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The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep.
Obstructive sleep apnea (OSA) is characterized by recurrent upper airway obstruction due to inadequate muscle tone during sleep leading to nocturnal hypercapnia, repeated oxyhemoglobin desaturations and arousals. Continuous positive airway pressure (CPAP) is the therapeutic mainstay for OSA, but adherence remains poor. The loss of motor input to the tongue during sleep has been implicated as a cause for upper airway collapse. Activation of tongue muscles with implanted hypoglossal nerve stimulators is an effective therapy for some OSA patients. Nevertheless, approximately 1/3 of OSA patients did not respond to hypoglossal nerve stimulation despite rigorous selection criteria, leaving large segments of CPAP intolerant patients at risk for OSA-related morbidity. Thus, there is a critical knowledge gap in the role of lingual muscle activity in the maintenance of airway patency.
The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep. To address this hypothesis, the investigators will (1) selectively stimulate specific lingual muscle groups (viz., protrudors and retractors) and measure effects on airway patency during Drug Induced Sleep Endoscopy (DISE). The investigators will (2) correlate responses in patency to alterations in tongue morphology (as assessed with ultrasound imaging). The investigators will (3) examine the impact of anatomic factors (e.g., the size of the maxillo-mandibular enclosure) on airway responses to stimulation. Patients will (4) undergo magnetic resonance imaging (MRI) determine the extent to which maxillo-mandibular size and tongue size and fat content compress pharyngeal structures. The investigators will (5) assess apnea severity and hypoglossal nerve stimulation with Inspire to measure response to therapy via split-night PSGs. The investigators will (6) examine digital morphometrics to quantify pharyngeal anatomy. A final goal is to (7) measure tongue force, as tongue force measurements may elucidate mechanisms of therapy response as related to neuromuscular control.
The study will contain two distinct pathways, Study A and Study B, in order to efficiently execute the protocol. Study A will focus primarily on measurements obtained as part of routine clinical care. Study B will focus on enhanced imaging and physiology techniques in patients using lingual muscle stimulation (Inspire).
Study A:
Study B (In addition to the objectives for Study A):
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Study A - Functional Phenotyping during DISE | No Intervention | Participants with diagnosed OSA undergo Drug-Induced Sleep Endoscopy (DISE) to characterize determinants of upper airway obstruction using CPAP and pharyngeal manometry. Jaw thrust and other positional maneuvers are performed during DISE as part of routine clinical standard of care. | |
| Study B - HGNS Responders | Experimental | Participants with implanted Inspire HGNS devices undergo DISE and overnight polysomnography to assess upper airway responses with and without HGNS stimulation. CPAP titration is performed during DISE. Upper airway MRI and tongue force assessments are also conducted. Response was defined by a ≥ 50% reduction in AHI with stimulation. |
|
| Study B - HGNS Nonresponders | Experimental | Participants with implanted Inspire HGNS devices undergo DISE and overnight polysomnography to assess upper airway responses with and without HGNS stimulation. CPAP titration is performed during DISE. Upper airway MRI and tongue force assessments are also conducted. Nonresponse was defined by a < 50% reduction in AHI with stimulation. |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Hypoglossal Nerve Stimulation | Device | On/off responses will be assessed both during Drug-Induced Sleep Endoscopy (DISE) and Polysomnography (PSG). |
|
| Measure | Description | Time Frame |
|---|---|---|
| Pharyngeal Critical Pressure (Pcrit) | Upper airway collapsibility (Pcrit, cmH₂O): Pressure at which the upper airway closes during inspiration, with a higher value indicating greater collapsibility. Pcrit less than zero indicates that the airway remains open. Pcrit greater than or equal to zero indicates that the airway is closed. | Collected during drug-induced sleep endoscopy (<1 day). |
| Pharyngeal Opening Pressure (PhOP) | Measurement of upper airway collapsibility (cmH2O) | Collected during drug-induced sleep endoscopy (<1 day). |
| Pharyngeal Compliance | Pressure-area relationships | Unable to be determined |
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| Measure | Description | Time Frame |
|---|---|---|
| Tongue Force - Maximum | Tongue force was measured using the Iowa Oral Performance Instrument (IOPI) by recording the maximum pressure generated during a 2-second sustained tongue press against a bulb. Three trials were conducted and the average value was reported for all successful trials. | Assessed at a single visit |
Study A Inclusion Criteria:
• Scheduled to undergo DISE as part of routine clinical standard of care.
Study B Inclusion Criteria:
Study B Exclusion Criteria:
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| Name | Affiliation | Role |
|---|---|---|
| Raj C Dedhia, MD | University of Pennsylvania | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Pennsylvania Hospital | Philadelphia | Pennsylvania | 19107 | United States |
Information from the lingual muscle stimulation arm was shared with the National Sleep Research Resource.
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As of July, 2025, all data has been transmitted to NSRR.
See criteria at the URL below.
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| ID | Title | Description |
|---|---|---|
| FG000 | Study A - Functional Phenotyping During DISE | Participants with diagnosed OSA undergo Drug-Induced Sleep Endoscopy (DISE) to characterize determinants of upper airway obstruction using CPAP and pharyngeal manometry. Jaw thrust and other positional maneuvers are performed during DISE as part of routine clinical standard of care. |
| FG001 | Study B - Hypoglossal Nerve Stimulation (HGNS) Patients | Participants with implanted Inspire HGNS devices undergo DISE and overnight polysomnography to assess upper airway responses with and without HGNS stimulation. CPAP titration is performed during DISE. Upper airway MRI imaging and tongue force assessments are also conducted. |
| Title | Milestones | Reasons Not Completed | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Overall Study |
|
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| ID | Title | Description |
|---|---|---|
| BG000 | Study A - Functional Phenotyping During DISE | Participants with diagnosed OSA undergo Drug-Induced Sleep Endoscopy (DISE) to characterize determinants of upper airway obstruction using CPAP and pharyngeal manometry. Jaw thrust and other positional maneuvers are performed during DISE as part of routine clinical standard of care. |
| BG001 |
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes |
|---|---|---|---|---|---|---|---|---|---|
| Age, Continuous | Mean |
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | Pharyngeal Critical Pressure (Pcrit) | Upper airway collapsibility (Pcrit, cmH₂O): Pressure at which the upper airway closes during inspiration, with a higher value indicating greater collapsibility. Pcrit less than zero indicates that the airway remains open. Pcrit greater than or equal to zero indicates that the airway is closed. | Pcrit was unable to be measured in 20 patients (study A) and 2 patients (study B) due to technical issues and protocol deviations. | Posted | Mean | Standard Deviation | cm H2O | Collected during drug-induced sleep endoscopy (<1 day). |
|
Data were collected over the course of active participation in the trial which lasted on average 7-14 days.
Adverse events were monitored through routine clinical care rather than a study-specific systematic assessment. Only events actively collected as adverse events were eligible for ClinicalTrials.gov reporting. Mild expected propofol effects and discomfort observed in routine care were not collected as adverse events and therefore were not included. No serious adverse events or deaths occurred.
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Study A - Functional Phenotyping During DISE | Participants with diagnosed OSA undergo Drug-Induced Sleep Endoscopy (DISE) to characterize determinants of upper airway obstruction using CPAP and pharyngeal manometry. Jaw thrust and other positional maneuvers are performed during DISE as part of routine clinical standard of care. |
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Recruitment for Study B was delayed by COVID-19, impacting sample size and timelines.
Technical difficulties prevented pressure-area measurements in all participants.
Digital morphometrics were uninterpretable; detailed MRI scans provided a more accurate assessment of craniofacial and tongue anatomy.
Data are presented as mean (SD) with t-tests (stratified by responder status), as limited sample size restricted adherence to the original statistical plan.
| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Raj Dedhia, MD | University of Pennsylvania | 2158293720 | raj.dedhia@pennmedicine.upenn.edu |
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot | Yes | No | No | Study Protocol | Aug 24, 2022 | Aug 7, 2025 | Prot_001.pdf |
| SAP | No | Yes | No | Statistical Analysis Plan | Aug 24, 2022 | Aug 7, 2025 | SAP_002.pdf |
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| ID | Term |
|---|---|
| D020181 | Sleep Apnea, Obstructive |
| D010349 | Patient Compliance |
| ID | Term |
|---|---|
| D012891 | Sleep Apnea Syndromes |
| D001049 | Apnea |
| D012120 | Respiration Disorders |
| D012140 | Respiratory Tract Diseases |
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Participants and investigators are aware of intervention status.
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| Tongue Force - Fatigue |
Tongue fatigue was assessed by having participants apply maximum force to a pressure transducer and attempting to maintain this for 35 seconds. Data for each participant were reported as the time it takes for force to reduce by 67% of the maximum tongue force during each individual trial. Fatigue was reported as an average across up to 3 technically valid trials. Fatigue was determined by fitting a single term exponential curve to the pressure data starting at the maximal pressure (start period) and the pressure at the end of the trial. |
| Assessed at a single visit |
| Study B - HGNS Responders |
Therapy response is defined as a ≥ 50% reduction in baseline AHI with HGNS, measured during overnight polysomnography. |
| BG002 | Study B - HGNS Nonresponders | Therapy response is defined as a < 50% reduction in baseline AHI with HGNS, measured during overnight polysomnography. |
| BG003 | Total | Total of all reporting groups |
| years |
|
| Sex: Female, Male | Count of Participants | Participants |
|
| Ethnicity (NIH/OMB) | Count of Participants | Participants |
|
| Apnea-Hypopnea Index (AHI) | An event is categorized as a cessation in breathing for greater than or equal to 10 seconds. AHI is calculated as a sum of all sleep-related disordered breathing events, divided by total sleep time (events/hr). | Three participants in study A did not have baseline sleep studies available for review. | Mean | Standard Deviation | events/hr |
|
| BMI | kg/m^2 | One participant in study A did not have BMI data collected. | Mean | Standard Deviation | kg/m^2 |
|
| OG001 | Study B - HGNS Responders | Therapy response is defined as a ≥ 50% reduction in baseline AHI with HGNS, measured during overnight polysomnography. |
| OG002 | Study B - HGNS Nonresponders | Therapy response is defined as a < 50% reduction in baseline AHI with HGNS, measured during overnight polysomnography. |
|
|
|
| Primary | Pharyngeal Opening Pressure (PhOP) | Measurement of upper airway collapsibility (cmH2O) | PhOP could not be obtained in 16 subjects (14 in study A, 2 for study B) due to technical issues or protocol deviations. | Posted | Mean | Standard Deviation | cm H2O | Collected during drug-induced sleep endoscopy (<1 day). |
|
|
|
|
| Primary | Pharyngeal Compliance | Pressure-area relationships | Pharyngeal compliance was not analyzed from any participant due to the inability to reliably identify and standardize airway dimensions following data acquisition. Although data acquisition was performed, measurement values were not collected. Calibration was unsuccessful, and the variability in anatomical landmarks prevented a reproducible method. No valid outcome data were generated. There are no plans to further validate the measurement procedure or to analyze these data in the future. | Posted | Unable to be determined |
|
|
| Other Pre-specified | Tongue Force - Maximum | Tongue force was measured using the Iowa Oral Performance Instrument (IOPI) by recording the maximum pressure generated during a 2-second sustained tongue press against a bulb. Three trials were conducted and the average value was reported for all successful trials. | Tongue force was only conducted during study B. | Posted | Mean | Standard Deviation | kPa | Assessed at a single visit |
|
|
|
| Other Pre-specified | Tongue Force - Fatigue | Tongue fatigue was assessed by having participants apply maximum force to a pressure transducer and attempting to maintain this for 35 seconds. Data for each participant were reported as the time it takes for force to reduce by 67% of the maximum tongue force during each individual trial. Fatigue was reported as an average across up to 3 technically valid trials. Fatigue was determined by fitting a single term exponential curve to the pressure data starting at the maximal pressure (start period) and the pressure at the end of the trial. | Tongue fatigue was assessed during study B only. | Posted | Mean | Standard Deviation | seconds | Assessed at a single visit |
|
|
|
| Post-Hoc | Soft Palate Volume | Soft palate volume measured via MRI. | MRI was performed on participants in study B only, per protocol. | Posted | Mean | Standard Deviation | mm^3 | Assessed at a single visit |
|
|
|
| Post-Hoc | Tongue Volume | Tongue volume measured via MRI | MRI was performed on participants in study B only, per protocol. | Posted | Mean | Standard Deviation | mm^3 | Assessed at a single visit |
|
|
|
| 0 |
| 100 |
| 0 |
| 100 |
| 0 |
| 100 |
| EG001 | Study B - Hypoglossal Nerve Stimulation (HGNS) Patients | Participants with implanted Inspire HGNS devices undergo DISE and overnight polysomnography to assess upper airway responses with and without HGNS stimulation. CPAP titration is performed during DISE. Upper airway MRI and tongue force assessments are also conducted. Hypoglossal Nerve Stimulation: On/off responses will be assessed both during Drug-Induced Sleep Endoscopy (DISE) and Polysomnography (PSG). | 0 | 32 | 0 | 32 | 0 | 32 |
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| D020919 |
| Sleep Disorders, Intrinsic |
| D020920 | Dyssomnias |
| D012893 | Sleep Wake Disorders |
| D009422 | Nervous System Diseases |
| D010342 | Patient Acceptance of Health Care |
| D000074822 | Treatment Adherence and Compliance |
| D015438 | Health Behavior |
| D001519 | Behavior |
| Male |
|
| Not Hispanic or Latino |
|
| Unknown or Not Reported |
|