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The study was terminated early due to recruitment limitations, particularly difficulty enrolling statin-naïve patients
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The investigators hypothesize that pre-operative statin use is neuroprotective at maximal doses. The goals are to determine the safety, feasibility, and efficacy of maximizing statin doses for two weeks (12-18 days) prior to CEA using change in performance on a battery neuropsychometric tests as outcome measure. Study will recruit patients based on their preexisting statin regimen.
The investigators hypothesize that in asymptomatic CEA patients: 1) Pre-operative statin use is neuroprotective against early cognitive dysfunction (eCD) and lowers the risk of early mortality. 2) Maximal doses may be essential in achieving optimal neuroprotection against eCD.
Carotid endarterectomy (CEA) is a common surgery performed to reduce the risk of stroke in patients with carotid artery narrowing. Statins, a class of drugs usually used to lower blood cholesterol, may protect the brain after surgery. Specific statins have been shown to protect the brain after surgery when compared to others. eCD affects about 25% of patients undergoing CEA and about 15% of undergoing asymptomatic CEA. It is associated with marked elevations in tissue markers of cerebral injury and is associated with earlier post-CEA mortality. This clinically significant, but subtle, cerebral injury is 10 times more common than stroke and its mechanism appears to be similarly related to regional hypoperfusion and ischemia. It is imperative to determine in a prospective randomized trial whether alteration/increase of preoperative statin regimens leads to improved neurologic outcome and an even lower incidence of stroke and possibly greater survival.
In order to optimally design and conduct such a trial it is critical to: 1) explore the safety and feasibility of altering statin regimen acutely (approximately 2 weeks) before CEA, and 2) clearly establish the neuroprotective outcome of an acute alteration in statin regimen. This would promote a better understanding of statin neuroprotection in humans and determine the statin treatment that affords the most neuroprotection in patients undergoing one of the most commonly performed procedures in the US.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Observational - Maximal Dose - ARM 1 | No Intervention | Patients on a pre-existing maximal dose of either Simvastatin (40mg) with/without currently taking amlodipine (Norvasc) and those on Simvastatin 20mg while currently on amlodipine; Atorvastatin (80mg), or Rosuvastatin (20mg) regimen will be observed for ~2 weeks before their CEA. | |
| Less Than Maximal Dose - ARM 2 | Experimental | Patients on a pre-existing statin regimen at a lower dose (less than maximal) of Simvastatin <40mg without amlodipine and <20mg with amlodipine; Atorvastatin (<80mg) or Rosuvastatin (<20mg) will be randomized to maintain their current dose plus placebo or be increased to the maximal dose of their current statin for ~2 weeks before their CEA. |
|
| Statin Naive - ARM 3 | Experimental | Patients on no pre-existing statin regimen will be randomized to Atorvastatin 10 mg or Atorvastatin 80 mg for ~2 weeks before their CEA |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Statin | Drug | Standard of care treatment (one of four):
|
| Measure | Description | Time Frame |
|---|---|---|
| Prevalence of eCD | Neurocognitive assessments ≥2SD worse than reference group in two or more cognitive domains or (b) ≥1.5SD worse than the reference group in all cognitive domains. Due to early study termination and limited sample size, the study was not adequately powered to support inferential statistical comparisons. Therefore, outcome data are presented descriptively without formal statistical testing. | 30 Days: 1) Pre-op vs. Post-CEA Day 1 (12-25 hrs post-op) and 2) Pre-op vs. Post-CEA Day 30 |
| Measure | Description | Time Frame |
|---|---|---|
| Prevalence of Early Mortality | Data will be collected by follow up phone call. Due to early study termination and limited sample size, the study was not adequately powered to support inferential statistical comparisons. Therefore, outcome data are presented descriptively without formal statistical testing. | 1 year |
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Inclusion Criteria:
Age ≥ 18 years of age.
Patient is currently on atorvastatin or simvastatin or rosuvastatin or statin naïve (no statins in the last 30 days).
The patient has unilateral or bilateral carotid artery stenosis that is considered severe (carotid artery diameter reduction ≥ 70%) as defined by:
This stenosis has not caused any stroke, transient cerebral ischemia, or other relevant neurological symptoms in the past.
The patient's attending doctor(s) (PMD, cardiologist, vascular/neurosurgeon) AND the patient have decided to proceed with a CEA to treat the patient's severe carotid stenosis.
The patient has no known circumstance or condition likely to preclude 1 year follow-up or adherence to the study protocol.
The patient is independent in their Activities of Daily Living at baseline.
Patient has the ability to provide informed consent.
Exclusion Criteria:
Patient has underlying disease other than atherosclerosis (i.e. autoimmune disease, known active malignancy).
Patient has documented dementia or screens out based on abnormal Baseline MoCA (≤25) and AD8 (≥2).
Patient's life expectancy is < 12 months.
Patient has advanced renal failure (serum creatinine > 2.5 mg/dL)
Patient has evidence of severe congestive heart failure or has history of end-stage cardiovascular disease (e.g. CHF NYHA Class III or IV or unstable angina).
Patient has history of intolerance or allergic reaction to any statins (myotoxicity, hepatic dysfunction, rash, etc.)
Patient has received an investigational drug within 30 days.
Patient is pregnant or lactating.
Patient is currently taking any of the following which have been shown to interact with atorvastatin and/or simvastatin and/or rosuvastatin (as per current drug package inserts):
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| Name | Affiliation | Role |
|---|---|---|
| Edward S Connolly, MD, FACS | Columbia University Medical Center/New York Presbyterian | Principal Investigator |
| Eric Heyer, MD, Ph.D. | Columbia University | Study Director |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Valley Hospital | Ridgewood | New Jersey | 07450 | United States | ||
| Albany Medical College/The Vascular Group at Albany |
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| ID | Title | Description |
|---|---|---|
| FG000 | Maximal Dose [Arm 1] | Patients on a pre-existing maximal dose of either Simvastatin (40mg) with/without currently taking amlodipine (Norvasc) and those on Simvastatin 20mg while currently on amlodipine; Atorvastatin (80mg), or Rosuvastatin (20mg) regimen will be observed for ~2 weeks before their CEA. |
| FG001 | Sub-maximal Dose [Arm 2] | Participants on a pre-existing sub-maximal statin regimen were randomized to either continue their current dose with matching placebo or escalate to the maximal dose of their current statin for approximately 2 weeks prior to CEA |
| FG002 | Statin-naive [Arm 3] Randomized to Atorvastatin 10mg | Patients on no statin regimen will be randomized to atorvastatin 10mg before CEA. |
| FG003 | Statin-naive [Arm 4] Randomized to Atorvastatin 80mg | Patients on no statin regimen will be randomized to atorvastatin 80mg before CEA. |
| Title | Milestones | Reasons Not Completed | ||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Overall Study |
|
|
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| ID | Title | Description |
|---|---|---|
| BG000 | Maximal Dose [Arm 1] | Patients on a pre-existing maximal dose of either Simvastatin (40mg) with/without currently taking amlodipine (Norvasc) and those on Simvastatin 20mg while currently on amlodipine; Atorvastatin (80mg), or Rosuvastatin (20mg) regimen will be observed for ~2 weeks before their CEA. |
| BG001 |
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes |
|---|---|---|---|---|---|---|---|---|---|
| Age, Customized | All participants who initiated the assigned intervention and underwent carotid endarterectomy (CEA) were included in the baseline analysis. Participants who did not undergo CEA were excluded. |
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | Prevalence of eCD | Neurocognitive assessments ≥2SD worse than reference group in two or more cognitive domains or (b) ≥1.5SD worse than the reference group in all cognitive domains. Due to early study termination and limited sample size, the study was not adequately powered to support inferential statistical comparisons. Therefore, outcome data are presented descriptively without formal statistical testing. | Participants who did not undergo CEA were not analyzed and therefore not included here. | Posted | Count of Participants | Participants | 30 Days: 1) Pre-op vs. Post-CEA Day 1 (12-25 hrs post-op) and 2) Pre-op vs. Post-CEA Day 30 |
|
1 year
Adverse events were identified through clinical follow-up, including review of medical records and follow-up communication during the 1-year postoperative period.
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Maximal Dose [Arm 1] | Patients on a pre-existing maximal dose of either Simvastatin (40mg) with/without currently taking amlodipine (Norvasc) and those on Simvastatin 20mg while currently on amlodipine; Atorvastatin (80mg), or Rosuvastatin (20mg) regimen will be observed for ~2 weeks before their CEA. |
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The study was limited by insufficient enrollment in the statin-naive arm (arm 3/4), resulting in reduced statistical power to detect differences between groups. Recruitment of statin-naïve participants was challenging, likely reflecting widespread baseline statin use in this patient population based on existing evidence supporting their benefit. Due to these recruitment limitations and feasibility constraints, the study was terminated early.
| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Edward Connolly, MD | Columbia University | 212-305-0376 | esc5@cumc.columbia.edu |
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot_SAP | Yes | Yes | No | Study Protocol and Statistical Analysis Plan | Feb 7, 2019 | Feb 23, 2023 | Prot_SAP_000.pdf |
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| ID | Term |
|---|---|
| D016893 | Carotid Stenosis |
| D020521 | Stroke |
| ID | Term |
|---|---|
| D002340 | Carotid Artery Diseases |
| D002561 | Cerebrovascular Disorders |
| D001927 | Brain Diseases |
| D002493 | Central Nervous System Diseases |
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| ID | Term |
|---|---|
| D019161 | Hydroxymethylglutaryl-CoA Reductase Inhibitors |
| D000069059 | Atorvastatin |
| D000073893 | Sugars |
| ID | Term |
|---|---|
| D000924 | Anticholesteremic Agents |
| D000960 | Hypolipidemic Agents |
| D000963 | Antimetabolites |
| D045504 | Molecular Mechanisms of Pharmacological Action |
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|
| Atorvastatin | Drug | A lipid-lowering agent and for prevention of events associated with cardiovascular disease. 10 mg or 80 mg capsules |
|
|
| Placebo | Other | A placebo pill will be used for patients that are to maintain their current dose of statins prior to their CEA. |
|
|
| Albany |
| New York |
| 12208-3479 |
| United States |
| State University of New York at Buffalo | Buffalo | New York | 14260-7016 | United States |
| New York University School of Medicine | New York | New York | 10016-6402 | United States |
| Icahn School of Medicine at Mount Sinai | New York | New York | 10029 | United States |
| Columbia University Medical Center | New York | New York | 10032 | United States |
| Cornell University Medical College (Weill) | New York | New York | 10065-4805 | United States |
| Sub-maximal Dose [Arm 2] |
Participants on a pre-existing sub-maximal statin regimen were randomized to either continue their current dose with matching placebo or escalate to the maximal dose of their current statin for approximately 2 weeks prior to CEA |
| BG002 | Statin-naive [Arm 3] Randomized to Atorvastatin 10mg | Patients on no statin regimen will be randomized to atorvastatin 10mg before CEA. |
| BG003 | Statin-naive [Arm 4] Randomized to Atorvastatin 80mg | Patients on no statin regimen will be randomized to atorvastatin 80mg before CEA. |
| BG004 | Total | Total of all reporting groups |
| Count of Participants |
| Participants |
|
| Sex: Female, Male | Count of Participants | Participants |
|
| Race (NIH/OMB) | Count of Participants | Participants |
|
| Ethnicity (NIH/OMB) | Count of Participants | Participants |
|
| Region of Enrollment | Number | participants |
|
| OG001 | Less Than Maximal Dose - ARM 2 | Participants on a pre-existing sub-maximal statin regimen were randomized to either continue their current dose with matching placebo or escalate to the maximal dose of their current statin for approximately 2 weeks prior to CEA |
| OG002 | Statin Naive - ARM 3 [Atorvastatin 10mg] | Patients on no pre-existing statin regimen will be randomized to Atorvastatin 10 mg for ~2 weeks before their CEA Atorvastatin: A lipid-lowering agent and for prevention of events associated with cardiovascular disease. 10 mg capsules |
| OG003 | Statin Naive - ARM 4 [Atorvastatin 80mg] | Patients on no pre-existing statin regimen will be randomized to Atorvastatin 80 mg for ~2 weeks before their CEA Atorvastatin: A lipid-lowering agent and for prevention of events associated with cardiovascular disease. 80 mg capsules |
|
|
| Secondary | Prevalence of Early Mortality | Data will be collected by follow up phone call. Due to early study termination and limited sample size, the study was not adequately powered to support inferential statistical comparisons. Therefore, outcome data are presented descriptively without formal statistical testing. | Participants who did not undergo CEA were not analyzed and therefore not included here. | Posted | Count of Participants | Participants | 1 year |
|
|
|
| 0 |
| 12 |
| 0 |
| 12 |
| 0 |
| 12 |
| EG001 | Sub-maximal Dose [Arm 2] | Participants on a pre-existing sub-maximal statin regimen were randomized to either continue their current dose with matching placebo or escalate to the maximal dose of their current statin for approximately 2 weeks prior to CEA | 0 | 6 | 0 | 6 | 0 | 6 |
| EG002 | Statin Naive - ARM 3 [Atorvastatin 10mg] | Patients on no pre-existing statin regimen will be randomized to Atorvastatin 10 mg for ~2 weeks before their CEA Atorvastatin: A lipid-lowering agent and for prevention of events associated with cardiovascular disease. 10 mg capsules | 0 | 2 | 0 | 2 | 0 | 2 |
| EG003 | Statin Naive - ARM 4 [Atorvastatin 80mg] | Patients on no pre-existing statin regimen will be randomized to Atorvastatin 80 mg for ~2 weeks before their CEA Atorvastatin: A lipid-lowering agent and for prevention of events associated with cardiovascular disease. 80 mg capsules | 0 | 2 | 0 | 2 | 0 | 2 |
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| D009422 | Nervous System Diseases |
| D001157 | Arterial Occlusive Diseases |
| D014652 | Vascular Diseases |
| D002318 | Cardiovascular Diseases |
| D020228 | Pharmacologic Actions |
| D020164 | Chemical Actions and Uses |
| D004791 | Enzyme Inhibitors |
| D057847 | Lipid Regulating Agents |
| D045506 | Therapeutic Uses |
| D011758 | Pyrroles |
| D001393 | Azoles |
| D006573 | Heterocyclic Compounds, 1-Ring |
| D006571 | Heterocyclic Compounds |
| D006538 | Heptanoic Acids |
| D005227 | Fatty Acids |
| D008055 | Lipids |
| D002241 | Carbohydrates |