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In general, patients with Human Papilloma Virus Positive Oropharyngeal Squamous Cell Carcinoma (HPVOPC) are curable, young and will live for prolonged periods. They are at high risk for long-term toxicity and mortality from therapy. While the long-term consequences of chemotherapy and surgery for head and neck cancer are relatively constrained, high-dose radiotherapy (RT) and chemoradiotherapy (CRT) substantially impact on local tissues and organ function and result in a significant rate of late mortality and morbidity in patients. Studies are now being designed to reduce the impact of RT and CRT for patients.
Patients with intermediate stage HPV positive oropharyngeal cancer will be screened for poor prognostic features and undergo robotic surgery. Patients in whom pathology demonstrates good prognosis features will then be followed without postoperative radiotherapy. Patients with subsequent recurrence will be treated with either surgery and postoperative radiotherapy or postoperative chemoradiotherapy alone. Patients with poor prognostic features (ECS, LVI, PNI) will receive reduced dose radiotherapy or chemoradiotherapy based on pathology. It is expected that over 50% of patients treated with surgery will have had a curative treatment and will avoid radiation therapy entirely and long-term survival will not be changed by withholding radiation therapy to good prognosis patients after surgery. There are exploratory biomarkers of risk of recurrence that will be collected and studied.
There are currently few trials examining the role of de-escalation using surgery alone in intermediate and early T-stage HPV related disease. New surgical techniques have broadened the range of patients capable of achieving a complete resection and the functional outcomes in such patients are outstanding. Furthermore, the sensitivity of HPVOPC to chemotherapy and radiotherapy raise the possibility that delayed or salvage treatment in early stage patients would be highly effective, would result in similar survival outcomes and radiotherapy could be applied to a much smaller population then current standards call for. Looked at from a different perspective, the need for post-operative radiotherapy in this younger, HPV+ and more functional population has not been validated in clinical trials to date.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Low Risk Group I | Experimental | Group I:
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| Intermediate Risk Group II | Experimental | Group II
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| High Risk Group IIIA | Experimental |
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| High Risk Group IIIB | Experimental |
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| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| PET/CT | Procedure | PET scan or CT scan q 4 months for 5 years |
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| Measure | Description | Time Frame |
|---|---|---|
| Disease Specific Survival (DSS) | Number of participants with HPV related oropharynx cancer treated with a de-intensified adjuvant protocol with status of disease specific survival. DSS was calculated by measuring the time from trial entry to cancer-related death. | 5 years |
| Number of Participants With Progression-Free Survival (PFS) | Number of participants with HPV related oropharynx cancer treated with a de-intensified adjuvant protocol with status of progression-free survival. PFS calculated the time to biopsy confirmed recurrence or death from any cause. | 5 years |
| Number of Participants With Locoregional Failures (LRFs) | the rate of local regional control (LRC) in patients with early and intermediate stage HPV related oropharynx cancer treated with surgery alone as assessed by number of participants with locoregional failures. | 5 years |
| Measure | Description | Time Frame |
|---|---|---|
| Overall Survival | Overall survival (OS) in patients with early and intermediate stage HPV related oropharynx cancer treated with surgery alone. OS from the time of entry to death with any cause. | 5 years |
| Number of Serious Adverse Events |
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Inclusion Criteria:
Patients may be screened and consented if they display clinical features that are consistent with p16 positivity, they are p16+ but and not yet tested for p16 by IHC and for HPV by PCR and if they meet the other eligibility criteria. They will enter the experimental post-surgical portion of the study if they have surgery performed at MSSM and surgical specimens or biopsies proven to be both p16+ on IHC testing and HPV+ on PCR testing
Participants must have histologically or cytologically confirmed and identified resectable primary squamous cell carcinoma of the oropharynx that is HPV 16 positive or positive for any high risk HPV subtype (i.e., 18, 33, 35, etc.) as determined by PCR at the central laboratory. Patients must have p16+ status as determined by IHC performed or reviewed at the central laboratory prior to consent. Both p16 and HPV status must be determined prior to post-surgical adjuvant treatment assignment. Tissue from the primary site must be available for biomarker studies after surgery.
Stage 1, 2, 3 or early and intermediate stage IVa (T1N0-2B, T2N0-2B) (Level 2, non-matted) disease without evidence distant metastases or extracapsular extension. Primary site must be lateralized for a functional dissection.
Age > 18 years.
No previous surgery, radiation therapy or chemotherapy for SCCHN (other than biopsy or tonsillectomy) is allowed at time of study entry.
ECOG performance status of 0 or 1.
No active alcohol addiction (as assessed by medical caregiver).
No active tobacco use (>10 years tobacco free interval, <20pk/yr. history)
Ability to understand and the willingness to sign a written informed consent document.
Participants must have adequate bone marrow, hepatic and renal functions as defined below:
Hematology:
Renal function: > 60 ml/min (actual or calculated by the Cockcroft-Gault method) as follows:
Exclusion Criteria:
Patients < age 18.
Pregnant or breast feeding women.
Previous or current malignancies at other sites, with the exception of adequately treated in situ carcinoma of the cervix, basal or squamous cell carcinoma of the skin, thyroid cancer, or other cancer curatively treated by surgery and with no current evidence of disease for at least 5 years.
Other serious illnesses or medical conditions including but not limited to:
Advanced Stage III,IV (N2C, N3) or surgically unresectable disease or disease that cannot be fully resected, obvious radiologic ECS, supraclavicular or matted metastatic disease, >3 cervical nodes. (These patients will be placed on the Quarterback trial due to advanced state of disease and poor prognostic features)
HPV negative OPSCC as determined by determined by PCR.
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| Name | Affiliation | Role |
|---|---|---|
| Marshall Posner, MD | Icahn School of Medicine at Mount Sinai | Study Director |
| Raymond Chai, MD | Icahn School of Medicine at Mount Sinai | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Mount Sinai Beth Israel | New York | New York | 10003 | United States | ||
| Icahn School of Medicine at Mount Sinai |
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112 participants enrolled prior to transoral surgery. 63 were evaluable and assigned to arm based on risk.
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| ID | Title | Description |
|---|---|---|
| FG000 | Low Risk Group I | Group I:
Observation |
| FG001 | Intermediate Risk Group II |
| Title | Milestones | Reasons Not Completed | |||||
|---|---|---|---|---|---|---|---|
| Overall Study |
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| Type | Includes Protocol | Includes SAP | Includes ICF | Document Label | Document Date | Document Uploaded Date | Document File Name |
|---|---|---|---|---|---|---|---|
| Prot_SAP | Yes | Yes | No | Study Protocol and Statistical Analysis Plan | Feb 14, 2022 |
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| Radiotherapy | Radiation | Postoperative XRT 5000 cGy |
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| Concurrent Chemoradiation | Radiation | CCRT with cisplatin 40mg/m2/week IV over approximately 30 minutes, mixed in 250ml normal saline Weekly on Monday or Tuesday any time, or Wednesday prior to radiation Postoperative XRT 5000 cGy |
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| Concurrent Chemoradiation | Radiation | CCRT with cisplatin 40mg/m2/week IV over approximately 30 minutes, mixed in 250ml normal saline Weekly on Monday or Tuesday any time, or Wednesday prior to radiation Postoperative XRT 5600 cGy |
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Number of serious adverse events
| 5 years |
| Global Quality of Life Scores | Global Quality of Life Scores total score from 0-100, with higher score indicating better health outcomes. | 2 years |
| New York |
| New York |
| 10029 |
| United States |
Group II
Radiotherapy: Postoperative XRT 50 Gy
| FG002 | High Risk Group III | IIIA
IIIB:
Concurrent Chemoradiation: CCRT with cisplatin 40mg/m2/week IV over approximately 30 minutes, mixed in 250ml normal saline Weekly on Monday or Tuesday any time, or Wednesday prior to radiation Postoperative XRT 56 Gy |
| COMPLETED |
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| NOT COMPLETED |
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| ID | Title | Description |
|---|---|---|
| BG000 | Low Risk Group I | Group I:
Observation |
| BG001 | Intermediate Risk Group II | Group II
Radiotherapy: Postoperative XRT 50 Gy |
| BG002 | High Risk Group III | IIIA
IIIB:
Concurrent Chemoradiation: CCRT with cisplatin 40mg/m2/week IV over approximately 30 minutes, mixed in 250ml normal saline Weekly on Monday or Tuesday any time, or Wednesday prior to radiation Postoperative XRT 56 Gy |
| BG003 | Total | Total of all reporting groups |
| Units | Counts |
|---|---|
| Participants |
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| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes | |||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Age, Continuous | Mean | Full Range | years |
| ||||||||||
| Sex/Gender, Customized | Count of Participants | Participants |
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| Race and Ethnicity Not Collected | Race and Ethnicity were not collected from any participant. | Count of Participants | Participants |
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| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | ||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | Disease Specific Survival (DSS) | Number of participants with HPV related oropharynx cancer treated with a de-intensified adjuvant protocol with status of disease specific survival. DSS was calculated by measuring the time from trial entry to cancer-related death. | Posted | Number | participants | 5 years |
|
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| |||||||||||||||||||||||||||||||||
| Primary | Number of Participants With Progression-Free Survival (PFS) | Number of participants with HPV related oropharynx cancer treated with a de-intensified adjuvant protocol with status of progression-free survival. PFS calculated the time to biopsy confirmed recurrence or death from any cause. | Posted | Count of Participants | Participants | 5 years |
| |||||||||||||||||||||||||||||||||||
| Primary | Number of Participants With Locoregional Failures (LRFs) | the rate of local regional control (LRC) in patients with early and intermediate stage HPV related oropharynx cancer treated with surgery alone as assessed by number of participants with locoregional failures. | Posted | Count of Participants | Participants | 5 years |
| |||||||||||||||||||||||||||||||||||
| Secondary | Overall Survival | Overall survival (OS) in patients with early and intermediate stage HPV related oropharynx cancer treated with surgery alone. OS from the time of entry to death with any cause. | Posted | Count of Participants | Participants | 5 years |
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| Secondary | Number of Serious Adverse Events | Number of serious adverse events | Posted | Number | events | 5 years |
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| Secondary | Global Quality of Life Scores | Global Quality of Life Scores total score from 0-100, with higher score indicating better health outcomes. | Posted | Mean | Standard Deviation | score on a scale (MDADI score) | 2 years |
|
5 years
Definitions do not differ from clinical.trials.gov definitions.
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Low Risk Group I | Group I:
Observation | 0 | 31 | 1 | 31 | 15 | 31 |
| EG001 | Intermediate Risk Group II | Group II
Radiotherapy: Postoperative XRT 50 Gy | 0 | 16 | 0 | 16 | 16 | 16 |
| EG002 | High Risk Group III | IIIA
IIIB:
Concurrent Chemoradiation: CCRT with cisplatin 40mg/m2/week IV over approximately 30 minutes, mixed in 250ml normal saline Weekly on Monday or Tuesday any time, or Wednesday prior to radiation Postoperative XRT 56 Gy | 1 | 16 | 2 | 16 | 16 | 16 |
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Bleeding | Blood and lymphatic system disorders | Systematic Assessment |
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| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| dysphagia | General disorders | Systematic Assessment |
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| severe pain | General disorders | Systematic Assessment |
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| anxiety | Psychiatric disorders | Systematic Assessment |
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| xerostomia | General disorders | Systematic Assessment |
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| postoperative bleed | Surgical and medical procedures | Systematic Assessment | requiring operative management |
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| velopharyngeal insufficiency | Surgical and medical procedures | Systematic Assessment |
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| altered taste/dysgeusia | General disorders | Systematic Assessment |
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| numbness of the neck | Surgical and medical procedures | Systematic Assessment |
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| lack of appetite | General disorders | Systematic Assessment |
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| dysarthria | General disorders | Systematic Assessment |
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| mucositis | General disorders | Systematic Assessment |
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| >20-lb weight loss | Metabolism and nutrition disorders | Systematic Assessment |
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| pulmonary embolism | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
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| hematoma | Surgical and medical procedures | Systematic Assessment | requiring operative management |
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| neutropenia | Blood and lymphatic system disorders | Systematic Assessment |
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| thrombocytopenia | Blood and lymphatic system disorders | Systematic Assessment |
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| dehydration | Metabolism and nutrition disorders | Systematic Assessment |
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| tinnitus | Ear and labyrinth disorders | Systematic Assessment |
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| creatinine elevation | Renal and urinary disorders | Systematic Assessment |
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Small sample size within each group limiting the generalizability of the reported results. The mean length of follow-up (43.8 months) is shorter than the standard 5-year reporting criteria.
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Dr. Raymond L Chai | Icahn School of Medicine at Mount Sinai | (212) 844-8775 | Raymond.Chai@mountsinai.org |
| Nov 8, 2023 |
| Prot_SAP_000.pdf |
| ICF | No | No | Yes | Informed Consent Form | Feb 14, 2022 | Nov 8, 2023 | ICF_001.pdf |
| ID | Term |
|---|---|
| D000077195 | Squamous Cell Carcinoma of Head and Neck |
| ID | Term |
|---|---|
| D002294 | Carcinoma, Squamous Cell |
| D002277 | Carcinoma |
| D009375 | Neoplasms, Glandular and Epithelial |
| D009370 | Neoplasms by Histologic Type |
| D009369 | Neoplasms |
| D006258 | Head and Neck Neoplasms |
| D009371 | Neoplasms by Site |
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| ID | Term |
|---|---|
| D011878 | Radiotherapy |
| D002945 | Cisplatin |
| ID | Term |
|---|---|
| D013812 | Therapeutics |
| D017606 | Chlorine Compounds |
| D007287 | Inorganic Chemicals |
| D017672 | Nitrogen Compounds |
| D017671 | Platinum Compounds |
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