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Heart failure with preserved ejection fraction (HFpEF) is a leading cause of mortality in the elderly. Outcomes of patients with HFpEF are poor and so far, no treatment has been shown to decrease morbidity or mortality. Recent animal and human studies suggest that a systemic proinflammatory state, produced by comorbidities, including aging, plays a central role in the development of HFpEF, supporting the notion that attenuating the proinflammatory state is an attractive therapeutic target for HFpEF. We have previously shown that low-level transcutaneous electrical stimulation of the vagus nerve (tVNS) suppresses inflammation in patients with atrial fibrillation. The overall objective of this proposal is to examine the effects of tVNS on diastolic dysfunction, exercise capacity and inflammation in patients with HFpEF. Our specific aims include: 1. To examine the effect of intermittent (1 hour daily for 3 months) tVNS on diastolic dysfunction and exercise capacity, relative to sham stimulation, in patients with HFpEF and 2. To examine the effect of intermittent (1 hour daily for 3 months) LLTS on inflammatory cytokines relative to sham stimulation, in patients with HFpEF. The proposed proof-of-concept studies will provide the basis for the design of further human studies using LLTS among populations with HFpEF. In light of the increasing number of elderly patients with HFpEF and the poor success of the currently available treatment options, an alternative and novel approach such as tVNS has the potential to impact clinical practice and improve health outcomes among a large number of patients. It is anticipated that these investigations will contribute to the broader understanding of the role of inflammation in the pathogenesis of HFpEF and how its inhibition can be used to provide therapeutic effects. Moreover, it is anticipated that a better understanding of how modulation of inflammation affects one of the hallmarks of HFpEF, diastolic dysfunction, will lead to the development of novel pharmacological and non-pharmacological approaches to treat this disease.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Sham control | Sham Comparator | Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months |
|
| Active treatment | Experimental | Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| low level transcutaneous vagus nerve stimulation | Device | Stimulation of the auricular branch of the vagus nerve |
|
| Measure | Description | Time Frame |
|---|---|---|
| E/e' (Early Mitral Inflow Doppler Velocity to the Early Diastolic Mitral Annulus Velocity) | E/e' was measured by echocardiography. E/e' correlates very well with left ventricular end diastolic pressure. Higher numbers indicate elevated left ventricular end diastolic pressure. | 3 months |
| Global Longitudinal Strain | Global longitudinal strain was measured by echocardiography. It is a measure of longitudinal shortening of the myocardium as a percentage (change in length as a proportion to baseline length), thus explaining the negative values. Reduced global longitudinal strain has been associated with adverse clinical outcomes irrespective of left ventricular ejection fraction. | 3 months |
| Measure | Description | Time Frame |
|---|---|---|
| Exercise Capacity | 6 minute walk test | 3 months |
| Inflammatory Cytokines | Serum inflammatory cytokines (tumor necrosis factor-alpha) | 3 months |
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Inclusion Criteria:
HFpEF, defined as signs and symptoms of heart failure, LV ejection fraction ≥50%, brain natriuretic peptide ≥35pg/mL and echocardiographic evidence of diastolic dysfunction (left atrial volume index ≥34mL/m2, mitral E-wave velocity/mitral annular velocity ratio [E/e']≥13 and e'<9cm/s) plus 2 of the following 4 comorbidities:
Exclusion Criteria:
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| Name | Affiliation | Role |
|---|---|---|
| Stavros Stavrakis, MD, PhD | University of Oklahoma | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| University of Oklahoma Health Sciences Center | Oklahoma City | Oklahoma | 73104 | United States |
| PubMed Identifier | Type | Citation | Retractions |
|---|---|---|---|
| 40622772 | Derived | Goggins E, Inoue H, Okusa MD. Neuroimmune Control of Inflammation in Acute Kidney Injury and Multiorgan Dysfunction. J Am Soc Nephrol. 2025 Dec 1;36(12):2473-2484. doi: 10.1681/ASN.0000000813. Epub 2025 Jul 7. | |
| 35023349 | Derived | Stavrakis S, Elkholey K, Morris L, Niewiadomska M, Asad ZUA, Humphrey MB. Neuromodulation of Inflammation to Treat Heart Failure With Preserved Ejection Fraction: A Pilot Randomized Clinical Trial. J Am Heart Assoc. 2022 Feb;11(3):e023582. doi: 10.1161/JAHA.121.023582. Epub 2022 Jan 13. |
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A biologic repository will be maintained and consideration of its use for future research (linked only to de-identified data) will be integrated into the initial informed consent process for this study. Data needed for independent verification of research results will be made publicly available within 12 months of the end of the funding period (and any no-cost extension).
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12 months after study completion
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| ID | Title | Description |
|---|---|---|
| FG000 | Sham Control | Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve |
| FG001 | Active Treatment | Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve |
| Title | Milestones | Reasons Not Completed | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Overall Study |
|
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| ID | Title | Description |
|---|---|---|
| BG000 | Sham Control | Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve |
| BG001 | Active Treatment |
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes |
|---|---|---|---|---|---|---|---|---|---|
| Age, Categorical | Count of Participants |
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | ||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | E/e' (Early Mitral Inflow Doppler Velocity to the Early Diastolic Mitral Annulus Velocity) | E/e' was measured by echocardiography. E/e' correlates very well with left ventricular end diastolic pressure. Higher numbers indicate elevated left ventricular end diastolic pressure. | Posted | Mean | Standard Deviation | ratio | 3 months |
|
3 months
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Sham Control | Patients will receive 1 hour of sham transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve |
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| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| hospitalization | Cardiac disorders | Non-systematic Assessment | hospitalization for heart failure or persistent atrial fibrillation. Hospitalizations were considered a non-serious adverse event and were not related to the intervention. |
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Dr. Stavros Stavrakis | University of Oklahoma Health Sciences Center | 14052714742 | stavros-stavrakis@ouhsc.edu |
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot_SAP | Yes | Yes | No | Study Protocol and Statistical Analysis Plan | Sep 16, 2019 | Jul 22, 2022 | Prot_SAP_000.pdf |
| ICF | No | No | Yes | Informed Consent Form | Mar 10, 2020 | Jul 21, 2022 | ICF_001.pdf |
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| ID | Term |
|---|---|
| D007249 | Inflammation |
| ID | Term |
|---|---|
| D010335 | Pathologic Processes |
| D013568 | Pathological Conditions, Signs and Symptoms |
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randomized controlled trial
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double blind
| Minnesota Living With Heart Failure Questionnaire | The Minnesota Living with Heart Failure Questionnaire is a well validated measure of quality of life in patients with heart failure. It can have a score 0 to 105, with higher scores reflecting worse quality of life. | 3 months |
Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve |
| BG002 | Total | Total of all reporting groups |
| Participants |
|
| Age, Continuous | Mean | Standard Deviation | years |
|
| Sex: Female, Male | Count of Participants | Participants |
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| Race (NIH/OMB) | Count of Participants | Participants |
|
| Region of Enrollment | Number | participants |
|
|
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| Primary | Global Longitudinal Strain | Global longitudinal strain was measured by echocardiography. It is a measure of longitudinal shortening of the myocardium as a percentage (change in length as a proportion to baseline length), thus explaining the negative values. Reduced global longitudinal strain has been associated with adverse clinical outcomes irrespective of left ventricular ejection fraction. | Posted | Mean | Standard Deviation | percentage of myocardial shortening | 3 months |
|
|
|
| Secondary | Exercise Capacity | 6 minute walk test | Posted | Mean | Standard Deviation | meters | 3 months |
|
|
|
| Secondary | Inflammatory Cytokines | Serum inflammatory cytokines (tumor necrosis factor-alpha) | Posted | Mean | Standard Deviation | pg/mL | 3 months |
|
|
|
| Secondary | Minnesota Living With Heart Failure Questionnaire | The Minnesota Living with Heart Failure Questionnaire is a well validated measure of quality of life in patients with heart failure. It can have a score 0 to 105, with higher scores reflecting worse quality of life. | Posted | Mean | Standard Deviation | units on a scale | 3 months |
|
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| 0 |
| 24 |
| 0 |
| 24 |
| 3 |
| 24 |
| EG001 | Active Treatment | Patients will receive 1 hour of active transcutaneous low level vagal stimulation daily for 3 months low level transcutaneous vagus nerve stimulation: Stimulation of the auricular branch of the vagus nerve | 0 | 24 | 0 | 24 | 4 | 24 |
|
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