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| Name | Class |
|---|---|
| Bristol-Myers Squibb | INDUSTRY |
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The goal of this clinical research study is to determine whether the PD-1 inhibitor (Programmed cell death protein 1) nivolumab improves premalignant bronchial dysplastic lesions in subjects that are at high risk for the development of lung cancer, including those with a prior smoking history, or history of lung cancer or head and neck cancer. The safety and tolerability of nivolumab will also be studied.
This is a single-institution, open-label, single-arm, two-stage, phase II study of the PD-1 inhibitor nivolumab in patients at high risk for lung cancer. Simon's two-stage design will be used. In the first stage, 18 subjects will be enrolled. If at least 7 subjects respond to nivolumab, then an additional 24 subjects will be enrolled for a total of 42 subjects. The central hypothesis to be tested by this trial is that immune evasion contributes to malignant transformation of premalignant bronchial dysplastic lesions into invasive lung cancers, and that blocking PD-1 will allow the immune system to target and eradicate premalignant bronchial dysplastic lesions, thereby preventing the development of lung cancer.
Nivolumab 240 mg IV will be administered every two weeks for a total of four doses (8 weeks). Participants will undergo bronchoscopy with endobronchial biopsy at study entry, 2 months, and 6 months. The primary endpoint will be change in bronchial dysplasia between study entry and the 6 month timepoint. Secondary endpoints include safety and tolerability of nivolumab in patients with bronchial dysplastic lesions, and additional endobronchial histology endpoints. Exploratory endpoints will be used to identify predictive markers of response to nivolumab.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Nivolumab Injection [Opdivo] | Experimental | 240 mg IV every 2 weeks for 4 doses |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Nivolumab | Drug | Nivolumab is a human monoclonal antibody that blocks the interaction between PD-1 and its ligands, PD-L1 and PD-L2. |
|
| Measure | Description | Time Frame |
|---|---|---|
| Improvement in Endobronchial Histology | The primary endpoint is the dichotomous endpoint of whether a subject responds to PD-1 immune checkpoint inhibition using nivolumab. Response will be based on the 6-month change (difference between 6-month score and baseline score) in worst (i.e., maximum) histologic classification score, using the 2004 World Health Organization (WHO) classification scale for pre-invasive squamous lesions of the bronchus. The histologic classification consists of: normal (grade 1.0), reserve cell hyperplasia (grade 2.0), squamous metaplasia (grade 3.0), mild dysplasia (grade 4.0), moderate dysplasia (grade 5.0), severe dysplasia (grade 6.0), carcinoma in situ (grade 7.0) and invasive cancer (grade 8.0). | 6 months |
| Measure | Description | Time Frame |
|---|---|---|
| Incidence of Immune-related Adverse Events (irAEs) | Patients will be evaluated every 2 weeks to determine whether they have any immune-related adverse events (irAEs) using the National Cancer Institute's Common Terminology Criteria for Adverse Events (CTCAE). In particular, patients will be monitored closely for evidence of dermatological, gastrointestinal, endocrine, renal, and pulmonary irAEs. Complete blood count, comprehensive metabolic profile, and thyroid function tests will be obtained at baseline and every 3 months for 1 year. A comprehensive metabolic profile will also be checked every 2 weeks. Subjects will be followed for a total of 1 year to monitor for development of irAEs after discontinuation of the study drug. |
| Measure | Description | Time Frame |
|---|---|---|
| Proportion of T Lymphocytes in Bronchial Dysplastic Lesions That Express PD-1 | The proportion of T lymphocytes that express programmed death receptor 1 (PD-1) in pre- and post-treatment biopsies will be compared by immunofluorescence staining of formalin-fixed, paraffin-embedded tissue sections | Baseline, 2 months, and 6 months |
Inclusion Criteria:
In order to be eligible to participate in this study, an individual must meet all of the following criteria:
Exclusion Criteria:
An individual who meets any of the following criteria will be excluded from participation in this study:
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| Name | Affiliation | Role |
|---|---|---|
| Robert Keith, MD | University of Colorado, Denver | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| University of Colorado Anschutz Medical Campus | Aurora | Colorado | 80045 | United States | ||
| Denver VA Hospital |
All participants who enrolled onto the full-study underwent a baseline bronchoscopy; if biopsy results showed either mild, moderate or severe bronchial dysplasia at least one biopsy site, participants were eligible to move forward to full-study registration. If all biopsy sites did not reveal at least mild dysplasia, or if at least one site showed persistent carcinoma in situ or invasive carcinoma, this rendered participants ineligible for full-study registration.
Participants for this trial were recruited from pulmonary, oncology and nodule clinics from the Rocky Mountain Regional Veterans Affairs Medical Center (RMR VAMC) and the University of Colorado Hospital (UCHealth). The recruitment period for this study was January 2019 through January 2023. The trial included a sputum cytology pre-screening arm to screen for mild or worse sputum atypia, and an option for direct enrollment to full-study with a history of bronchial dysplasia.
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| ID | Title | Description |
|---|---|---|
| FG000 | Nivolumab Injection [Opdivo] | 240 mg IV every 2 weeks for 4 doses |
| Title | Milestones | Reasons Not Completed | |||||
|---|---|---|---|---|---|---|---|
| Overall Study |
|
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot_SAP | Yes | Yes | No | Study Protocol and Statistical Analysis Plan | Nov 19, 2021 |
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The goal of this clinical research study is to determine whether the Programmed cell death protein 1 (PD-1) inhibitor nivolumab improves premalignant bronchial dysplastic lesions in subjects that are at high risk for the development of lung cancer, including those with a prior smoking history, or history of lung cancer or head and neck cancer. The safety and tolerability of nivolumab will also be studied.
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| Every 2 weeks through 3 months, then every 3 months through 1 year |
| Additional Endobronchial Histology Endpoints Using the 2004 WHO Classification Scale for Pre-invasive Squamous Lesions of the Bronchus |
| 2 months and 6 months |
| Proportion of Macrophages in Bronchial Dysplastic Lesions That Express PD-L1 |
The proportion of macrophages that express programmed death ligand 1 (PD-L1) in pre- and post-treatment biopsies will be compared by immunofluorescence staining of formalin-fixed, paraffin-embedded tissue sections |
| Baseline, 2 months, and 6 months |
| Quantification of CD4+ T Lymphocyte Subsets in Bronchial Dysplastic Lesions | Pre- and post-treatment biopsies will be stained by immunofluorescence for Th1, Th2, and Treg CD4+ T lymphocytes | Baseline, 2 months, and 6 months |
| Ratio of M1:M2 Macrophages in Bronchial Dysplastic Lesions | Pre- and post-treatment biopsies will be stained by immunofluorescence for CD68, HLA-DRA, and CD206. The ratio of M1 (CD68/HLA-DRA) to M2 (CD68/CD206) macrophages will be determined. | Baseline, 2 months, and 6 months |
| Number of Non-synonymous Mutations in Bronchial Dysplastic Lesions | The number of non-synonymous mutations in bronchial dysplastic lesions will be determined by whole exome sequencing | Baseline |
| Denver |
| Colorado |
| 80220 |
| United States |
| COMPLETED |
|
| NOT COMPLETED |
|
19
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| ID | Title | Description |
|---|---|---|
| BG000 | Nivolumab Injection [Opdivo] | 240 mg IV every 2 weeks for 4 doses |
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Age, Categorical | Age of participants | Count of Participants | Participants |
| |||||||||||||||||||
| Sex: Female, Male | Sex of participants | Count of Participants | Participants |
| |||||||||||||||||||
| Ethnicity (NIH/OMB) | Ethnicity of Participants | Count of Participants | Participants |
| |||||||||||||||||||
| Race (NIH/OMB) | Race of participants | Count of Participants | Participants |
|
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | Improvement in Endobronchial Histology | The primary endpoint is the dichotomous endpoint of whether a subject responds to PD-1 immune checkpoint inhibition using nivolumab. Response will be based on the 6-month change (difference between 6-month score and baseline score) in worst (i.e., maximum) histologic classification score, using the 2004 World Health Organization (WHO) classification scale for pre-invasive squamous lesions of the bronchus. The histologic classification consists of: normal (grade 1.0), reserve cell hyperplasia (grade 2.0), squamous metaplasia (grade 3.0), mild dysplasia (grade 4.0), moderate dysplasia (grade 5.0), severe dysplasia (grade 6.0), carcinoma in situ (grade 7.0) and invasive cancer (grade 8.0). | Posted | Count of Participants | Participants | 6 months |
|
|
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Secondary | Incidence of Immune-related Adverse Events (irAEs) | Patients will be evaluated every 2 weeks to determine whether they have any immune-related adverse events (irAEs) using the National Cancer Institute's Common Terminology Criteria for Adverse Events (CTCAE). In particular, patients will be monitored closely for evidence of dermatological, gastrointestinal, endocrine, renal, and pulmonary irAEs. Complete blood count, comprehensive metabolic profile, and thyroid function tests will be obtained at baseline and every 3 months for 1 year. A comprehensive metabolic profile will also be checked every 2 weeks. Subjects will be followed for a total of 1 year to monitor for development of irAEs after discontinuation of the study drug. | Not Posted | Every 2 weeks through 3 months, then every 3 months through 1 year | Participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Secondary | Additional Endobronchial Histology Endpoints Using the 2004 WHO Classification Scale for Pre-invasive Squamous Lesions of the Bronchus |
| Not Posted | 2 months and 6 months | Participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Other Pre-specified | Proportion of T Lymphocytes in Bronchial Dysplastic Lesions That Express PD-1 | The proportion of T lymphocytes that express programmed death receptor 1 (PD-1) in pre- and post-treatment biopsies will be compared by immunofluorescence staining of formalin-fixed, paraffin-embedded tissue sections | Not Posted | Baseline, 2 months, and 6 months | Participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Other Pre-specified | Proportion of Macrophages in Bronchial Dysplastic Lesions That Express PD-L1 | The proportion of macrophages that express programmed death ligand 1 (PD-L1) in pre- and post-treatment biopsies will be compared by immunofluorescence staining of formalin-fixed, paraffin-embedded tissue sections | Not Posted | Baseline, 2 months, and 6 months | Participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Other Pre-specified | Quantification of CD4+ T Lymphocyte Subsets in Bronchial Dysplastic Lesions | Pre- and post-treatment biopsies will be stained by immunofluorescence for Th1, Th2, and Treg CD4+ T lymphocytes | Not Posted | Baseline, 2 months, and 6 months | Participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Other Pre-specified | Ratio of M1:M2 Macrophages in Bronchial Dysplastic Lesions | Pre- and post-treatment biopsies will be stained by immunofluorescence for CD68, HLA-DRA, and CD206. The ratio of M1 (CD68/HLA-DRA) to M2 (CD68/CD206) macrophages will be determined. | Not Posted | Baseline, 2 months, and 6 months | Participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Other Pre-specified | Number of Non-synonymous Mutations in Bronchial Dysplastic Lesions | The number of non-synonymous mutations in bronchial dysplastic lesions will be determined by whole exome sequencing | Not Posted | Baseline | Participants |
6 years
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Nivolumab Injection [Opdivo] | 240 mg IV every 2 weeks for 4 doses | 1 | 19 | 6 | 19 | 19 | 19 |
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Colitis | Gastrointestinal disorders | Systematic Assessment | Colitis, G3, Definitely related, Treatment/Recovered |
| |
| Arthralgia | Musculoskeletal and connective tissue disorders | Systematic Assessment | Polyarthralgia, G3, probably related, Treatment/Recovered |
| |
| Bronchial infection | Infections and infestations | Systematic Assessment | Pneumonia, G2 with hospitalization, Unrelated, Recovered |
| |
| COPD Exacerbation | Respiratory, thoracic and mediastinal disorders | Systematic Assessment | COPD Exacerbation, G3, Unrelated, Recovered |
| |
| Cholecystitis | Hepatobiliary disorders | Systematic Assessment | Acute Cholecystitis, G3, Unrelated, Recovered |
| |
| Weight Loss | Investigations | Systematic Assessment | Weight Loss, G2, Unrelated |
| |
| Weight Loss/Severe Protein Calorie Malnutrition | Investigations | Systematic Assessment | Weight Loss/Severe Protein Calorie Malnutrition, Death, Unrelated |
| |
| Acute Kidney Injury | Renal and urinary disorders | Systematic Assessment | Acute Kidney Injury, G3, Unrelated, Treated/Recovered |
| |
| Encephalopathy | Nervous system disorders | Systematic Assessment | Meningo-Encephalopathy, G3, Possibly related, Treatment/Recovered |
| |
| Sepsis | Infections and infestations | Systematic Assessment | Hospitalization for Sepsis, UTI and COVID-19+, G4, Unrelated, Recovered |
| |
| Skin and subcutaneous disorders - other | Skin and subcutaneous tissue disorders | Systematic Assessment | Drug Rash, G3, Probably related, Treatment/Recovered |
|
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Abdominal pain | Gastrointestinal disorders | Systematic Assessment |
| ||
| Alanine aminotransferase increased | Investigations | Systematic Assessment |
| ||
| Arthralgia | Musculoskeletal and connective tissue disorders | Systematic Assessment |
| ||
| Aspartate aminotransferase increased | Investigations | Systematic Assessment |
| ||
| Autoimmune disorder (thyroiditis) | Immune system disorders | Systematic Assessment |
| ||
| Back pain | Musculoskeletal and connective tissue disorders | Systematic Assessment |
| ||
| Blurred vision | Eye disorders | Systematic Assessment |
| ||
| Colitis | Gastrointestinal disorders | Systematic Assessment |
| ||
| Conjunctivitis | Infections and infestations | Systematic Assessment |
| ||
| Cough | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Diarrhea | Gastrointestinal disorders | Systematic Assessment |
| ||
| Dry mouth | Gastrointestinal disorders | Systematic Assessment |
| ||
| Dry skin | Skin and subcutaneous tissue disorders | Systematic Assessment |
| ||
| Dyspepsia | Gastrointestinal disorders | Systematic Assessment |
| ||
| Dysphagia | Nervous system disorders | Systematic Assessment |
| ||
| Dyspnea | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Edema limbs | General disorders | Systematic Assessment |
| ||
| Encephalopathy | Nervous system disorders | Systematic Assessment |
| ||
| Erythema multiforme | Skin and subcutaneous tissue disorders | Systematic Assessment |
| ||
| Fatigue | General disorders | Systematic Assessment |
| ||
| Gastrointestinal disorders - other, specify; Early satiety | Gastrointestinal disorders | Systematic Assessment |
| ||
| Headache | Nervous system disorders | Systematic Assessment |
| ||
| Hyperthyroidism | Endocrine disorders | Systematic Assessment |
| ||
| Hypokalemia | Metabolism and nutrition disorders | Systematic Assessment |
| ||
| Hypophosphatemia | Metabolism and nutrition disorders | Systematic Assessment |
| ||
| Hypothyroidism | Endocrine disorders | Systematic Assessment |
| ||
| Infections and infestations - other, specify; COVID-19+ | Infections and infestations | Systematic Assessment |
| ||
| Insomnia | Psychiatric disorders | Systematic Assessment |
| ||
| Intracranial hemorrhage | Nervous system disorders | Systematic Assessment |
| ||
| Laryngeal inflammation | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Lung infection | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Nausea | Gastrointestinal disorders | Systematic Assessment |
| ||
| Neck pain | Musculoskeletal and connective tissue disorders | Systematic Assessment |
| ||
| Non-cardiac chest pain | General disorders | Systematic Assessment |
| ||
| Otitis externa | Infections and infestations | Systematic Assessment |
| ||
| Otitis media | Infections and infestations | Systematic Assessment |
| ||
| Pain in extremity | Musculoskeletal and connective tissue disorders | Systematic Assessment |
| ||
| Pancreatitis | Gastrointestinal disorders | Systematic Assessment |
| ||
| Peripheral sensory neuropathy | Nervous system disorders | Systematic Assessment |
| ||
| Pneumonitis | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Pruritus | Skin and subcutaneous tissue disorders | Systematic Assessment |
| ||
| Rash maculo-papular | Skin and subcutaneous tissue disorders | Systematic Assessment |
| ||
| Renal and urinary disorders - other, specify: Overactive bladder | Renal and urinary disorders | Systematic Assessment |
| ||
| Reproductive system and breast disorders - other, specify: uteral muscle spasm | Reproductive system and breast disorders | Systematic Assessment |
| ||
| Respiratory, thoracic and mediastinal disorders - other, specify: COPD Excacerbation | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Shingles | Infections and infestations | Systematic Assessment |
| ||
| Sinusitis | Infections and infestations | Systematic Assessment |
| ||
| Skin and subcutaneous tissue disorders - other, specify: skin patch | Skin and subcutaneous tissue disorders | Systematic Assessment |
| ||
| Sleep apnea | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Sore throat | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Tremor | Nervous system disorders | Systematic Assessment |
| ||
| Upper respiratory infection | Infections and infestations | Systematic Assessment |
| ||
| Urinary tract infection | Infections and infestations | Systematic Assessment |
| ||
| Vertigo | Ear and labyrinth disorders | Systematic Assessment |
|
Single-arm study.
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Robert Keith, MD | Rocky Mountain Regional VA Medical Center / University of Colorado School of Medicine | 720-857-5120 | robert.keith@cuanschutz.edu |
| Jul 31, 2025 |
| Prot_SAP_000.pdf |
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| ID | Term |
|---|---|
| D000073869 | Tobacco Smoking |
| D006258 | Head and Neck Neoplasms |
| D011230 | Precancerous Conditions |
| ID | Term |
|---|---|
| D012907 | Smoking |
| D001519 | Behavior |
| D064424 | Tobacco Use |
| D009371 | Neoplasms by Site |
| D009369 | Neoplasms |
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| ID | Term |
|---|---|
| D000077594 | Nivolumab |
| ID | Term |
|---|---|
| D061067 | Antibodies, Monoclonal, Humanized |
| D000911 | Antibodies, Monoclonal |
| D000906 | Antibodies |
| D007136 | Immunoglobulins |
| D007162 | Immunoproteins |
| D001798 | Blood Proteins |
| D011506 | Proteins |
| D000602 | Amino Acids, Peptides, and Proteins |
| D012712 | Serum Globulins |
| D005916 | Globulins |
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| Unknown or Not Reported |
|
| Native Hawaiian or Other Pacific Islander |
|
| Black or African American |
|
| White |
|
| More than one race |
|
| Unknown or Not Reported |
|