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| ID | Type | Description | Link |
|---|---|---|---|
| R01CA235617-01 | U.S. NIH Grant/Contract | View source |
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| Name | Class |
|---|---|
| National Cancer Institute (NCI) | NIH |
| National Institutes of Health (NIH) | NIH |
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This community-based randomized controlled trial will test the effect of contingent financial rewards on smoking abstinence among homeless-experienced adult cigarette smokers. Participants will be recruited from 3 Boston Health Care for the Homeless Program locations: a shelter clinic, a day center clinic, and a medical center clinic. All participants will be offered a varenicline prescription and tobacco coaching. Incentive arm participants will receive escalating financial rewards for saliva cotinine levels <30 ng/ml, assessed 10 times over 12 weeks. Embedded qualitative interviews will explore the mechanisms of on-treatment and post-treatment effects of financial incentives on smoking abstinence in the context of homelessness.
People experiencing homelessness have a 3.5-fold higher prevalence of cigarette smoking in comparison to non-homeless people, contributing to 2-fold higher rates of lung cancer and 3- to 5-fold higher rates of tobacco-attributable death. Homeless smokers want to quit, but studies have not yet uncovered the optimal approach to help them do so. In an 8-week pilot randomized controlled trial (RCT) at Boston Health Care for the Homeless Program (BHCHP), we found that financial incentives for smoking abstinence were associated with 7-fold higher odds of brief smoking abstinence in comparison to a non-incentivized control condition. These results suggest that financial incentives are a promising approach for reducing smoking in this vulnerable population, but further investigation in a larger sample is needed to improve the duration of on-treatment abstinence, assess post-treatment effects, and better understand mechanisms of action and contextual factors that may influence treatment response.
To address the above gaps in evidence, we will conduct a community-based RCT of financial incentives for smoking abstinence among adult smokers at BHCHP. Recognized as a leader in homeless health care, BHCHP serves 12,000 currently and formerly homeless patients annually throughout greater Boston. We will randomize 180 participants recruited from 3 BHCHP sites: a shelter clinic, a day center clinic, and a medical center clinic. All participants will be offered 12 weeks of varenicline, 5 sessions of tobacco coaching, and 10 cotinine monitoring visits over a 12-week period. Participants randomized to the financial incentives arm (n=90) will receive escalating debit card payments (range $25-$70) at each monitoring visit for saliva cotinine levels <30 ng/ml. Control arm participants (n=90) will receive a fixed payment ($10) at each monitoring visit regardless of their saliva cotinine level. We will use an embedded-experiment mixed methods design, where qualitative ('qual') data collection is embedded within a larger quantitative ('QUAN') RCT with the following specific aims:
Aim 1. (QUAN) To determine the effect of the financial incentives intervention on cotinine-verified 7-day smoking abstinence at A) the end of treatment (12 weeks) and B) 12 weeks after treatment (24 weeks).
Hypotheses: Incentive arm participants will have significantly greater cotinine-verified 7-day smoking abstinence than control arm participants at A) 12 weeks and B) 24 weeks.
Aim 2. (qual) To assess why, how, and under what circumstances homeless smokers A) achieve abstinence in response to financial incentives and B) maintain abstinence after incentives are stopped.
Interviews with participants at A) 12 weeks (N=30) and B) 24 weeks (N=20) will examine cognitive ('why?'), procedural ('how?'), and contextual ('under what circumstances?') dimensions of their response to financial incentives to generate hypotheses about potential mechanisms for on-treatment and post-treatment effects and to inform modifications of the intervention for future use.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Control (n=90) | Active Comparator |
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| Financial incentives (n=90) | Experimental |
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| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Financial incentives | Behavioral | Escalating financial rewards for saliva cotinine levels <30 ng/mL, assessed 10 times over 12 weeks |
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| Measure | Description | Time Frame |
|---|---|---|
| Cotinine-verified 7-day Smoking Abstinence at 12 Weeks | Point-prevalent smoking abstinence, defined as self-report of not smoking in the past 7 days and verified by a salivary cotinine level <10 ng/ml. | 12 weeks |
| Measure | Description | Time Frame |
|---|---|---|
| Cotinine-verified 7-day Smoking Abstinence at 24 Weeks | Point-prevalent smoking abstinence, defined as self-report of not smoking in the past 7 days and verified by a salivary cotinine level <10 ng/ml. | 24 weeks |
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Inclusion Criteria:
Exclusion Criteria:
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| Name | Affiliation | Role |
|---|---|---|
| Travis Baggett, MD | Massachusetts General Hospital | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Boston Health Care for the Homeless Program | Boston | Massachusetts | 02118 | United States |
Due to the sensitive nature of the data and personal health information involved, we do not plan to share IPD.
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Enrolled participants provided written informed consent and completed a staff-administered baseline survey. To be assigned a study arm, enrolled participants were asked to attend a randomization appointment within 4 weeks of enrollment.
Recruitment took place between 2021-2024 at Boston Health Care for the Homeless Program (BHCHP), a federally funded Health Care for the Homeless (HCH) organization. Participants were recruited via in-person outreach at BHCHP clinic sites, telephone outreach to BHCHP patients with a past-year clinical encounter and electronic health record (EHR) documentation of current smoking, self-referrals in response to flyers or word of mouth, and referrals from BHCHP clinicians.
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| ID | Title | Description |
|---|---|---|
| FG000 | Control (n=69) |
Varenicline: - Day 1 - 3: 0.5 mg daily
Tobacco coaching: 5 one-on-one tobacco cessation coaching sessions over 12 weeks |
| FG001 | Financial incentives (n=69) |
Financial incentives: Escalating financial rewards for saliva cotinine levels <30 ng/mL, assessed 10 times over 12 weeks Varenicline: - Day 1 - 3: 0.5 mg daily
Tobacco coaching: 5 one-on-one tobacco cessation coaching sessions over 12 weeks |
| Title | Milestones | Reasons Not Completed | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| On treatment (0-12 weeks) |
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| Post-treatment (12-24 weeks) |
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| ID | Title | Description |
|---|---|---|
| BG000 | Control (n=68) |
Varenicline: - Day 1 - 3: 0.5 mg daily
Tobacco coaching: 5 one-on-one tobacco cessation coaching sessions over 12 weeks |
| Units | Counts |
|---|---|
| Participants |
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| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes |
|---|---|---|---|---|---|---|---|---|---|
| Age, Continuous | Mean |
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | Cotinine-verified 7-day Smoking Abstinence at 12 Weeks | Point-prevalent smoking abstinence, defined as self-report of not smoking in the past 7 days and verified by a salivary cotinine level <10 ng/ml. | Posted | Count of Participants | Participants | 12 weeks |
|
From enrollment until end of study follow-up at 24 weeks.
Participant were asked whether they had experienced specific symptoms linked with varenicline use (e.g. abnormal dreams, headaches, nausea, vomiting, and suicidality) at each cotinine monitoring visit. Participants could also report adverse events at any other study visit or via phone call to study staff. For each AE reported, study staff assessed date of onset, level of severity, resolution status, expectedness, and relatedness to study protocol.
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Control (n=69) |
Varenicline: - Day 1 - 3: 0.5 mg daily
Tobacco coaching: 5 one-on-one tobacco cessation coaching sessions over 12 weeks |
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Suicidality | Psychiatric disorders | GCP Guidelines | Systematic Assessment | Severe suicidal thoughts or actions resulting in psychiatric hospitalization. |
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Headache | General disorders | GCP Guidelines | Systematic Assessment |
Various limitations led to lower than anticipated enrollment and limited statistical power. The COVID-19 pandemic substantially delayed study launch. Shortly after the initial launch, recruitment was halted and delayed again due to the recall and global shortage of varenicline (the study medication). Reductions in foot traffic at recruitment sites (due to COVID-19 and fluctuating local patterns of and responses to homelessness) led to slower rates of recruitment once the study was relaunched.
| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Travis P Baggett MD MPH | Massachusetts General Hospital | 617-643-9314 | tbaggett@mgh.harvard.edu |
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot_SAP | Yes | Yes | No | Study Protocol and Statistical Analysis Plan | Dec 7, 2023 | Nov 18, 2024 | Prot_SAP_000.pdf |
| ICF | No | No | Yes | Informed Consent Form | Nov 1, 2023 | Nov 18, 2024 | ICF_001.pdf |
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| ID | Term |
|---|---|
| D000073869 | Tobacco Smoking |
| D016540 | Smoking Cessation |
| ID | Term |
|---|---|
| D012907 | Smoking |
| D001519 | Behavior |
| D064424 | Tobacco Use |
| D015438 | Health Behavior |
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| ID | Term |
|---|---|
| D000068580 | Varenicline |
| ID | Term |
|---|---|
| D001552 | Benzazepines |
| D006574 | Heterocyclic Compounds, 2-Ring |
| D000072471 | Heterocyclic Compounds, Fused-Ring |
| D006571 | Heterocyclic Compounds |
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| Varenicline | Drug |
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| Tobacco coaching | Behavioral | 5 one-on-one tobacco cessation coaching sessions over 12 weeks |
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| Withdrawn by PI due to behavioral concerns |
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| NOT COMPLETED |
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| BG001 | Financial incentives (n=69) |
Financial incentives: Escalating financial rewards for saliva cotinine levels <30 ng/mL, assessed 10 times over 12 weeks Varenicline: - Day 1 - 3: 0.5 mg daily
Tobacco coaching: 5 one-on-one tobacco cessation coaching sessions over 12 weeks |
| BG002 | Total | Total of all reporting groups |
| years |
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| Sex/Gender, Customized | Count of Participants | Participants |
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| Race/Ethnicity, Customized | Count of Participants | Participants |
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| Homelessness status | Count of Participants | Participants |
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| Cigarettes per day | Self-reported number of cigarettes smoked per day at baseline. | Mean | Standard Deviation | cigarettes |
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| Alcohol use disorder | Based on summed score of >= 8 on the Alcohol Use Disorders Identification Test (AUDIT) | Count of Participants | Participants |
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| Drug use disorder | Based on summed score of >= 3 on the Drug Abuse Screening Test (DAST-10) . | 1 control arm participant did not answer enough questions to be categorized. | Count of Participants | Participants |
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| Moderate/severe depression | Based on summed score of >= 10 on the PHQ-9. | Count of Participants | Participants |
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| Moderate/severe anxiety | Based on summed score of >=10 on the GAD-7. | 1 incentives arm participant did not answer enough questions to be categorized. | Count of Participants | Participants |
|
Financial incentives: Escalating financial rewards for saliva cotinine levels <30 ng/mL, assessed 10 times over 12 weeks
Varenicline: - Day 1 - 3: 0.5 mg daily
Tobacco coaching: 5 one-on-one tobacco cessation coaching sessions over 12 weeks
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| Secondary | Cotinine-verified 7-day Smoking Abstinence at 24 Weeks | Point-prevalent smoking abstinence, defined as self-report of not smoking in the past 7 days and verified by a salivary cotinine level <10 ng/ml. | Posted | Count of Participants | Participants | 24 weeks |
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|
| 1 |
| 69 |
| 3 |
| 69 |
| 43 |
| 69 |
| EG001 | Financial incentives (n=69) |
Financial incentives: Escalating financial rewards for saliva cotinine levels <30 ng/mL, assessed 10 times over 12 weeks Varenicline: - Day 1 - 3: 0.5 mg daily
Tobacco coaching: 5 one-on-one tobacco cessation coaching sessions over 12 weeks | 0 | 69 | 2 | 69 | 37 | 69 |
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| Collapsed | General disorders | GCP Guidelines | Systematic Assessment | Sudden unconsciousness resulting in hospitalization due to stress and dehydration. |
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| Death | General disorders | GCP Guidelines | Systematic Assessment | Died before end of study follow-up period. Cause unclear but deemed unrelated to study. |
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| Abnormal Dreams | Psychiatric disorders | GCP Guidelines | Systematic Assessment | Self-reported unusually vivid or troubling dreams. |
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| Nausea | Gastrointestinal disorders | GCP Guidelines | Systematic Assessment |
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| Insomnia | General disorders | GCP Guidelines | Systematic Assessment |
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| Aggressive/erratic behavior | Psychiatric disorders | GCP Guidelines | Systematic Assessment | Self-reported increase in feelings of aggression or aggressive/erratic behaviors. |
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| Vomiting | Gastrointestinal disorders | GCP Guidelines | Systematic Assessment |
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| Suicidality | Psychiatric disorders | GCP Guidelines | Systematic Assessment | Self-reported suicidal thoughts or behaviors not causing psychiatric hospitalization. |
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| D011810 | Quinoxalines |
| Other |
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| Non-Hispanic White |
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| Non-Hispanic Other |
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| Unknown |
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