To estimate the loco-regional invasive disease-free survival (LR-IDFS) at 3-year of patients who achieve a complete response based on imaging and a stereotactic-guided vacuum-assisted breast biopsy, and omit loco-regional surgery. | 3 years |
| Measure | Description | Time Frame |
|---|---|---|
| pCR Rate | rate of pathological complete response (pCR) between the treatment groups by HR status | pCR assessment was done following surgery after neoadjuvant therapy with paclitaxel and trastuzumzb/pertuzumab prior to adjuvant therapy |
| Patient Reported Outcomes (Global Health Status) |
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Inclusion Criteria:
Female participants who are at least 40 years of age on the day of signing the informed consent form with histologically confirmed diagnosis of breast cancer.
A participant is eligible to participate if she is not pregnant, not breastfeeding.
The participant (or legally acceptable representative if applicable) provides written informed consent for the trial.
Histologically confirmed invasive adenocarcinoma of the breast, with all of the following characteristics:
Patient must have known ER and PR status locally determined prior to study entry.
Eligible for taxane therapy.
Willingness of the patient to omit surgery if all criteria are met following neoadjuvant therapy.
Estimated life expectancy of at least 5 years irrespective of the diagnosis of breast cancer.
Breast cancer eligible for primary surgery
Have provided archival tumor tissue sample or newly obtained core. Formalin-fixed,paraffin embedded (FFPE) tissue blocks are mandatory. Available pre-treatment FFPE core biopsy evaluable for PAM50 or possibility to obtain one.
Have an Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 1.
Ability and willingness to comply with study visits, treatment, testing and to comply with the protocol.
Have adequate organ function.
Exclusion Criteria:
13. Patients with a history of previous breast cancer are excluded.
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| Name | Affiliation | Role |
|---|---|---|
| Aleix Prat, MD | Hospital Clinic of Barcelona | Principal Investigator |
| Tomas Pascual, MD | Hospital Clinic of Barcelona | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Hospital Clinic de Barcelona | Barcelona | Barcelona | 08036 | Spain |
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Out of 20 patients screened, 13 patients did not fulfill the study criteria (PAM50 subtype other than HER2-Enriched, ERBB2 high, liver metastasis, multicentric tumor).
Finally only 5 patients that fulfilled all eligibility criteria and signed the ICF were included
Overall, 20 patients were screened for the study in a single study centre (clinical setting) over the duration of 18 months. A total of 5 patients were finally selected for the study treatment after meeting all the inclusion criteria and signing the ICF
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| ID | Title | Description |
|---|---|---|
| FG000 | Treatment Arm | Treatment in women with primary operable HER2-positive, HER2-enriched(HER2-E)/ERBB2-high breast cancer according to PAM50 intrinsic subtype and a ERBB2 pre-defined cutoff (high vs low ERBB2 expression):
|
| Title | Milestones | Reasons Not Completed | |||||
|---|---|---|---|---|---|---|---|
| Study treatment |
|
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot_SAP | Yes | Yes | No | Study Protocol and Statistical Analysis Plan | Oct 17, 2019 |
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|
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The EORTC QLQ-C30 was used to assess Health-Related Quality of Life (QoL). The measure consists of five functional scales (physical, role, cognitive, emotional, and social). For this study, raw scores were used without any transformation. The functional scales consist of multiple items (questions 1-28) scored on a 1-4 scale (1 = not at all, 4 = very much). Higher scores indicate worse functioning. To assess the effect of standard therapy (surgery after neoadjuvant therapy) vs. investigational therapy (omission of surgery), the global health status is reported in each of these populations before and after treatment. The Global Health Status (GHS) score is derived from two items (Q29 and Q30), each scored on a 1-7 scale (1 = very poor, 7 = excellent). Scoring method: GHS = (Q29 + Q30) / 2 Raw score range: Minimum = (1 + 1) / 2 = 1; Maximum = (7 + 7) /2 = 7 |
| The questionnaire was filled by the patients at screening and post adjuvant therapy. |
| COMPLETED |
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| NOT COMPLETED |
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| Follow-up after 1 year |
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| Follow up at 3 yrs |
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The baseline analysis population is the same as the treatment population
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| ID | Title | Description |
|---|---|---|
| BG000 | Treatment Arm | Treatment in women with primary operable HER2-positive, HER2-enriched(HER2-E)/ERBB2-high breast cancer according to PAM50 intrinsic subtype and a ERBB2 pre-defined cutoff (high vs low ERBB2 expression):
|
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes | |||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Age, Customized | Number | participants |
| |||||||||||||||||||||||
| Sex: Female, Male | Count of Participants | Participants |
| |||||||||||||||||||||||
| Race/Ethnicity, Customized | Number | participants |
| |||||||||||||||||||||||
| Region of Enrollment | Number | participants |
| |||||||||||||||||||||||
| Menopausal Status | Number | participants |
| |||||||||||||||||||||||
| ECOG baseline | Scale: Grades 0-4 Grade 0 - Fully active able to carry on all pre-disease performance without restriction; Grade 1 - Restricted in physically strenuous activity but ambulatory and able to carry out work of a light or sedentary nature e.g. light house work office work; Grade 2 - Ambulatory and capable of all selfcare but unable to carry out any work activities; up and about more than 50% of waking hours Grade 3 - Capable of only limited selfcare; confined to bed or chair more than 50% of waking hours Grade 4 - Completely disabled; cannot carry on any selfcare; totally confined to bed or chair | Number | participants |
| ||||||||||||||||||||||
| Previous cancer history | Number | participants |
|
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | Disease-free Survival at 3years | To estimate the loco-regional invasive disease-free survival (LR-IDFS) at 3-year of patients who achieve a complete response based on imaging and a stereotactic-guided vacuum-assisted breast biopsy, and omit loco-regional surgery. | After completion of neoadjuvant therapy with paclitaxel and Trastuzumab/pertuzumab, out of 5 patients, only 3 patients showed complete response (assessed by MRI) and 2 patients (no stereo-guided VAB assessment) did not undergo surgery. However, the participants were lost to follow-up before 3-year assessments, so no evaluable 3-year survival data are available | Posted | Median | 95% Confidence Interval | years | 3 years |
|
| |||||||||||||||||
| Secondary | pCR Rate | rate of pathological complete response (pCR) between the treatment groups by HR status | While total number of HR positive patients and HR negative patients in the overall treatment group is 2 and 3 respectively, only 1 patient in the former and 2 patients in the later group were evaluated for pCR at surgery | Posted | Count of Participants | Participants | pCR assessment was done following surgery after neoadjuvant therapy with paclitaxel and trastuzumzb/pertuzumab prior to adjuvant therapy |
|
| ||||||||||||||||||
| Secondary | Patient Reported Outcomes (Global Health Status) | The EORTC QLQ-C30 was used to assess Health-Related Quality of Life (QoL). The measure consists of five functional scales (physical, role, cognitive, emotional, and social). For this study, raw scores were used without any transformation. The functional scales consist of multiple items (questions 1-28) scored on a 1-4 scale (1 = not at all, 4 = very much). Higher scores indicate worse functioning. To assess the effect of standard therapy (surgery after neoadjuvant therapy) vs. investigational therapy (omission of surgery), the global health status is reported in each of these populations before and after treatment. The Global Health Status (GHS) score is derived from two items (Q29 and Q30), each scored on a 1-7 scale (1 = very poor, 7 = excellent). Scoring method: GHS = (Q29 + Q30) / 2 Raw score range: Minimum = (1 + 1) / 2 = 1; Maximum = (7 + 7) /2 = 7 | Out of the treatment population, 3 patients underwent surgery post neoadjuvant therapy (standard therapy) and 2 patients did not undergo surgery (investigative therapy). All the patients of both the groups completed the patient reported outcomes questionaire at screening. 1 patient from the patient group that underwent surgery did not complete the questionnaire after adjuvant therapy. | Posted | Median | Full Range | score on a scale | The questionnaire was filled by the patients at screening and post adjuvant therapy. |
|
Study treatment duration - 1 year (neoadjuvant and adjuvant therapy)
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Treatment Arm (Treatment With Paclitaxel) | Treatment in women with primary operable HER2-positive, HER2-enriched(HER2-E)/ERBB2-high breast cancer according to PAM50 intrinsic subtype and a ERBB2 pre-defined cutoff (high vs low ERBB2 expression):
| 0 | 5 | 0 | 5 | 5 | 5 |
| EG001 | Treatment Arm (Treatment With Trastuzumab) | Treatment in women with primary operable HER2-positive, HER2-enriched(HER2-E)/ERBB2-high breast cancer according to PAM50 intrinsic subtype and a ERBB2 pre-defined cutoff (high vs low ERBB2 expression):
| 0 | 5 | 0 | 5 | 5 | 5 |
| EG002 | Treatment Arm (Treatment With Pertuzumab) | Treatment in women with primary operable HER2-positive, HER2-enriched(HER2-E)/ERBB2-high breast cancer according to PAM50 intrinsic subtype and a ERBB2 pre-defined cutoff (high vs low ERBB2 expression):
| 0 | 5 | 0 | 5 | 5 | 5 |
| EG003 | Treatment Arm (Adjuvant Treatment With TDM1) | TDM-1 administered on Day 1 of a 3-week cycle q3w at a doce of 3.6 mg/kg IV as adjuvant treatment in patients of the treatment population with non-complete response in the neoadjuvant setting | 0 | 3 | 0 | 3 | 3 | 3 |
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| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| alopecia | Skin and subcutaneous tissue disorders | CTCAE (5) | Systematic Assessment |
| |
| asthenia | General disorders | CTCAE (5) | Systematic Assessment |
| |
| dysguesia | Metabolism and nutrition disorders | CTCAE (5) | Systematic Assessment |
| |
| anemia | Blood and lymphatic system disorders | CTCAE (5) | Systematic Assessment |
| |
| arthralgia | Musculoskeletal and connective tissue disorders | CTCAE (5) | Systematic Assessment |
| |
| headache | Nervous system disorders | CTCAE (5) | Systematic Assessment |
| |
| diarrhea | Gastrointestinal disorders | CTCAE (5) | Systematic Assessment |
| |
| erythema face and hands | Skin and subcutaneous tissue disorders | CTCAE (5) | Systematic Assessment |
| |
| erythema arms and hands | Skin and subcutaneous tissue disorders | CTCAE (5) | Systematic Assessment |
| |
| feet erythema | Skin and subcutaneous tissue disorders | CTCAE (5) | Systematic Assessment |
| |
| hands neurotoxicity | Nervous system disorders | CTCAE (5) | Systematic Assessment |
| |
| hiporexya | Metabolism and nutrition disorders | CTCAE (5) | Systematic Assessment |
| |
| mucositis | Respiratory, thoracic and mediastinal disorders | CTCAE (5) | Systematic Assessment |
| |
| neurotoxicity in foot | Nervous system disorders | CTCAE (5) | Systematic Assessment |
| |
| occasional epistaxis | Respiratory, thoracic and mediastinal disorders | CTCAE (5) | Systematic Assessment |
| |
| onychodystrophy | Skin and subcutaneous tissue disorders | CTCAE (5) | Systematic Assessment |
| |
| onycholysis | Skin and subcutaneous tissue disorders | CTCAE (5) | Systematic Assessment |
| |
| plantar erythema | Skin and subcutaneous tissue disorders | CTCAE (5) | Systematic Assessment |
| |
| cough | Respiratory, thoracic and mediastinal disorders | CTCAE (5) | Systematic Assessment |
| |
| erythematous reaction | Skin and subcutaneous tissue disorders | CTCAE (5) | Systematic Assessment |
| |
| muscle pain | Musculoskeletal and connective tissue disorders | CTCAE (5) | Systematic Assessment |
| |
| plaquetopenia | Blood and lymphatic system disorders | CTCAE (5) | Systematic Assessment |
| |
| decrease in hemoglobin | Blood and lymphatic system disorders | CTCAE (5) | Systematic Assessment |
| |
| increase of total bilirubine | Hepatobiliary disorders | CTCAE (5) | Systematic Assessment |
| |
| alat increase | Hepatobiliary disorders | CTCAE (5) | Systematic Assessment |
| |
| asat increase | Hepatobiliary disorders | CTCAE (5) | Systematic Assessment |
| |
| epigastralgia | Gastrointestinal disorders | CTCAE (5) | Systematic Assessment |
| |
| increase of alkaline phosphatase | Hepatobiliary disorders | CTCAE (5) | Systematic Assessment |
|
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Dr. Tomas Pascual | Hospital ClĂnic de Barcelona | 932275400 | topascual@clinic.cat |
| Sep 3, 2025 |
| Prot_SAP_000.pdf |
| ID | Term |
|---|---|
| D001943 | Breast Neoplasms |
| ID | Term |
|---|---|
| D009371 | Neoplasms by Site |
| D009369 | Neoplasms |
| D001941 | Breast Diseases |
| D012871 | Skin Diseases |
| D017437 | Skin and Connective Tissue Diseases |
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| ID | Term |
|---|---|
| D000068878 | Trastuzumab |
| ID | Term |
|---|---|
| D061067 | Antibodies, Monoclonal, Humanized |
| D000911 | Antibodies, Monoclonal |
| D000906 | Antibodies |
| D007136 | Immunoglobulins |
| D007162 | Immunoproteins |
| D001798 | Blood Proteins |
| D011506 | Proteins |
| D000602 | Amino Acids, Peptides, and Proteins |
| D012712 | Serum Globulins |
| D005916 | Globulins |
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| Title | Measurements |
|---|
|
|
| OG001 | Patients Who Underwent Surgery (Assessment After Adjuvant Therapy) | Of the treatment population, those patients who underwent surgery post neoadjuvant therapy. The assessment time period is after adjuvant therapy |
| OG002 | Patients With Omission of Surgery (Assessment at Screening) | Of the treatment population, those patients with omission of surgery post neoadjuvant therapy. The assessment time period is at screening |
| OG003 | Patients With Omission of Surgery (Assessment After Adjuvant Therapy) | Of the treatment population, those patients who underwent surgery post neoadjuvant therapy. The assessment time period is after adjuvant therapy |
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