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The aim of this randomized, double-blinded, sham-controlled cross-over trial is to demonstrate the effectiveness of continuous transcutaneous electrical stimulation of the pharyngeal dilator muscles to reduce sleep-disordered breathing.
Obstructive sleep apnoea is the most common problem of sleep-disordered breathing. It affects at least four percent of the male and two percent of the female adult population. It is associated with excessive daytime sleepiness, causing significant disturbance of daytime routines affecting work, social life and memory; untreated, it also causes a significant cardiovascular and metabolic risk. The best available treatment for obstructive sleep apnoea is continuous positive airway pressure (CPAP). However, not everyone eligible tolerates this treatment because it requires them to sleep with a nasal or full-face mask that is connected by a tube to a machine. Although CPAP is recommended by the National Institute for Health and Clinical Excellence (NICE) for moderate-severe sleep apnoea, approximately one third of sleep apnoea patients who should be on CPAP stop therapy within five years. Mild sleep apnoea is currently treated with mandibular advancement splints and generic sleep hygiene advice.
Continuous transcutaneous electrical stimulation (CTES) of the submental region activates the muscles that dilate the upper airway. This is where airway obstruction occurs in sleep apnoea. It has been shown that CTES at night for short periods (10minutes) effectively stimulates the genioglossus muscle, the strongest pharyngeal dilator and reduces upper airway obstruction, work of breathing and neural respiratory drive in patients with sleep apnoea. The London Respiratory Muscle Groups, based within King's Health Partners and the Royal Brompton Hospital, has developed a CTES stimulator device. This device senses apnoeas and snoring and delivers CTES until normal ventilation has been restored.
We propose to undertake a randomized, double-blinded, sham-controlled cross-over trial with sleep apnoea patients to evaluate the efficacy of this method. Patients will be randomly assigned to a night of CTES or sham-stimulation. The primary outcome measure is the number of oxygen desaturations per hour (ODI) caused by apnoeas and the secondary outcome measures are sleepiness, as measured by the Epworth sleepiness score, the apnoea-hypopnoea-index (AHI) and comfort, as assessed by a visual analogue score. The sample size Calculation using data from our own published pilot study revealed that this study would require 44 patients to be enroled. The mean study duration until all outcomes will be assessed for each patient will be four weeks. We plan to commence the study in winter 2012/13 for a period of two years, including analysis and publication, to be concluded in December 2014.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Transcutaneous electrical stimulation | Active Comparator | One night of transcutaneous electrical stimulation (electrical current titrated according to skin sensation) |
|
| Sham stimulation | Sham Comparator | One night of sham stimulation (no electrical current) |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Transcutaneous electrical stimulation | Device | Transcutaneous electrical stimulation (one night of electrical current titrated according to skin sensation) |
|
| Measure | Description | Time Frame |
|---|---|---|
| 4% Oxygen Desaturation Index (ODI, 4%) | The primary outcome measure for this trial is the 4% oxygen desaturation index (ODI, 4%) per hour of sleep (h-1). The 4% ODI was chosen as primary outcome parameter over the AHI because an incomplete re-opening of the upper airway during an ongoing apnoeic effort caused by transcutaneous electrical stimulation (CTES) may result in a nominal increase of the AHI. We consider that the 4% ODI would be a more robust marker for the severity of sleep apnoea, low average oxygen levels indicating obesity-hypoventilation syndrome which will be an exclusion criterion. Although a specific cut off is not well defined a 4% ODI ≥5 represent mild OSA whilst a 4% ODI ≥15 represents moderate-severe OSA. Normal range is usually considered 0-5 events/hour. | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
| Measure | Description | Time Frame |
|---|---|---|
| Apnoea-Hypopnoea Index (AHI) | The Apnoea-Hypopnoea Index (AHI) is an index used to indicate the severity of sleep apnea. It is represented by the number of apnea and hypopnea events per hour of sleep. An apnea (pause in breathing) is defined by a temporary cessation of breathing that must last for at least 10 seconds and be associated with a decrease in blood oxygenation. A hypopnoea is a reduction of ventilation (shallow breathing) but not a complete cessation of breathing, lasting al least 10 seconds and associated with a decrease in blood oxygenation. |
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Inclusion Criteria:
Exclusion Criteria:
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| Name | Affiliation | Role |
|---|---|---|
| Joerg Steier, MD, PhD | Guy´s & St Thomas´ NHS Foundation Trust | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Guy´s & St Thomas´ NHS Foundation Trust | London | United Kingdom |
| PubMed Identifier | Type | Citation | Retractions |
|---|---|---|---|
| 21454399 | Result | Steier J, Seymour J, Rafferty GF, Jolley CJ, Solomon E, Luo Y, Man WD, Polkey MI, Moxham J. Continuous transcutaneous submental electrical stimulation in obstructive sleep apnea: a feasibility study. Chest. 2011 Oct;140(4):998-1007. doi: 10.1378/chest.10-2614. Epub 2011 Mar 31. | |
| 27435610 | Derived | Pengo MF, Xiao S, Ratneswaran C, Reed K, Shah N, Chen T, Douiri A, Hart N, Luo Y, Rafferty GF, Rossi GP, Williams A, Polkey MI, Moxham J, Steier J. Randomised sham-controlled trial of transcutaneous electrical stimulation in obstructive sleep apnoea. Thorax. 2016 Oct;71(10):923-31. doi: 10.1136/thoraxjnl-2016-208691. Epub 2016 Jul 19. |
| Label | URL |
|---|---|
| Guy's \& St Thomas' National Health Service (NHS) Foundation Trust homepage | View source |
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A total of 390 patients were assessed, 44 patients were screened. 8 patients were excluded as screening failures. 36 patients were randomised into the sequence 'Sham Stimulation, then True Stimulation' (n=18) or 'True Stimulation, then Sham Stimulation' (n-18). All 36 randomised subjects completed the trial, serving as their own control.
This is a randomised, sham-controlled crossover trial using transcutaneous electrical stimulation of the upper airway dilator muscles in patients with confirmed obstructive sleep apnea (OSA).
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| ID | Title | Description |
|---|---|---|
| FG000 | Sham Stimulation, Then True Stimulation | The patient will 1st undergo a sleep study with Sham stimulation. An identical setup to the intervention will be used with the software indicating stimulation to keep staff blinded to the intervention. Then patients will undergo a washout period (>3nights) and return for a 2nd sleep study on true stimulation to complete the trial. Transcutaneous electrical stimulation (SOSATS device, MORGAN Innovation&Technology Ltd., Petersfield, UK): The SOSATS unit is a first generation sleep apnoea research device which is programmed and controlled by an external personal computer (PC) or laptop via a visual interface. It stimulates the pharyngeal dilator muscles to reduce sleep apnoea. |
| FG001 | Transcutaneous Electrical Stimulation, Then Sham Stimulation | The patient will undergo the 1st sleep study with continuous transcutaneous electrical stimulation. Then patients will undergo a washout period (>3nights) and return for a 2nd sleep study on sham stimulation to complete the trial. Transcutaneous electrical stimulation (SOSATS device, MORGAN Innovation&Technology ltd., Petersfield, UK): The SOSATS unit is a first generation sleep apnoea research device which is programmed and controlled by an external PC or laptop via a visual interface. It stimulates the pharyngeal dilator muscles to reduce sleep apnoea. |
| Title | Milestones | Reasons Not Completed | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Overall Study |
|
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| ID | Title | Description |
|---|---|---|
| BG000 | Sham Stimulation First, Then Transcutaneous Electrical Stimula | The patient will undergo a sleep study and continuous transcutaneous electrical stimulation will be administered during the night. After 3 days of wash out the patient will undergo a sleep study with the sham intervention and no continuous transcutaneous electrical stimulation will be administered. An identical setup to the intervention will be used with the software indicating stimulation to keep staff blinded to the intervention. Transcutaneous electrical stimulation (SOSATS device, MORGAN Innovation&Technology ltd., Petersfield, UK): The SOSATS unit is a first generation sleep apnoea research device which is programmed and controlled by an external PC or laptop via a visual interface. It stimulates the pharyngeal dilator muscles in order to reduce sleep apnoea. |
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes |
|---|---|---|---|---|---|---|---|---|---|
| Age, Continuous | Mean |
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | 4% Oxygen Desaturation Index (ODI, 4%) | The primary outcome measure for this trial is the 4% oxygen desaturation index (ODI, 4%) per hour of sleep (h-1). The 4% ODI was chosen as primary outcome parameter over the AHI because an incomplete re-opening of the upper airway during an ongoing apnoeic effort caused by transcutaneous electrical stimulation (CTES) may result in a nominal increase of the AHI. We consider that the 4% ODI would be a more robust marker for the severity of sleep apnoea, low average oxygen levels indicating obesity-hypoventilation syndrome which will be an exclusion criterion. Although a specific cut off is not well defined a 4% ODI ≥5 represent mild OSA whilst a 4% ODI ≥15 represents moderate-severe OSA. Normal range is usually considered 0-5 events/hour. | Posted | Median | Inter-Quartile Range | oxygen desaturation events/hour | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
|
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Sham Stimulation | patients that underwent the Sham stimulation night study |
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| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| claustrophobia | Psychiatric disorders | The only significant side effect observed was one patient who complained about claustrophobia at night; this was during both treatment nights |
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Dr Joerg Steier | 2Guy's and St Thomas' NHS Foundation Trust, Lane Fox Respiratory Unit/Sleep Disorders Centre, London, UK | 020 7188 3430 | joerg.steier@gstt.nhs.uk |
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| ID | Term |
|---|---|
| D020181 | Sleep Apnea, Obstructive |
| ID | Term |
|---|---|
| D012891 | Sleep Apnea Syndromes |
| D001049 | Apnea |
| D012120 | Respiration Disorders |
| D012140 | Respiratory Tract Diseases |
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| ID | Term |
|---|---|
| D004561 | Transcutaneous Electric Nerve Stimulation |
| ID | Term |
|---|---|
| D004599 | Electric Stimulation Therapy |
| D013812 | Therapeutics |
| D026741 | Physical Therapy Modalities |
| D012046 | Rehabilitation |
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| Sham stimulation | Device | Sham stimulation for one night (no electrical stimulation) |
|
| 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
| Nadir Oxygenation | The nadir oxygenation (lowest SpO2, %) during the sleep study is measured while the patients are asleep. | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
| Patient Comfort | Patient comfort during the sleep study, as measured by a visual analogue scale (0-10 points). Higher values in the scale range represent a better outcome. | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
| Device Acceptance | Device acceptance during sleep study, as measured by a visual analogue scale (0-10points). Higher values in the scale range represent a better outcome. | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
| Sleepiness | Daytime sleepiness as an ad-hoc measurement, as measured by the Stanford Sleepiness Scale (0-7 points, x). Higher values in the scale range represent more severe sleepiness. | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
| BG001 | Transcutaneous Electrical Stimulation First, Then Sham Stimula | The patient will undergo a sleep study with Sham stimulation. After 3 days of wash out the patient will will undergo a sleep study and continuous transcutaneous electrical stimulation will be administered during the night An identical setup to the intervention will be used with the software indicating stimulation to keep staff blinded to the intervention. Transcutaneous electrical stimulation (SOSATS device, MORGAN Innovation&Technology ltd., Petersfield, UK): The SOSATS unit is a first generation sleep apnoea research device which is programmed and controlled by an external PC or laptop via a visual interface. It stimulates the pharyngeal dilator muscles in order to reduce sleep apnoea. |
| BG002 | Total | Total of all reporting groups |
| years |
|
| Sex: Female, Male | Count of Participants | Participants |
|
patients that underwent the Sham stimulation night study
| OG001 | Active Treatment | Patients that underwent the stimulation overnight sleep study |
|
|
| Secondary | Apnoea-Hypopnoea Index (AHI) | The Apnoea-Hypopnoea Index (AHI) is an index used to indicate the severity of sleep apnea. It is represented by the number of apnea and hypopnea events per hour of sleep. An apnea (pause in breathing) is defined by a temporary cessation of breathing that must last for at least 10 seconds and be associated with a decrease in blood oxygenation. A hypopnoea is a reduction of ventilation (shallow breathing) but not a complete cessation of breathing, lasting al least 10 seconds and associated with a decrease in blood oxygenation. | Posted | Median | Inter-Quartile Range | events/hour | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
|
|
|
| Secondary | Nadir Oxygenation | The nadir oxygenation (lowest SpO2, %) during the sleep study is measured while the patients are asleep. | Posted | Median | Inter-Quartile Range | % of haemoglobin that is oxygenated | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
|
|
|
| Secondary | Patient Comfort | Patient comfort during the sleep study, as measured by a visual analogue scale (0-10 points). Higher values in the scale range represent a better outcome. | Posted | Median | Inter-Quartile Range | units on a scale | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
|
|
|
| Secondary | Device Acceptance | Device acceptance during sleep study, as measured by a visual analogue scale (0-10points). Higher values in the scale range represent a better outcome. | Posted | Median | Inter-Quartile Range | units on a scale | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
|
|
|
| Secondary | Sleepiness | Daytime sleepiness as an ad-hoc measurement, as measured by the Stanford Sleepiness Scale (0-7 points, x). Higher values in the scale range represent more severe sleepiness. | Posted | Median | Inter-Quartile Range | units on a scale | 1st sleep study compared to 2nd sleep study (randomised order of intervention/sham or sham/intervention) |
|
|
|
| 0 |
| 36 |
| 1 |
| 36 |
| EG001 | Active Treatment | Patients that underwent the stimulation overnight sleep study | 0 | 36 | 1 | 36 |
|
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| D020919 |
| Sleep Disorders, Intrinsic |
| D020920 | Dyssomnias |
| D012893 | Sleep Wake Disorders |
| D009422 | Nervous System Diseases |
| D000698 |
| Analgesia |
| D000760 | Anesthesia and Analgesia |