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| ID | Type | Description | Link |
|---|---|---|---|
| U10CA076001 | U.S. NIH Grant/Contract | View source | |
| NCI-2011-02667 | Registry Identifier | NCI Clinical Trials Reporting Office | |
| CDR0000698986 | Registry Identifier | Physician Data Query |
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recruiting or enrolling participants has halted prematurely and will not resume; participants are no longer being examined or treated
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| Name | Class |
|---|---|
| National Cancer Institute (NCI) | NIH |
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RATIONALE: Surgery with or without internal radiation therapy may be an effective treatment for non-small cell lung cancer. Internal radiation uses radioactive material placed directly into or near a tumor to kill tumor cells. Stereotactic body radiation therapy may be able to send x-rays directly to the tumor and cause less damage to normal tissue. It is not yet known whether stereotactic body radiation therapy is more effective than surgery with or without internal radiation therapy in treating non-small cell lung cancer.
PURPOSE: This randomized phase III trial is studying how well surgery with or without internal radiation therapy works compared with stereotactic body radiation therapy in treating patients with high-risk stage IA or stage IB non-small cell lung cancer.
OBJECTIVES:
Primary
Secondary
Tertiary
OUTLINE: This is a multicenter study. Patients are stratified according to planned brachytherapy (yes vs no) and ECOG performance status (0 vs 1 vs 2). Patients are randomized to 1 of 2 treatment arms.
NOTE: *Patients may receive brachytherapy at the discretion of treating physician.
Patients may undergo blood sample collection at baseline and periodically during study for correlative studies. Tumor tissue samples may also be collected from patients who undergo resection.
Patients complete the Lung Cancer Symptom Scale (LCSS), the Linear Analogue Self-Assessment (LASA), and the UCDS Shortness of Breath quality-of-life questionnaires at baseline and periodically during study and follow-up.
After completion of study treatment, patients are followed up for 30 days, every 3 months for 2 years, every 6 months for 1 year, and then yearly for 2 years.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Arm I (SR+Brachytherapy) | Active Comparator | Patients undergo sublobar resection comprising either a wedge resection or anatomical segmentectomy with or without intraoperative brachytherapy comprising an iodine I 125 implant at the resection margin. |
|
| Arm II (SBRT) | Experimental | Patients undergo 3 fractions of stereotactic body radiation therapy at 2-8 days apart. |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| therapeutic conventional surgery | Procedure | Undergo surgery |
| |
| Measure | Description | Time Frame |
|---|---|---|
| 3-year Overall Survival (OS) Rate | Overall survival is defined as the time from randomization until death from any cause. | Up to 3 years post-randomization |
| Measure | Description | Time Frame |
|---|---|---|
| Loco-regional Recurrence-free Survival | Loco-regional recurrence is defined as recurrence within the same lobe or hilum (N1 nodes), or within 2 cm of the staple line or within 2 cm of the PTV after treatment effects such as scarring have subsided. | Up to 5 years post-randomization |
| Adverse Event Profiles at 1 Month Post-therapy |
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DISEASE CHARACTERISTICS:
Lung nodule suspicious for non-small cell lung cancer (NSCLC)
Biopsy confirmation is strongly recommended but not required; if biopsy is attempted and non-diagnostic, if the patient refuses biopsy, or if the risk of biopsy is considered too high, patients may be enrolled if the mass is suspicious for NSCLC based on two or more of the following criteria:
Tumor ≤ 4 cm maximum diameter, clinical stage IA or selected IB (i.e., with visceral pleural involvement) by PET/CT scan of the chest and upper abdomen performed within 60 days prior to registration
All clinically suspicious mediastinal N1, N2, or N3 lymph nodes (> 1 cm short-axis dimension on CT scan and/or positive on PET scan) confirmed negative for involvement with NSCLC by one of the following methods: mediastinoscopy, anterior mediastinotomy, endoscopic and/or endobronchial ultrasonography (EUS/EBUS)-guided needle aspiration, CT-guided, or video-assisted thoracoscopic or open lymph node biopsy
Tumor verified by a thoracic surgeon to be in a location that will permit sublobar resection
Tumor located peripherally within the lung, defined as not touching any surface within 2 cm of the proximal bronchial tree in all directions
No evidence of distant metastases
PATIENT CHARACTERISTICS:
ECOG performance status (PS) 0, 1, or 2
Patient at high-risk for surgery by meeting a minimum of one major criteria or two minor criteria as described below:
Major criteria
Minor criteria
Not pregnant or nursing
Negative urine or serum pregnancy test
Fertile patients must use effective contraception
No prior invasive malignancy, unless disease-free for ≥ 3 years prior to registration (except non-melanoma skin cancer, in-situ cancers).
PRIOR CONCURRENT THERAPY:
No prior intra-thoracic radiotherapy
Prior chemotherapy or surgical resection for the lung cancer being treated on this protocol is NOT permitted
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| Name | Affiliation | Role |
|---|---|---|
| Hiran C. Fernando, MD | Boston Medical Center | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| UAB Comprehensive Cancer Center | Birmingham | Alabama | 35294 | United States | ||
| Mayo Clinic Hospital |
| PubMed Identifier | Type | Citation | Retractions |
|---|---|---|---|
| 22795435 | Result | Fernando HC, Timmerman R. American College of Surgeons Oncology Group Z4099/Radiation Therapy Oncology Group 1021: a randomized study of sublobar resection compared with stereotactic body radiotherapy for high-risk stage I non-small cell lung cancer. J Thorac Cardiovasc Surg. 2012 Sep;144(3):S35-8. doi: 10.1016/j.jtcvs.2012.06.003. Epub 2012 Jul 11. |
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Two participants on Arm I refused/withdrew prior to beginning of protocol interventions. These two participants were excluded from all analyses.
Thirteen (13) participants were accrued between August 2011 and January 2013. The study was terminated prematurely on May 15, 2013 due to lack of accrual. No further follow up data are expected as of that date.
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| ID | Title | Description |
|---|---|---|
| FG000 | Arm I (SR+Brachytherapy) | Patients undergo sublobar resection (SR) comprising either a wedge resection or anatomical segmentectomy with or without intraoperative brachytherapy comprising an iodine I 125 implant at the resection margin. |
| FG001 | Arm II (SBRT) |
| Title | Milestones | Reasons Not Completed | |||||
|---|---|---|---|---|---|---|---|
| Protocol Interventions |
|
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| iodine I 125 |
| Radiation |
Undergo seed implant radiotherapy |
|
| stereotactic body radiation therapy | Radiation | Undergo radiotherapy |
|
Adverse events are described and graded using the terminology and grading categories defined in the NCI's Common Toxicity Criteria (CTCAE), Version 4.0. Grading: Grade 1=Mild, Grade 2=Moderate, Grade 3=Severe, Grade 4=Life-threatening, Grade 5=Death. |
| 1 month post-therapy |
| Adverse Event Profiles at 3 Months Post-therapy | Adverse events are described and graded using the terminology and grading categories defined in the NCI's Common Toxicity Criteria (CTCAE), Version 4.0. Grading: Grade 1=Mild, Grade 2=Moderate, Grade 3=Severe, Grade 4=Life-threatening, Grade 5=Death. | 3 months post-therapy |
| Adverse Event Profiles at 12 Months Post-therapy | Adverse events are described and graded using the terminology and grading categories defined in the NCI's Common Toxicity Criteria (CTCAE), Version 4.0. Grading: Grade 1=Mild, Grade 2=Moderate, Grade 3=Severe, Grade 4=Life-threatening, Grade 5=Death. | 12 months post-therapy |
| Disease-free Survival | Disease free survival is defined as the time from randomization until documented disease recurrence or death, whichever occurs first. Patient who are disease free and alive at the time of analysis will be censored at the time of their last follow up. | Up to 5 years post-randomization |
| Pulmonary Function Test Values | Pulmonary function test values include forced expiratory volume 1 (FEV1), carbon monoxide diffusion (DLCO) and forced vital capacity (FVC). | Up to 12 months post-therapy |
| Phoenix |
| Arizona |
| 85054 |
| United States |
| Mayo Clinic Scottsdale | Scottsdale | Arizona | 85259-5499 | United States |
| University of California Davis Cancer Center | Sacramento | California | 95817 | United States |
| UCSF Helen Diller Family Comprehensive Cancer Center | San Francisco | California | 94115 | United States |
| Stanford Cancer Center | Stanford | California | 94305-5824 | United States |
| Baptist Cancer Institute - Jacksonville | Jacksonville | Florida | 32207 | United States |
| M.D. Anderson Cancer Center at Orlando | Orlando | Florida | 32806 | United States |
| Emory Crawford Long Hospital | Atlanta | Georgia | 30308 | United States |
| Winship Cancer Institute of Emory University | Atlanta | Georgia | 30322 | United States |
| Curtis and Elizabeth Anderson Cancer Institute at Memorial Health University Medical Center | Savannah | Georgia | 31403-3089 | United States |
| University of Chicago Cancer Research Center | Chicago | Illinois | 60637-1470 | United States |
| OSF St. Francis Medical Center | Peoria | Illinois | 61637 | United States |
| Lucille P. Markey Cancer Center at University of Kentucky | Lexington | Kentucky | 40536-0093 | United States |
| James Graham Brown Cancer Center at University of Louisville | Louisville | Kentucky | 40202 | United States |
| DeCesaris Cancer Institute at Anne Arundel Medical Center | Annapolis | Maryland | 21401 | United States |
| Greenebaum Cancer Center at University of Maryland Medical Center | Baltimore | Maryland | 21201 | United States |
| St. Agnes Hospital Cancer Center | Baltimore | Maryland | 21229 | United States |
| Tufts Medical Center Cancer Center | Boston | Massachusetts | 02111 | United States |
| Boston University Cancer Research Center | Boston | Massachusetts | 02118 | United States |
| University of Michigan Comprehensive Cancer Center | Ann Arbor | Michigan | 48109-0942 | United States |
| William Beaumont Hospital - Royal Oak Campus | Royal Oak | Michigan | 48073 | United States |
| Mayo Clinic Cancer Center | Rochester | Minnesota | 55905 | United States |
| Siteman Cancer Center at Barnes-Jewish Hospital - Saint Louis | St Louis | Missouri | 63110 | United States |
| Valley Hospital - Ridgewood | Ridgewood | New Jersey | 07450 | United States |
| St. Luke's - Roosevelt Hospital Center - St.Luke's Division | New York | New York | 10025 | United States |
| James P. Wilmot Cancer Center at University of Rochester Medical Center | Rochester | New York | 14642 | United States |
| Stony Brook University Cancer Center | Stony Brook | New York | 11794-9446 | United States |
| SUNY Upstate Medical University Hospital | Syracuse | New York | 13210 | United States |
| Wake Forest University Comprehensive Cancer Center | Winston-Salem | North Carolina | 27157-1096 | United States |
| Charles M. Barrett Cancer Center at University Hospital | Cincinnati | Ohio | 45267 | United States |
| Cleveland Clinic Taussig Cancer Center | Cleveland | Ohio | 44195 | United States |
| Arthur G. James Cancer Hospital and Richard J. Solove Research Institute at Ohio State University Comprehensive Cancer Center | Columbus | Ohio | 43210-1240 | United States |
| Providence Cancer Center at Providence Portland Medical Center | Portland | Oregon | 97213-2967 | United States |
| Geisinger Cancer Institute at Geisinger Health | Danville | Pennsylvania | 17822-0001 | United States |
| Kimmel Cancer Center at Thomas Jefferson University - Philadelphia | Philadelphia | Pennsylvania | 19107-5541 | United States |
| Allegheny Cancer Center at Allegheny General Hospital | Pittsburgh | Pennsylvania | 15212 | United States |
| York Cancer Center at Apple Hill Medical Center | York | Pennsylvania | 17405 | United States |
| Hollings Cancer Center at Medical University of South Carolina | Charleston | South Carolina | 29425 | United States |
| Baylor University Medical Center - Dallas | Dallas | Texas | 75246 | United States |
| Simmons Comprehensive Cancer Center at University of Texas Southwestern Medical Center - Dallas | Dallas | Texas | 75390 | United States |
| University of Virginia Cancer Center | Charlottesville | Virginia | 22908 | United States |
| Sentara Cancer Institute at Sentara Norfolk General Hospital | Norfolk | Virginia | 23507 | United States |
| Providence Regional Cancer Partnership | Everett | Washington | 98201 | United States |
| Swedish Cancer Institute at Swedish Medical Center - First Hill Campus | Seattle | Washington | 98122-4307 | United States |
| Gundersen Lutheran Center for Cancer and Blood | La Crosse | Wisconsin | 54601 | United States |
| Medical College of Wisconsin Cancer Center | Milwaukee | Wisconsin | 53226 | United States |
| Veterans Affairs Medical Center - Milwaukee | Milwaukee | Wisconsin | 53295 | United States |
| Waukesha Memorial Hospital Regional Cancer Center | Waukesha | Wisconsin | 53188 | United States |
| London Regional Cancer Program at London Health Sciences Centre | London | Ontario | N6A 4L6 | Canada |
| Ottawa Hospital Regional Cancer Centre - General Campus | Ottawa | Ontario | K1Y 4E9 | Canada |
| Princess Margaret Hospital | Toronto | Ontario | M5G 2M9 | Canada |
| Hopital Notre-Dame du CHUM | Montreal | Quebec | H2L 4M1 | Canada |
Patients undergo 3 fractions of stereotactic body radiation therapy (SBRT) at 2-8 days apart. |
| COMPLETED |
|
| NOT COMPLETED |
|
| Follow-up |
|
|
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| ID | Title | Description |
|---|---|---|
| BG000 | Arm I (SR+Brachytherapy) | Patients undergo sublobar resection (SR) comprising either a wedge resection or anatomical segmentectomy with or without intraoperative brachytherapy comprising an iodine I 125 implant at the resection margin. |
| BG001 | Arm II (SBRT) | Patients undergo 3 fractions of stereotactic body radiation therapy (SBRT) at 2-8 days apart. |
| BG002 | Total | Total of all reporting groups |
| Units | Counts |
|---|---|
| Participants |
|
| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Age, Continuous | Median | Full Range | years |
| |||||||||||||||
| Sex: Female, Male | Count of Participants | Participants |
| ||||||||||||||||
| Ethnicity (NIH/OMB) | Count of Participants | Participants |
| ||||||||||||||||
| Race (NIH/OMB) | Count of Participants | Participants |
| ||||||||||||||||
| Region of Enrollment | Number | participants |
| ||||||||||||||||
| Eastern Cooperative Oncology Group (ECOG) Performance Status | Count of Participants | Participants |
| ||||||||||||||||
| Institutional intent to use brachytherapy | Count of Participants | Participants |
| ||||||||||||||||
| Baseline diffusing capacity of the lung for carbon monoxide (DLCO) | Median | Full Range | Percentage of predicted |
| |||||||||||||||
| Baseline Forced Expiratory Volume in 1 second (FEV1) | Median | Full Range | Percentage of predicted |
|
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | 3-year Overall Survival (OS) Rate | Overall survival is defined as the time from randomization until death from any cause. | Study terminated prematurely. Planned analyses was not performed due to the nature of the closure endpoint data is not available. | Posted | Up to 3 years post-randomization |
|
| ||||||||||||||||||||||
| Secondary | Loco-regional Recurrence-free Survival | Loco-regional recurrence is defined as recurrence within the same lobe or hilum (N1 nodes), or within 2 cm of the staple line or within 2 cm of the PTV after treatment effects such as scarring have subsided. | Study terminated prematurely. Planned analyses was not performed due to the nature of the closure endpoint data is not available. | Posted | Up to 5 years post-randomization |
|
| ||||||||||||||||||||||
| Secondary | Adverse Event Profiles at 1 Month Post-therapy | Adverse events are described and graded using the terminology and grading categories defined in the NCI's Common Toxicity Criteria (CTCAE), Version 4.0. Grading: Grade 1=Mild, Grade 2=Moderate, Grade 3=Severe, Grade 4=Life-threatening, Grade 5=Death. | All enrolled participants who received protocol interventions and had adverse events reported at 1 month post-therapy. | Posted | Count of Participants | Participants | No | 1 month post-therapy |
|
| |||||||||||||||||||
| Secondary | Adverse Event Profiles at 3 Months Post-therapy | Adverse events are described and graded using the terminology and grading categories defined in the NCI's Common Toxicity Criteria (CTCAE), Version 4.0. Grading: Grade 1=Mild, Grade 2=Moderate, Grade 3=Severe, Grade 4=Life-threatening, Grade 5=Death. | All enrolled participants who received protocol interventions and had adverse event reported at months 3 post-therapy. | Posted | Count of Participants | Participants | No | 3 months post-therapy |
|
| |||||||||||||||||||
| Secondary | Adverse Event Profiles at 12 Months Post-therapy | Adverse events are described and graded using the terminology and grading categories defined in the NCI's Common Toxicity Criteria (CTCAE), Version 4.0. Grading: Grade 1=Mild, Grade 2=Moderate, Grade 3=Severe, Grade 4=Life-threatening, Grade 5=Death. | Study terminated prematurely. Planned analyses was not performed due to the nature of the closure endpoint data is not available. | Posted | 12 months post-therapy |
|
| ||||||||||||||||||||||
| Secondary | Disease-free Survival | Disease free survival is defined as the time from randomization until documented disease recurrence or death, whichever occurs first. Patient who are disease free and alive at the time of analysis will be censored at the time of their last follow up. | Study terminated prematurely. Planned analyses was not performed due to the nature of the closure endpoint data is not available. | Posted | Up to 5 years post-randomization |
|
| ||||||||||||||||||||||
| Secondary | Pulmonary Function Test Values | Pulmonary function test values include forced expiratory volume 1 (FEV1), carbon monoxide diffusion (DLCO) and forced vital capacity (FVC). | Study terminated prematurely. Planned analyses was not performed due to the nature of the closure endpoint data is not available. | Posted | Up to 12 months post-therapy |
|
|
All adverse events reported since the participants received the study interventions to the date the study was closed prematurely on May 15, 2013 with no further follow up expected; up to 2 years from the start of the study.
Adverse events are described and graded using the terminology and grading categories defined in the NCI's Common Toxicity Criteria (CTCAE), Version 4.0. Please note that the death NOS reported fell outside of the reporting window and was queried on but since the trial was terminated midstream the data management was not completed.
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Arm I (SR+Brachytherapy) | Patients undergo sublobar resection (SR) comprising either a wedge resection or anatomical segmentectomy with or without intraoperative brachytherapy comprising an iodine I 125 implant at the resection margin. | 1 | 4 | 3 | 4 | ||
| EG001 | Arm II (SBRT) | Patients undergo 3 fractions of stereotactic body radiation therapy (SBRT) at 2-8 days apart. | 0 | 7 | 4 | 7 |
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Death NOS | General disorders | CTCAEV4.0 | Systematic Assessment |
|
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Heart failure | Cardiac disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Hypothyroidism | Endocrine disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Esophagitis | Gastrointestinal disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Vomiting | Gastrointestinal disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Edema limbs | General disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Fatigue | General disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Pain | General disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Lung infection | Infections and infestations | CTCAEV4.0 | Systematic Assessment |
| |
| Wound infection | Infections and infestations | CTCAEV4.0 | Systematic Assessment |
| |
| Carbon monoxide diffusing capacity decreased | Investigations | CTCAEV4.0 | Systematic Assessment |
| |
| Forced expiratory volume decreased | Investigations | CTCAEV4.0 | Systematic Assessment |
| |
| Vital capacity abnormal | Investigations | CTCAEV4.0 | Systematic Assessment |
| |
| Chest wall pain | Musculoskeletal and connective tissue disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Depression | Psychiatric disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Aspiration | Respiratory, thoracic and mediastinal disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Cough | Respiratory, thoracic and mediastinal disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Dyspnea | Respiratory, thoracic and mediastinal disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Hoarseness | Respiratory, thoracic and mediastinal disorders | CTCAEV4.0 | Systematic Assessment |
| |
| Hypoxia | Respiratory, thoracic and mediastinal disorders | CTCAEV4.0 | Systematic Assessment |
|
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Hiran C. Fernando, MD | Boston Medical Center | 617-638-5600 | hiran.fernando@bmc.org |
| ID | Term |
|---|---|
| D008175 | Lung Neoplasms |
| D002289 | Carcinoma, Non-Small-Cell Lung |
| ID | Term |
|---|---|
| D012142 | Respiratory Tract Neoplasms |
| D013899 | Thoracic Neoplasms |
| D009371 | Neoplasms by Site |
| D009369 | Neoplasms |
| D008171 | Lung Diseases |
| D012140 | Respiratory Tract Diseases |
| D002283 | Carcinoma, Bronchogenic |
| D001984 | Bronchial Neoplasms |
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| ID | Term |
|---|---|
| C000614960 | Iodine-125 |
| D016634 | Radiosurgery |
| ID | Term |
|---|---|
| D011878 | Radiotherapy |
| D013812 | Therapeutics |
| D013238 | Stereotaxic Techniques |
| D019635 | Neurosurgical Procedures |
| D013514 | Surgical Procedures, Operative |
| D008919 | Investigative Techniques |
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| Male |
|
| Not Hispanic or Latino |
|
| Unknown or Not Reported |
|
| Asian |
|
| Native Hawaiian or Other Pacific Islander |
|
| Black or African American |
|
| White |
|
| More than one race |
|
| Unknown or Not Reported |
|
| United States |
|
| 1=Symptomatic and fully ambulatory |
|
| No |
|
|
|
| Grade 2 |
|
| Grade 2 |
|
| Grade 2 |
|
| Grade 2 |
|
| Grade 2 |
|
| Grade 2 |
|