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This double-blind, placebo-controlled proof-of-concept clinical trial is intended to demonstrate that preemptive oral administration of cocoa flavanol for five days before surgery will attenuate the surgery-evoked increase of HMGB1 in blood plasma and NFkB signaling in innate immune cells shortly after surgery. A secondary aim is to capture preliminary patient-centered outcomes data and relate these outcomes to the intake of oral cocoa flavanol and surgery-evoked activation of the HMGB1-NFkB signaling axis. Participants will be randomized to receive either an over the counter supplement containing cocoa flavanols, or placebo, for 5 days before surgery.
During the last two decades significant effort has been made to enhance recovery after surgery. Despite the implementation of pragmatic and standardized clinical protocols to enhance recovery and shorten hospital length of stay, the utility of these protocols for improving patient-centered recovery cost-effectively remains uncertain. Critical elements of recovery that greatly matter to patients and health care providers include the resolution of pain, daily functioning, and loss of postoperative fatigue. A patient-centered and cost-effective focus on postoperative recovery pays tribute to three goals of health care: Improving patients' experience, improving health, and constraining per capita cost. As such, novel and cost-effective strategies are greatly needed to accelerate patient-recovery after surgery.
Preliminary data by Dr. Angst and his collaborators indicate that administration of a cocoa flavanol extract that is equivalent in dose to the amount of cocoa flavanol contained in about 50 grams of dark chocolate decreases plasma levels of HMGB1. HMGB1 is an archetypical alarmin, i.e., an endogenous mediator that is released upon cellular stress and injury. HMGB1 triggers a pro-inflammatory cascade by binding to toll-like receptors (TLRs) on innate immune and other cells, which results in activation of pro-inflammatory transcription factors (e.g. NFkB) and the subsequent release of major pro-inflammatory cytokines (e.g. TNFα). The prominent role of the HMGB1-TLR axis in inflammatory disease states including surgery, trauma, stroke, and myocardial infarction has recently been highlighted.16-19 Importantly, dampening activity along this pathway in preclinical injury models has been shown to improve outcomes.
The potential of HMGB1 as a therapeutic target in acute inflammatory disease states has recently been emphasized. A major challenge is the identification of effective and non-toxic clinical strategies that can safely modulate HMGB1 in humans. This research study will evaluate a safe, highly scalable, and relatively cheap pre-surgical nutritional intervention that has significant potential to do just that, safely modulate HMGB1 and improve clinical recovery after surgery. As such, this proposed research could change clinical practice within years. While studied intervention targets a specific pro-inflammatory pathway implicated in aggravated tissue damage and delayed healing/recovery, the use of broader and less specific anti-inflammatory interventions in the perioperative period including non-steroidal anti-inflammatory drugs and corticosteroids is common clinical practice.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Active treatment group - Group A | Active Comparator | Participants will receive a daily oral dose of 1,000 mg cocoa flavanol (CocoaVia®) for 5 days before surgery. The daily dose will consist of 8 capsules in divided doses throughout the day. |
|
| Placebo treatment group - Group B | Placebo Comparator | Participants will receive a daily oral dose of a placebo for 5 days before surgery. The daily dose will consist of 8 capsules in divided doses throughout the day. |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| CocoaVia® | Drug | CocoaVia® is manufactured by Mars, Inc. It is a dietary supplement of cocoa bean extract, containing 125 mg cocoa flavanols per capsule. |
|
| Measure | Description | Time Frame |
|---|---|---|
| NFkB Signaling in Innate Immune Cells | Blood samples will be collected to measure possible attenuation of surgery-evoked increase in NFkB signaling in innate immune cells shortly after surgery at specified time points. Phosphorylation of functional markers (activity) was expressed as the arcsinh-transformed value of the median value. Changes in activity over time were captured by building the arcsinh ratio between the arcsinh-value obtained in samples collected at a given time with the arcsinh-value obtained in samples collected at baseline, i.e., before starting the intervention with CocoaVia. Results are reported for NFkB (p65). | 1 hour and 48 hours following surgery |
| Measure | Description | Time Frame |
|---|---|---|
| HMGB1 Level in Blood Plasma | Blood samples will be collected to measure possible attenuation of surgery-evoked increase of HMGB1 in blood plasma shortly after surgery at specified time points. | 1 hour and 48 hours following surgery. |
| Step Count Per Minute as a Measure of Functional Recovery - Objective |
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Inclusion Criteria:
Exclusion Criteria:
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| Name | Affiliation | Role |
|---|---|---|
| Martin S Angst, MD | Stanford University | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Stanford University Hospital | Stanford | California | 94305 | United States |
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A total of 32 participants that were consented/enrolled were dropped prior to randomization for a variety of reasons. Participants changed their minds, exclusion criteria were identified after consent but before study participation began, and early non-compliance with the survey completion were all reasons for withdrawal after consent.
Recruitment took place in the pre-anesthesia and orthopedic clinics at Stanford Medical Center. Recruitment was conducted from 3/01/2017 with the final study intervention for the final patient on 12/14/2018.
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| ID | Title | Description |
|---|---|---|
| FG000 | Active Treatment Group - Group A | Participants will receive a daily oral dose of 1,000 mg cocoa flavanol (CocoaVia®) for 5 days before surgery. The daily dose will consist of 8 capsules in divided doses throughout the day. CocoaVia®: CocoaVia® is manufactured by Mars, Inc. It is a dietary supplement of cocoa bean extract, containing 125 mg cocoa flavanols per capsule. |
| FG001 | Placebo Treatment Group - Group B | Participants will receive a daily oral dose of a placebo for 5 days before surgery. The daily dose will consist of 8 capsules in divided doses throughout the day. Placebo: The placebo capsules will contain an inert ingredient packaged to be indistinguishable from the active treatment. |
| Title | Milestones | Reasons Not Completed | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Overall Study |
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| ID | Title | Description |
|---|---|---|
| BG000 | Active Treatment Group - Group A | Participants will receive a daily oral dose of 1,000 mg cocoa flavanol (CocoaVia®) for 5 days before surgery. The daily dose will consist of 8 capsules in divided doses throughout the day. CocoaVia®: CocoaVia® is manufactured by Mars, Inc. It is a dietary supplement of cocoa bean extract, containing 125 mg cocoa flavanols per capsule. |
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes |
|---|---|---|---|---|---|---|---|---|---|
| Age, Categorical | Count of Participants |
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | NFkB Signaling in Innate Immune Cells | Blood samples will be collected to measure possible attenuation of surgery-evoked increase in NFkB signaling in innate immune cells shortly after surgery at specified time points. Phosphorylation of functional markers (activity) was expressed as the arcsinh-transformed value of the median value. Changes in activity over time were captured by building the arcsinh ratio between the arcsinh-value obtained in samples collected at a given time with the arcsinh-value obtained in samples collected at baseline, i.e., before starting the intervention with CocoaVia. Results are reported for NFkB (p65). | Participants with available data are included in the analysis. Three patients were excluded from the molecular analysis because of incorrect intake of the study medication, difficulties obtaining blood draws, and a non-recognized immune disorder. Exclusion of patients from the analyses was determined before unblinding. | Posted | Median | Inter-Quartile Range | NFkB (p65) arcsinh ratio | 1 hour and 48 hours following surgery |
|
8 weeks
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Active Treatment Group - Group A | Participants will receive a daily oral dose of 1,000 mg cocoa flavanol (CocoaVia®) for 5 days before surgery. The daily dose will consist of 8 capsules in divided doses throughout the day. CocoaVia®: CocoaVia® is manufactured by Mars, Inc. It is a dietary supplement of cocoa bean extract, containing 125 mg cocoa flavanols per capsule. |
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Pain | General disorders | Systematic Assessment | Poorly controlled post op pain resulting in tachycardia and prolonged hospital stay. |
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| bladder pain | Renal and urinary disorders | Systematic Assessment |
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Professor of Anesthesia | Stanford University | 650-723-6412 | ang@stanford.edu |
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot_SAP | Yes | Yes | No | Study Protocol and Statistical Analysis Plan | Feb 27, 2017 | Dec 6, 2019 | Prot_SAP_000.pdf |
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Placebo and active treatments will be formulated in identical capsules, and bottled and labeled with coded study numbers that will allow for all parties to remain blinded throughout the data collection phase.
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| Placebo | Other | The placebo capsules will contain an inert ingredient packaged to be indistinguishable from the active treatment. |
|
Participants wear an Actigraph watch with measurements taken every 30 seconds. The watch objectively and continuously reports a participant's activity and sleep. |
| post-surgical observation period (6 weeks) |
| Days to Mild Impairment as a Measure of Functional Recovery - Subjective | Participants will complete the Western Ontario and McMaster Universities Osteoarthritis Index (WOMAC) questionnaire (function subscale) before surgery, daily during hospitalization, and weekly through week 6 post op. Higher WOMAC scores equate to greater functional limitations. Range of possible scores is 0 - 68 | 5 days before surgery though 6 weeks post op. |
| Days to Mild Pain as Assessed by WOMAC Pain Scores | Participants will complete the Western Ontario and McMaster Universities Osteoarthritis Index (WOMAC) questionnaire (pain subscale) before surgery, daily during hospitalization, and weekly through week 6 post op. Higher WOMAC scores equate to greater pain. Range of possible scores is 0 - 20. | 5 days before surgery though 6 weeks post op. |
| Days to Half Max Recovery From Fatigue | Participants will complete the Surgery Recovery Scale (SRS) questionnaire before surgery, daily during hospitalization, and weekly through week 6 post op to evaluate post op fatigue. Higher SRS scores reflect less fatigue, lower scores reflect greater fatigue. Total SRS score range from 17.81 to 100. | 5 days before surgery though 6 weeks post op. |
| BG001 |
| Placebo Treatment Group - Group B |
Participants will receive a daily oral dose of a placebo for 5 days before surgery. The daily dose will consist of 8 capsules in divided doses throughout the day. Placebo: The placebo capsules will contain an inert ingredient packaged to be indistinguishable from the active treatment. |
| BG002 | Total | Total of all reporting groups |
| Participants |
|
| Sex: Female, Male | Count of Participants | Participants |
|
| Ethnicity (NIH/OMB) | Count of Participants | Participants |
|
| Race (NIH/OMB) | Count of Participants | Participants |
|
| OG000 |
| Active Treatment Group - Group A |
Participants will receive a daily oral dose of 1,000 mg cocoa flavanol (CocoaVia®) for 5 days before surgery. The daily dose will consist of 8 capsules in divided doses throughout the day. CocoaVia®: CocoaVia® is manufactured by Mars, Inc. It is a dietary supplement of cocoa bean extract, containing 125 mg cocoa flavanols per capsule. |
| OG001 | Placebo Treatment Group - Group B | Participants will receive a daily oral dose of a placebo for 5 days before surgery. The daily dose will consist of 8 capsules in divided doses throughout the day. Placebo: The placebo capsules will contain an inert ingredient packaged to be indistinguishable from the active treatment. |
|
|
| Secondary | HMGB1 Level in Blood Plasma | Blood samples will be collected to measure possible attenuation of surgery-evoked increase of HMGB1 in blood plasma shortly after surgery at specified time points. | Three patients were excluded from the molecular analysis because of incorrect intake of the study medication, difficulties obtaining blood draws, and a non-recognized immune disorder. Four additional patients were excluded from the analysis including clinical data because respective questionnaires were not answered reliably. The total participants included in this analysis is 35. Exclusion of patients from the analyses was determined before unblinding. | Posted | Median | Inter-Quartile Range | ng/ml | 1 hour and 48 hours following surgery. |
|
|
|
| Secondary | Step Count Per Minute as a Measure of Functional Recovery - Objective | Participants wear an Actigraph watch with measurements taken every 30 seconds. The watch objectively and continuously reports a participant's activity and sleep. | Participants with available data are included in the analysis. | Posted | Mean | Standard Deviation | steps | post-surgical observation period (6 weeks) |
|
|
|
|
| Secondary | Days to Mild Impairment as a Measure of Functional Recovery - Subjective | Participants will complete the Western Ontario and McMaster Universities Osteoarthritis Index (WOMAC) questionnaire (function subscale) before surgery, daily during hospitalization, and weekly through week 6 post op. Higher WOMAC scores equate to greater functional limitations. Range of possible scores is 0 - 68 | Three patients were excluded from the molecular analysis because of incorrect intake of the study medication, difficulties obtaining blood draws, and a non-recognized immune disorder. Four additional patients were excluded from the analysis including clinical data because respective questionnaires were not answered reliably. Exclusion of patients from the analyses was determined before unblinding. | Posted | Median | Inter-Quartile Range | days | 5 days before surgery though 6 weeks post op. |
|
|
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| Secondary | Days to Mild Pain as Assessed by WOMAC Pain Scores | Participants will complete the Western Ontario and McMaster Universities Osteoarthritis Index (WOMAC) questionnaire (pain subscale) before surgery, daily during hospitalization, and weekly through week 6 post op. Higher WOMAC scores equate to greater pain. Range of possible scores is 0 - 20. | Three patients were excluded from the molecular analysis because of incorrect intake of the study medication, difficulties obtaining blood draws, and a non-recognized immune disorder. Four additional patients were excluded from the analysis including clinical data because respective questionnaires were not answered reliably. The total participants included in this analysis is 35. Exclusion of patients from the analyses was determined before unblinding. | Posted | Median | Inter-Quartile Range | days | 5 days before surgery though 6 weeks post op. |
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|
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| Secondary | Days to Half Max Recovery From Fatigue | Participants will complete the Surgery Recovery Scale (SRS) questionnaire before surgery, daily during hospitalization, and weekly through week 6 post op to evaluate post op fatigue. Higher SRS scores reflect less fatigue, lower scores reflect greater fatigue. Total SRS score range from 17.81 to 100. | Three patients were excluded from the molecular analysis because of incorrect intake of the study medication, difficulties obtaining blood draws, and a non-recognized immune disorder. Four additional patients were excluded from the analysis including clinical data because respective questionnaires were not answered reliably. Exclusion of patients from the analyses was determined before unblinding. | Posted | Median | Inter-Quartile Range | days | 5 days before surgery though 6 weeks post op. |
|
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| 0 |
| 22 |
| 1 |
| 22 |
| 8 |
| 22 |
| EG001 | Placebo Treatment Group - Group B | Participants will receive a daily oral dose of a placebo for 5 days before surgery. The daily dose will consist of 8 capsules in divided doses throughout the day. Placebo: The placebo capsules will contain an inert ingredient packaged to be indistinguishable from the active treatment. | 0 | 20 | 0 | 20 | 7 | 20 |
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| blisters at wound site | Skin and subcutaneous tissue disorders | Systematic Assessment |
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| bursitis | Infections and infestations | Systematic Assessment |
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| dizziness | Nervous system disorders | Systematic Assessment |
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| elevated BP | Vascular disorders | Systematic Assessment |
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| labile BP | Vascular disorders | Systematic Assessment |
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| loss of appitite | Metabolism and nutrition disorders | Systematic Assessment |
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| lower extremity swelling | Vascular disorders | Systematic Assessment |
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| nausea | Gastrointestinal disorders | Systematic Assessment |
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| pain | General disorders | Systematic Assessment |
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| tachycardia | Cardiac disorders | Systematic Assessment |
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| urinary frequency | Renal and urinary disorders | Systematic Assessment |
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