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The purpose of this study is to evaluate anti-PD-1 Neoadjuvant therapy in Basal cell carcinoma to provide a better outcome when administered prior to surgery and provide a therapeutic strategy to avoid surgery altogether. The study team will gather information about how Basal cell carcinoma responds to Pembrolizumab prior to surgery and to gather information about recurrence rates.
Pembrolizumab, is an investigational (experimental) drug that may improve the response of the immune system against cancer. Pembrolizumab is a manufactured antibody, much like the antibodies usually made by the human body to fight off infection. The idea behind developing this experimental drug is to stimulate the body's immune system to kill cancer cells. Pembrolizumab antibody has been specifically made to block a program cell death-1 (PD-1) protein receptor, which is found on cells of the immune system. PD-1 receptor seems to slow down the immune response. Blocking PD-1 with pembrolizumab antibody may make the immune response more active and may improve the response of the immune system against cancer. Pembrolizumab is currently FDA approved for use in other malignancies. It has been used to treat a number of other diseases such as certain types of lung cancer, cervical cancer and lymphoma. The use of Pembrolizumab in this study is experimental because it is not approved by the Food and Drug Administration (FDA) for use in the treatment of Basal cell carcinoma.
This is a phase 1 study looking at anti-PD-1 Neoadjuvant therapy in Basal cell carcinoma in participants with locoregionally advanced, but resectable basal cell carcinoma of the head and neck. Participants will undergo fine cut CT imaging (head and neck) and treatment with the study drug pembrolizumab.
The primary objective of this study is to evaluate pathologic response to pre-operative treatment of pembrolizumab in the study group.
Secondary objectives of this study include assessing safety of the intervention, and assessing phenotyping immune infiltrates in non-pathology complete responders (pCRs), as well as assessment of changes to the systemic immune system (e.g. peripheral blood lymphocytes (PBLs)) in pCRs vs partial responders (pPR) vs non responders.
The exploratory objective will include assessing one-year recurrence rates after completion of NeoAdjuvant-Adjuvant therapy.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Permbrolizumab | Experimental | Participants will undergo fine cut CT imaging (head and neck) followed by at least 4 doses of pembrolizumab q 3 weeks. After the 4th dose of pembrolizumab as appropriate, patients will undergo standard surgical resection, with all non-marginal tissue as well as the pre-op biopsy to be stored for collateral research. 2 weeks after initial flap or graft insert (which would be equivalent to stage 1 of a forehead flap) patients would continue for a total of approximately 1 year of pembrolizumab q 3 weeks (another 13 doses, thus 17 doses total). |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Pembrolizumab | Drug | Post Fine-cut CT: 4 doses of pembrolizumab (200mg) IV q 3 weeks. Post standard resection and reconstruction: 1 year of pembrolizumab (200mg) q 3 weeks (another 13 doses, thus 17 doses total) |
| Measure | Description | Time Frame |
|---|---|---|
| Pathologic response as assessed by change in tumor volume (RECIST 1.1) | Pathologic response as assessed by change in tumor volume. Lesions measured between baseline and surgery using RECIST 1.1 criteria | At time of surgery (85 days) |
| Measure | Description | Time Frame |
|---|---|---|
| Number of participants experiencing a grade 3 or higher Adverse Event | Safety assessed by number of participants experiencing a grade 3 or higher Adverse Event | up to 30 days after treatment |
| Number of changes to surgical field which could negatively influence resection |
| Measure | Description | Time Frame |
|---|---|---|
| Number of Tumor Infiltrating Lymphocytes (TILs) | Number of Tumor Infiltrating Lymphocytes (TILs). Blood for this outcome will be collected at baseline, at day 64 and at recurrence up to 2 years. | At baseline, at day 64, and post-op up to 2 years |
| Phenotypes of the TILs and PBMCs prior and post treatment |
Inclusion Criteria:
Advanced basal cell carcinoma for the purposes of this study will be defined by features associated with increased risk of recurrence including at least one of the following:
Female participants: A female participant is eligible to participate if she is not pregnant (see Appendix 3), not breastfeeding, and at least one of the following conditions applies:
The participant (or legally acceptable representative if applicable) provides written informed consent for the trial.
Have a histological confirmation of diagnosis of Basal cell carcinoma (BCC) of any subtype (e.g. Nodular, aggressive infiltrative, etc).
Have an Eastern Cooperative Oncology Group (ECOG) performance status of 0 to 1. Evaluation of ECOG is to be performed within 7 days prior to the date of allocation/randomization. Patients with PS 2 will be considered if good rationale provided and discussed with Merck study team.
Have adequate organ function as defined in the following table (Table 1). Specimens must be collected within 10 days prior to the start of study treatment.
Must not be on active immunosuppression, have a history of life threating virus, have had other (beside non-melanoma skin cancers, or recent indolent cancers e.g.: resected low grade prostate cancer) cancer diagnoses in the last two years, or have had immunotherapy of any kind within the last 2 years.
Must not have a history of (non-infectious) pneumonitis that required steroids or has current pneumonitis.
Adequate Organ Function Laboratory Values Note: This table includes eligibility-defining laboratory value requirements for treatment; laboratory value requirements should be adapted according to local regulations and guidelines for the administration of specific chemotherapies.
System (Hematological)
Absolute neutrophil count (ANC)
Platelets >= 100 000/μL
Hemoglobin
System (Renal)
System (Hepatic)
Total bilirubin
--- <=1.5 ×ULN OR direct bilirubin <= ULN for participants with total bilirubin levels >1.5 × ULN
Aspartate aminotransferase (serum glutamic oxaloacetic transaminase) [AST (SGOT)] and alanine aminotransferase (serum glutamic pyruvic transaminase) [ALT (SGPT)] --- <= 2.5 × ULN (≤5 × ULN for participants with liver metastases)
System (Coagulation)
Exclusion Criteria:
Note: Participants who have entered the follow-up phase of an investigational study may participate as long as it has been 4 weeks after the last dose of the previous investigational agent.
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| Name | Affiliation | Role |
|---|---|---|
| James Isaacs, MD | Cleveland Clinic, Case Comprehensive Cancer Center | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Cleveland Clinic, Case Comprehensive Cancer Center | Cleveland | Ohio | 44195 | United States |
Individual participant data will not be shared but the study team expects to publish the data from this trial
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| ID | Term |
|---|---|
| C582435 | pembrolizumab |
| D014015 | Tissue Banks |
| ID | Term |
|---|---|
| D018070 | Biological Specimen Banks |
| D006268 | Health Facilities |
| D005159 | Health Care Facilities Workforce and Services |
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| Tissue collection | Other | Non-marginal tissue as well as pre-op biopsy tissue to be stored |
|
Number of changes to surgical field which could negatively influence resection such as excessive inflammation or infection. |
| At time of surgery (85 days) |
| Rates of phenotyping immune infiltrates in non pCR | Rates of phenotyping immune infiltrates in non pCR characterized as 'rare', 'moderate', or 'brisk'. Blood for this outcome will be collected at baseline, at day 64 and at recurrence up to 2 years. | At baseline, at day 64, and post-op up to 2 years |
| One-year recurrence rates after completion of neoadjuvant-adjuvant therapy | One-year recurrence ratesafter completion of neoadjuvant-adjuvant therapy | 1 year |
| One-year recurrence rates after neoadjuvant therapy | One-year recurrence rates after pembrolizumab neoadjuvant therapy | 1 year |
Study team will record the phenotypes of the TILs and PBMCs prior and post treatment, determined by their markers, including CD3, CD4, CD8, perforin, FasL, Granzyme, PD-1, TIM-3, Lag-3, TIGIT, Foxp3, GITR, CD25, CD27, and CD28 and markers for myeloid derived suppressor cells. Blood for this outcome will be collected at baseline, at day 64 and at recurrence up to 2 years. |
| At baseline, at day 64, and post-op up to 2 years |
| Transcriptional profile of the tumor microenvironment | Study team will also construct a transcriptional profile of the tumor microenvironment by RNA-sequencing the tumor biopsy (tissue) prior and post the pembrolizumab treatment. Tissue for this outcome will be collected at baseline, at surgery and at recurrence up to 2 years. | At baseline, at surgery (85 days), and post-op up to 2 years |
| Percent of key peripheral blood lymphocytes (PBLs) in pCRs vs partial responders (pPR) vs non responders | Changes to the systemic immune system (PBLs) in pCRs vs partial responders vs non responders as measured by changes in percent of main PBL population (CD3, CD4, CD8) | At baseline, at day 64, and post-op up to 2 years at recurrence |