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Mindfulness-based Interventions (MBIs) are a family of standardized cognitive and behavioral therapies that focus on cultivating mindfulness-related skills for improving maladaptive cognitive, emotional, and behavioral processes. MBIs have been developed for a wide range of problems, disorders, and populations and are increasingly available in a variety of health settings. This mixed methods study proposes to investigate proposed neurobiological, physiological, psycho-social-behavioral, and cognitive mechanisms by which MBIs may improve health outcomes.
The state of mindfulness can be described as a form of meta-awareness in which attention is allocated to the present moment of external and internal sensory or mental experience, without reactivity, and without dwelling on any particular sensory or mental object with judgement or evaluation. Mindfulness-based Interventions (MBIs) are a family of standardized cognitive and behavioral therapies that focus on cultivating mindfulness-related skills for improving maladaptive cognitive, emotional, and behavioral processes.
MBIs have been developed for a wide range of problems, disorders, and populations and are increasingly available in a variety of health settings. Empirically supported MBIs include acceptance and commitment therapy (ACT; Hayes, Strosahl, & Wilson, 1999), dialectical behavior therapy (DBT; Linehan, 1993), mindfulness-based cognitive therapy (MBCT; Segal, Williams, & Teasdale, 2002), and mindfulness-based stress reduction (MBSR; Kabat-Zinn, 1982, 1990). Variations on these approaches, including integration of mindfulness training into individual psychotherapy from diverse perspectives, also have been described (Germer, Siegel, & Fulton, 2005). As the empirical evidence for the efficacy of these interventions continues to grow, the importance of investigating the mechanisms or processes by which they lead to beneficial outcomes is increasingly recognized. This mixed methods study proposes to investigate proposed neurobiological, physiological, psycho-social-behavioral, and cognitive mechanisms by which MBIs may improve health outcomes. Target (mechanism) engagement is expected to facilitate identification of individuals who are most likely to benefit (or not) from MBIs and further develop targeted interventions for optimization of delivery. Although there are very specific aims and hypotheses to be tested, this preliminary exploratory investigation will provide feasibility data and allow for refining existing hypotheses for larger research proposals to be submitted for extramural grant support.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Mild to Moderate Depression and/or Anxiety | Patients who currently have mild to moderate severity of depression and/or anxiety symptoms are who are receiving Mindfulness-Based Cognitive Therapy (MBCT) in a group setting as standard of care will be recruited for this arm. |
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| High Stress | Patients with a history of reported stress who are receiving Mindfulness-Based Stress Reduction (MBSR) in a group setting as standard of care will be recruited for this study. All patients are eligible. |
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| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Mindfulness-based Cognitive Therapy (MBCT) | Behavioral | Standardized 8-week Cognitive and Behavioral Psychotherapy group with 26 hrs of in-class training and homework, along with 1 all-day retreat in which core mindfulness skills are developed |
| Measure | Description | Time Frame |
|---|---|---|
| Change in BOLD (Blood-oxygen-level-dependent) Mean Signal Change From Baseline to 12 Weeks in Response to Emotional (vs. Neutral) Word Stimuli | fMRI BOLD response to emotional word stimuli baseline to 12 weeks (post-MBCT). BOLD signal change (pre- to post-MBCT) is estimated from the contrast of emotional word vs neutral words, and extracted from voxels within the fronto-parietal and default mode areas at baseline and 12-weeks. Significant Voxel-wise BOLD activity is reported using z-scores from peak voxels. A mean score was calculated based on z-score and SD of 2 in the context of reporting fMRI BOLD data here. Z-scores is a statistical measure that describes how many standard deviations a data point (e.g., a voxel's signal) is from the mean of the distribution of that signal. The higher the reported mean, the less likely the observed activation is due to chance, thus indicating more significant activity or activation in that particular brain region. | Baseline to 12 weeks |
| Measure | Description | Time Frame |
|---|---|---|
| Amplitude of P1 Event-related Potentials (ERP) in Response to Threat (vs. Neutral) Face Cues Pre- to Post-MBCT | P1 Evoked event-related electrical potentials (ERP) amplitudes elicited from specific emotional threat vs. neutral stimuli were primary outcome. An 80-150 ms search window at EEG electrode P8 was used to identify the P1 peak, & mean value around peaks (50 ms) was exported for analysis. Mean P1-Cue amplitudes were analyzed pre- to post-MBCT to determine the effects of time (pre to post-MBCT), emotion (angry vs. happy), and congruency (congruent vs. incongruent). Mean P1-Cue amplitudes in microvolts and SD for each condition are summarized below. |
| Measure | Description | Time Frame |
|---|---|---|
| Self-report Psychological Measures of Anxiety and Stress Pre- to Post-Mindfulness Training | The Depression & Anxiety Stress Scale (DASS-Anxiety) (Lovibond and Lovibond, 1995) is a 7-item measure designed to assess symptoms of fear and autonomic arousal. Items are rated on a 4-point scale, ranging from 0 (did not apply to me at all) to 3 (applied to me very much or most of the time), and summed to compute the total scale (range 0-21). Higher scores are indicative of greater symptom severity, with scores greater than 10 typically considered of clinical significance. The DASS-Depression is a 7-item measure designed to assess dysphoric mood. Items are rated on a 4-point Likert scale, ranging from 0 (did not apply to me at all) to 3 (applied to me very much or most of the time), and summed to compute the total scale (range 0-21). Higher scores are indicative of greater symptom severity, with scores greater than 10 typically considered of clinical significance. |
Across all ARMS:
Eligibility for Depression & Anxiety Cohort:
Depression
Anxiety:
Eligibility for High Stress Cohort:
- Reports of High Stress as measured by perceived Stress Scale
Eligibility for Drawing Blood:
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Mindfulness-Based Cognitive Therapy or Mindfulness-based Stress Reduction program participants in an integrative health clinic
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| Name | Affiliation | Role |
|---|---|---|
| David R Vago, Ph.D. | Vanderbilt University Medical Center | Principal Investigator |
| Poppy Schoenberg, Ph.D. | Vanderbilt University Medical Center | Principal Investigator |
| Resh Gupta, Ph.D. | University of California, San Diego | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Vanderbilt University Medical Center | Nashville | Tennessee | 37232 | United States |
| PubMed Identifier | Type | Citation | Retractions |
|---|---|---|---|
| 31605728 | Background | Gupta RS, Kujawa A, Vago DR. The neural chronometry of threat-related attentional bias: Event-related potential (ERP) evidence for early and late stages of selective attentional processing. Int J Psychophysiol. 2019 Dec;146:20-42. doi: 10.1016/j.ijpsycho.2019.08.006. Epub 2019 Oct 9. | |
| 30682701 | Background |
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Recruitment lasted through In-person and virtual 8-week MBCT courses were held in a group format with approximately 12 participants in each in-person group and 20 participants in each virtual group. Participants were recruited from the greater Nashville community through ResearchMatch, and the Osher Center for Integrative Medicine at Vanderbilt.
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| ID | Title | Description |
|---|---|---|
| FG000 | Mild to Moderate Depression and/or Anxiety | Patients who currently have mild to moderate severity of depression and/or anxiety symptoms are who are receiving Mindfulness-Based Cognitive Therapy (MBCT) in a group setting as standard of care will be recruited for this arm. Mindfulness-based Cognitive Therapy (MBCT): Standardized 8-week Cognitive and Behavioral Psychotherapy group with 26 hrs of in-class training and homework, along with 1 all-day retreat in which core mindfulness skills are developed |
| FG001 | High Stress | Patients with a history of reported stress who are receiving Mindfulness-Based Stress Reduction (MBSR) in a group setting as standard of care will be recruited for this study. All patients are eligible. Mindfulness-based Stress Reduction (MBSR): Standardized 8-week patient-centered educational approach which uses relatively intensive training in core meditation practices that teaches people how to take better care of themselves using mindfulness skills and live healthier and more adaptive lives. |
| Title | Milestones | Reasons Not Completed | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Overall Study |
|
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mild to moderate anxiety cohort was same as mild to moderate depression
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| ID | Title | Description |
|---|---|---|
| BG000 | Mild to Moderate Depression and/or Anxiety | Patients who currently have mild to moderate severity of depression and/or anxiety symptoms are who are receiving Mindfulness-Based Cognitive Therapy (MBCT) in a group setting as standard of care will be recruited for this arm. Mindfulness-based Cognitive Therapy (MBCT): Standardized 8-week Cognitive and Behavioral Psychotherapy group with 26 hrs of in-class training and homework, along with 1 all-day retreat in which core mindfulness skills are developed |
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes |
|---|---|---|---|---|---|---|---|---|---|
| Age, Categorical | Count of Participants |
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | Change in BOLD (Blood-oxygen-level-dependent) Mean Signal Change From Baseline to 12 Weeks in Response to Emotional (vs. Neutral) Word Stimuli | fMRI BOLD response to emotional word stimuli baseline to 12 weeks (post-MBCT). BOLD signal change (pre- to post-MBCT) is estimated from the contrast of emotional word vs neutral words, and extracted from voxels within the fronto-parietal and default mode areas at baseline and 12-weeks. Significant Voxel-wise BOLD activity is reported using z-scores from peak voxels. A mean score was calculated based on z-score and SD of 2 in the context of reporting fMRI BOLD data here. Z-scores is a statistical measure that describes how many standard deviations a data point (e.g., a voxel's signal) is from the mean of the distribution of that signal. The higher the reported mean, the less likely the observed activation is due to chance, thus indicating more significant activity or activation in that particular brain region. | Only 16 participants in Mild to moderate depression and/or anxiety participated in fMRI data collection. Participants in the "High Stress" Arm/Group were not assessed using fMRI and the subgroup was smaller given financial constraints. | Posted | Mean | Standard Error | units on a scale | Baseline to 12 weeks |
Baseline to 12 weeks
Definitions for adverse events do not differ from clinicaltrials.gov
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Mild to Moderate Depression and/or Anxiety | Patients who currently have mild to moderate severity of depression and/or anxiety symptoms are who are receiving Mindfulness-Based Cognitive Therapy (MBCT) in a group setting as standard of care will be recruited for this arm. Mindfulness-based Cognitive Therapy (MBCT): Standardized 8-week Cognitive and Behavioral Psychotherapy group with 26 hrs of in-class training and homework, along with 1 all-day retreat in which core mindfulness skills are developed |
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| David Vago | Vanderbilt University | 236-516-6530 | vago.dave@gmail.com |
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot_SAP | Yes | Yes | No | Study Protocol and Statistical Analysis Plan | Aug 28, 2019 | Jun 28, 2022 | Prot_SAP_000.pdf |
| ICF | No | No | Yes | Informed Consent Form | Aug 9, 2021 | Jun 28, 2022 | ICF_001.pdf |
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| ID | Term |
|---|---|
| D003863 | Depression |
| D001008 | Anxiety Disorders |
| ID | Term |
|---|---|
| D001526 | Behavioral Symptoms |
| D001519 | Behavior |
| D001523 | Mental Disorders |
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| ID | Term |
|---|---|
| D000099025 | Mindfulness-Based Cognitive Therapy |
| D000099024 | Mindfulness-Based Stress Reduction |
| ID | Term |
|---|---|
| D064866 | Mindfulness |
| D015928 | Cognitive Behavioral Therapy |
| D001521 | Behavior Therapy |
| D011613 | Psychotherapy |
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Whole blood assays (WBA) will be used in conjunction with lipopolysaccharide (LPS)-stimulated whole blood cell cultures for detecting reliable cytokine responsivity. Introducing LPS as an in vitro stimulus to study the potential variable effect on cytokines such as TNFα gene expression in fresh whole blood as compared to fresh PBMCs or frozen PBMCs has demonstrated to be successful and with less variability than peripheral markers. The WBA uses a small sample volume (approximately 1-2 ml).
|
| Mindfulness-based Stress Reduction (MBSR) | Behavioral | Standardized 8-week patient-centered educational approach which uses relatively intensive training in core meditation practices that teaches people how to take better care of themselves using mindfulness skills and live healthier and more adaptive lives. |
|
|
| Baseline to 12 weeks (pre- to post-MBCT) |
| Response Time to Probes as a Function of Emotion and Congruency in the Dot Probe Task | Effects of time (pre-MBCT versus post-MBCT), emotion (angry versus happy), and congruency (congruent probes versus incongruent probes) on reaction time (RT) was measured in mild to moderate depression/anxiety group. | Baseline to ~12 weeks |
| Baseline to ~12 weeks pre- to post-MBCT (depression/anxiety cohort) |
| Self-report Psychological Measures of Stress Pre- to Post-Mindfulness Training | The Perceived Stress Scale (PSS-14) is a 14-item scale, with a total range from 0 (no symptoms) to 56 (highest severity) Higher scores are indicative of greater symptom severity, with scores greater than 10 typically considered of clinical significance. | Baseline to ~12 weeks pre- to post-MBSR (high stress cohort) |
| Vago DR, Gupta RS, Lazar SW. Measuring cognitive outcomes in mindfulness-based intervention research: a reflection on confounding factors and methodological limitations. Curr Opin Psychol. 2019 Aug;28:143-150. doi: 10.1016/j.copsyc.2018.12.015. Epub 2018 Dec 27. |
| Background | Vago, D. R. (2022). How meditation changes the brain: A neurophilosophical and pragmatic account. Routledge Handbook on the Philosophy of Meditation. R. Repetti. London, Routledge. |
| 33156156 | Background | Schuman-Olivier Z, Trombka M, Lovas DA, Brewer JA, Vago DR, Gawande R, Dunne JP, Lazar SW, Loucks EB, Fulwiler C. Mindfulness and Behavior Change. Harv Rev Psychiatry. 2020 Nov/Dec;28(6):371-394. doi: 10.1097/HRP.0000000000000277. |
| 35668874 | Result | Gupta RS, Kujawa A, Fresco DM, Kang H, Vago DR. Mindfulness-Based Cognitive Therapy: A Preliminary Examination of the (Event-Related) Potential for Modifying Threat-Related Attentional Bias in Anxiety. Mindfulness (N Y). 2022;13(7):1719-1732. doi: 10.1007/s12671-022-01910-x. Epub 2022 Jun 1. |
| 34732969 | Result | Gupta RS, Kujawa A, Vago DR. A Preliminary Investigation of ERP Components of Attentional Bias in Anxious Adults using Temporospatial Principal Component Analysis. J Psychophysiol. 2021 Oct;35(4):223-236. doi: 10.1027/0269-8803/a000275. Epub 2021 Feb 23. |
| BG001 | High Stress | Patients with a history of reported stress who are receiving Mindfulness-Based Stress Reduction (MBSR) in a group setting as standard of care will be recruited for this study. All patients are eligible. Mindfulness-based Stress Reduction (MBSR): Standardized 8-week patient-centered educational approach which uses relatively intensive training in core meditation practices that teaches people how to take better care of themselves using mindfulness skills and live healthier and more adaptive lives. |
| BG002 | Total | Total of all reporting groups |
| Participants |
|
| Age, Continuous | Mean | Standard Deviation | years |
|
| Sex: Female, Male | Count of Participants | Participants |
|
| Race/Ethnicity, Customized | Race (Asian, Black/African American, White, More Than One Race) reported only | Count of Participants | Participants |
|
| Region of Enrollment | Number | participants |
|
| ID | Title | Description |
|---|---|---|
| OG000 | Mild to Moderate Depression and/or Anxiety | Patients who currently have mild to moderate severity of depression and/or anxiety symptoms are who are receiving Mindfulness-Based Cognitive Therapy (MBCT) in a group setting as standard of care will be recruited for this arm. Mindfulness-based Cognitive Therapy (MBCT): Standardized 8-week Cognitive and Behavioral Psychotherapy group with 26 hrs of in-class training and homework, along with 1 all-day retreat in which core mindfulness skills are developed |
| OG001 | High Stress | Patients with a history of reported stress who are receiving Mindfulness-Based Stress Reduction (MBSR) in a group setting as standard of care will be recruited for this study. All patients are eligible. Mindfulness-based Stress Reduction (MBSR): Standardized 8-week patient-centered educational approach which uses relatively intensive training in core meditation practices that teaches people how to take better care of themselves using mindfulness skills and live healthier and more adaptive lives. |
|
|
| Secondary | Amplitude of P1 Event-related Potentials (ERP) in Response to Threat (vs. Neutral) Face Cues Pre- to Post-MBCT | P1 Evoked event-related electrical potentials (ERP) amplitudes elicited from specific emotional threat vs. neutral stimuli were primary outcome. An 80-150 ms search window at EEG electrode P8 was used to identify the P1 peak, & mean value around peaks (50 ms) was exported for analysis. Mean P1-Cue amplitudes were analyzed pre- to post-MBCT to determine the effects of time (pre to post-MBCT), emotion (angry vs. happy), and congruency (congruent vs. incongruent). Mean P1-Cue amplitudes in microvolts and SD for each condition are summarized below. | only depression/anxiety cohorts participated in ERP analyses. High stress group was not analyzed using ERP analyses | Posted | Mean | Standard Deviation | mean amplitude in microvolts & SD | Baseline to 12 weeks (pre- to post-MBCT) |
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| Secondary | Response Time to Probes as a Function of Emotion and Congruency in the Dot Probe Task | Effects of time (pre-MBCT versus post-MBCT), emotion (angry versus happy), and congruency (congruent probes versus incongruent probes) on reaction time (RT) was measured in mild to moderate depression/anxiety group. | Only Mild to moderate depression and/or anxiety cohort who completed MBCT was analyzed for the dot-probe task. Data for this assessment was not collected from participants in the "High Stress" Arm | Posted | Mean | Standard Error | milliseconds | Baseline to ~12 weeks |
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|
| Other Pre-specified | Self-report Psychological Measures of Anxiety and Stress Pre- to Post-Mindfulness Training | The Depression & Anxiety Stress Scale (DASS-Anxiety) (Lovibond and Lovibond, 1995) is a 7-item measure designed to assess symptoms of fear and autonomic arousal. Items are rated on a 4-point scale, ranging from 0 (did not apply to me at all) to 3 (applied to me very much or most of the time), and summed to compute the total scale (range 0-21). Higher scores are indicative of greater symptom severity, with scores greater than 10 typically considered of clinical significance. The DASS-Depression is a 7-item measure designed to assess dysphoric mood. Items are rated on a 4-point Likert scale, ranging from 0 (did not apply to me at all) to 3 (applied to me very much or most of the time), and summed to compute the total scale (range 0-21). Higher scores are indicative of greater symptom severity, with scores greater than 10 typically considered of clinical significance. | Only 50 of the Depression and anxiety cohort who completed MBCT were tested on DASS-Anxiety and DASS-Depression pre/post MBCT; High Stress cohort was tested using the Perceived Stress Scale and reported in other outcomes | Posted | Mean | Standard Error | Score on a scale | Baseline to ~12 weeks pre- to post-MBCT (depression/anxiety cohort) |
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| Other Pre-specified | Self-report Psychological Measures of Stress Pre- to Post-Mindfulness Training | The Perceived Stress Scale (PSS-14) is a 14-item scale, with a total range from 0 (no symptoms) to 56 (highest severity) Higher scores are indicative of greater symptom severity, with scores greater than 10 typically considered of clinical significance. | Only the High Stress cohort was tested using the Perceived Stress Scale (PSS-14); Depression and anxiety cohort was tested on DASS-Anxiety and DASS-Depression and reported in other outcomes | Posted | Mean | Standard Error | Score on a scale | Baseline to ~12 weeks pre- to post-MBSR (high stress cohort) |
|
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| 0 |
| 69 |
| 0 |
| 69 |
| 0 |
| 69 |
| EG001 | High Stress | Patients with a history of reported stress who are receiving Mindfulness-Based Stress Reduction (MBSR) in a group setting as standard of care will be recruited for this study. All patients are eligible. Mindfulness-based Stress Reduction (MBSR): Standardized 8-week patient-centered educational approach which uses relatively intensive training in core meditation practices that teaches people how to take better care of themselves using mindfulness skills and live healthier and more adaptive lives. | 0 | 67 | 0 | 67 | 0 | 67 |
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| D004191 |
| Behavioral Disciplines and Activities |
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| Mean amplitude (uv) and standard deviations for Happy Cues post-MBCT |
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| Mean amplitude (uv) and standard deviations for Angry Congruent Cues pre-MBCT |
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| Mean amplitude (uv) and standard deviations for Angry Congruent Cues post-MBCT |
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| Mean amplitude (uv) and standard deviations for Angry Incongruent Cues pre-MBCT |
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| Mean amplitude (uv) and standard deviations for Angry Incongruent Cues post-MBCT |
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| Mean amplitude (uv) and standard deviations for Happy Congruent Cues pre-MBCT |
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| Mean amplitude (uv) and standard deviations for Happy Congruent Cues post-MBCT |
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| Mean amplitude (uv) and standard deviations for Happy Incongruent Cues pre-MBCT |
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| Mean amplitude (uv) and standard deviations for Happy Incongruent Cues post-MBCT |
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| RT to probes incongruent with angry emotional stimuli post-MBCT | unit of measure: mean RT & SE |
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| RT to probes congruent with happy emotional stimuli pre-MBCT | unit of measure: mean RT & SE |
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| RT to probes congruent with happy emotional stimuli post-MBCT | unit of measure: mean RT & SE |
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| RT to probes incongruent with happy emotional stimuli pre-MBCT | unit of measure: mean RT & SE |
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| RT to probes incongruent with happy emotional stimuli post-MBCT | unit of measure: mean RT & SE |
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