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| ID | Type | Description | Link |
|---|---|---|---|
| 5R01CA120950 | U.S. NIH Grant/Contract | View source |
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| Name | Class |
|---|---|
| Northwestern University | OTHER |
| Boston University | OTHER |
| University of Wisconsin, Madison | OTHER |
| New York University |
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The purpose of the investigation is to learn whether intense swallowing exercise or intense swallowing exercise coupled with electrical stimulation (E-Stim) helps patients who had head/neck cancer and currently have dysphagia swallow better.
Head and neck cancer patients have a better chance of survival in the 21st century because of radiation therapy (RT), either alone or in combination with surgery and/or chemotherapy (CRT). Such therapy has a high rate of local / regional control, and may extend duration of life. Unfortunately the elimination of the cancer can leave devastating side effects, including the inability to eat and swallow normally. Organ preservation, often assumed to be the preferred treatment, has now been shown to magnify dysphagia. Incidence of dysphagia in this group of patients is extremely high, with symptoms continuing to deteriorate for several years after treatment. Conventional therapy for dysphagia yields only minor benefit. Persistence of dysphagia has a major impact on the quality of life of these cancer survivors.
Recently, a new therapy approach has been introduced for dysphagia, called e-stim or Neuromuscular Electrical Stimulation (NMES). Through low voltage current delivered through the skin, motor nerves are excited, causing muscle contraction. An aggressive marketing campaign has turned e-stim into a very popular and sought-after therapy for dysphagia. However, there are no efficacy studies demonstrating its true benefit.
We have collected preliminary data with Head & Neck cancer patients using this modality and have seen improved swallow function in 9/15 patients. This is extremely promising and supports the need for a randomized clinical trial. The randomized controlled trial (RCT) proposed here will compare NMES therapy combined with exercise therapy to a sham NMES protocol combined with the same exercise therapy.
These therapies will be given to post-radiated H&N cancer patients who have moderate to severe dysphagia at least 3 months post-XRT (or post-XRT + post-CRT), to determine whether NMES is efficacious. Therapy will continue for 12 weeks with an intense, daily home program. Objective indicators of a change in swallow function will be taken from modified barium swallow (MBS) studies. Subjective measures of change will be the patients' self-reported diet, eating ability, and quality of life, and will indicate whether they perceived a benefit from the therapy.
This new treatment may represent the first real hope for improved swallowing in this growing population of cancer survivors. We need to determine whether it represents a truly beneficial treatment or whether our resources should be redirected. If successful, this study will stimulate a multitude of additional research to elucidate the mechanisms underlying this new treatment.
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| Label | Type | Description | Intervention Names |
|---|---|---|---|
| Active NMES + Swallowing Exercise | Active Comparator | Active Neurotech NT2000 Neuromuscular Electrical Stimulation (NMES) therapy will be paired concomitantly with repeated effortful sallowing exercises, for 60 swallows, 2 times per day, 6 days per week, for 12 weeks. |
|
| Sham NMES + Swallowing Exercise | Sham Comparator | Sham (inactive) Neurotech NT2000 Neuromuscular Electrical Stimulation (NMES) therapy will be paired concomitantly with repeated effortful sallowing exercises, for 60 swallows, 2 times per day, 6 days per week, for 12 weeks. |
|
| Name | Type | Description | Arm Group Labels | Other Names |
|---|---|---|---|---|
| Neurotech NT2000 Neuromuscular Electrical Stimulation (NMES) | Device | NMES or Sham NMES will be paired with repeated, effortful swallowing behavior, for 60 swallows, 2 times a day, 6 days a week, for 12 weeks. |
| Measure | Description | Time Frame |
|---|---|---|
| Change in Penetration-Aspiration Scale (PAS) Score | The PAS scale is a validated 8-point ordinal scale (Rosenbek et. al 1996) in which a score of 1 is best (material does not enter the airway) and a score of 8 is worst (material enters the airway, passes below the vocal folds, and no effort is made to eject it). Difference in mean PAS scores after 12 weeks of therapy was analyzed between the two groups of interest: Active NMES + Swallowing Exercise versus Sham (inactive) NMES + Swallowing Exercise. PAS scores were obtained from fluoroscopy (modified barium swallow) studies adminstered at three time points - enrollment, midway through treatment (6 weeks), and at end of treatment (12 weeks). All fluoroscopy studies were sent to, and analyzed by, a blinded external central laboratory. | Before and after treatment |
| Measure | Description | Time Frame |
|---|---|---|
| Performance Status Scale for Head and Neck Cancer Patients (PSS); The Head and Neck Cancer Inventory (HNCI) | Perceive improved in quality of life and eating ability as measured by 2 validated scales: the Performance Status Scale for Head and Neck Cancer Patients (PSS) and The Head and Neck Cancer Inventory (HNCI). The PSS (List, et. al., 1990) is a clinician adminsitered scale that has three domains (normalcy of diet, eating in public, and understandability of speech). Each domain as well as overall score is scored on a scale of 0-100, with 0=worst and 100=best. The HNCI (Funk, et. al., 2003) is patient administered questionnaire that has four domains (social disruption, aesthetics, speech, eating). Each domain as well as overall score is scored on a scale of 0-100, with 0=worst and 100=best. |
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Inclusion Criteria:
Male or female ages 21+
At least 3 months post-radiation therapy for head & neck cancer
Treatment for their cancer can include chemotherapy.
Surgery for their cancer, if done, must meet these criteria:
Currently free of cancer, confirmed by head and neck exam within 2 months of beginning the study
MBS demonstrates penetration or aspiration on at least one swallow during the study (minimum PAS = 4)
The patient is free of any medical conditions that could limit the patient's ability to follow the protocol.
No history of any swallowing problems prior to the onset of head and neck cancer
Prior swallow therapy, if given to the patient, is neither an Inclusion nor Exclusion criteria
Exclusion Criteria:
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| Name | Affiliation | Role |
|---|---|---|
| Susan Langmore, PhD,SLP,BRS | Boston University | Principal Investigator |
| Facility | Status | City | State | ZIP | Country | Contacts |
|---|---|---|---|---|---|---|
| Mayo Clinic | Scottsdale | Arizona | 85259 | United States | ||
| University of California, San Diego |
All potentially eligible patients were screened with a 19 question eligibility form. 488 patients were screened, of which 318 were not eligible or declined to participate. 170 patients were then randomized to either the Active NMES + Swallowing Exercise group or the Sham (inactive) NMES + Swallowing Exercise group.
170 subjects were recruited/randomized into the study from 16 medical centers in the United States between January 2009 and December 2011. The majority of subjects were recruited during follow up visits in outpatient Otolaryngology & Radiation Oncology clinics.
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| ID | Title | Description |
|---|---|---|
| FG000 | Active NMES + Swallowing Exercise | Active NMES paired concomitantly with repeated, effortful swallowing exercises, for 60 swallows, 2 times a day, 6 days a week, for 12 weeks. |
| FG001 | Sham NMES + Swallowing Exercise |
| Title | Milestones | Reasons Not Completed | |||||
|---|---|---|---|---|---|---|---|
| Overall Study |
|
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| OTHER |
| VA Boston Healthcare System | FED |
| Lahey Clinic | OTHER |
| Lenox Hill Hospital | OTHER |
| Beth Israel Medical Center | OTHER |
| Greater Baltimore Medical Center | OTHER |
| Henry Ford Hospital | OTHER |
| University of California, San Diego | OTHER |
| University of Washington | OTHER |
| Mayo Clinic | OTHER |
| Icahn School of Medicine at Mount Sinai | OTHER |
| National Cancer Institute (NCI) | NIH |
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| Before and after treatment |
| San Diego |
| California |
| 92103 |
| United States |
| Northwestern University | Evanston | Illinois | 60208 | United States |
| Greater Baltimore Medical Center | Baltimore | Maryland | 21204 | United States |
| Lahey Clinic | Burlington | Massachusetts | 01805 | United States |
| VA Boston Healthcare | West Roxbury | Massachusetts | 02132 | United States |
| Henry Ford Hospital | Detroit | Michigan | 48202 | United States |
| Mayo Clinic | Rochester | Minnesota | 55905 | United States |
| Beth Israel Medical Center | New York | New York | 10003 | United States |
| New York University | New York | New York | 10016 | United States |
| Lenox Hill Hospital | New York | New York | 10021 | United States |
| Mout Sinai Medical Center | New York | New York | 10029 | United States |
| University of Washington | Seattle | Washington | 98195 | United States |
| University of Wisconsin | Madison | Wisconsin | 53792 | United States |
Sham (inactive) NMES paired concomitantly with repeated, effortful swallowing exercises, for 60 swallows, 2 times a day, 6 days a week, for 12 weeks.
| COMPLETED |
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| NOT COMPLETED |
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| ID | Title | Description |
|---|---|---|
| BG000 | Active NMES Group | NMES therapy combined with exercise therapy |
| BG001 | Sham NMES Group | Sham NMES combined with exercise therapy |
| BG002 | Total | Total of all reporting groups |
| Units | Counts |
|---|---|
| Participants |
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| Title | Description | Population Description | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Denominator Units Selected | Denominators | Classes | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Age, Continuous | Mean | Standard Deviation | years |
| |||||||||||||||
| Sex: Female, Male | Count of Participants | Participants |
| ||||||||||||||||
| Region of Enrollment | Number | participants |
|
| Type | Title | Description | Population Description | Reporting Status | Anticipated Posting Date | Parameter Type | Dispersion Type | Unit of Measure | Calculate Percentage | Time Frame | Units Analyzed | Denominator Units Selected | Arm/Group Information | Denominators | Classes | Analyses | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Primary | Change in Penetration-Aspiration Scale (PAS) Score | The PAS scale is a validated 8-point ordinal scale (Rosenbek et. al 1996) in which a score of 1 is best (material does not enter the airway) and a score of 8 is worst (material enters the airway, passes below the vocal folds, and no effort is made to eject it). Difference in mean PAS scores after 12 weeks of therapy was analyzed between the two groups of interest: Active NMES + Swallowing Exercise versus Sham (inactive) NMES + Swallowing Exercise. PAS scores were obtained from fluoroscopy (modified barium swallow) studies adminstered at three time points - enrollment, midway through treatment (6 weeks), and at end of treatment (12 weeks). All fluoroscopy studies were sent to, and analyzed by, a blinded external central laboratory. | Note: the number of participants analyzed (125) does not match the total number enrolled (170) because 45 people did not have adequate follow up data required for this primary analysis. | Posted | Mean | Standard Deviation | Change in points on PAS | Before and after treatment |
|
|
| ||||||||||||||||||||||||||||
| Secondary | Performance Status Scale for Head and Neck Cancer Patients (PSS); The Head and Neck Cancer Inventory (HNCI) | Perceive improved in quality of life and eating ability as measured by 2 validated scales: the Performance Status Scale for Head and Neck Cancer Patients (PSS) and The Head and Neck Cancer Inventory (HNCI). The PSS (List, et. al., 1990) is a clinician adminsitered scale that has three domains (normalcy of diet, eating in public, and understandability of speech). Each domain as well as overall score is scored on a scale of 0-100, with 0=worst and 100=best. The HNCI (Funk, et. al., 2003) is patient administered questionnaire that has four domains (social disruption, aesthetics, speech, eating). Each domain as well as overall score is scored on a scale of 0-100, with 0=worst and 100=best. | Note: the number of participants analyzed (126) does not match the total number enrolled (170) because 44 people did not have adequate follow up data required for this secondary analysis. | Posted | Mean | Standard Deviation | Change in PSS and HNCI score | Before and after treatment |
|
3 years, 4 months
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| ID | Title | Description | Deaths (Affected) | Deaths (At Risk) | Serious Events (Affected) | Serious Events (At Risk) | Other Events (Affected) | Other Events (At Risk) |
|---|---|---|---|---|---|---|---|---|
| EG000 | Active NMES + Swallowing Exercise | Active NMES paired concomitantly with repeated, effortful swallowing exercises, for 60 swallows, 2 times a day, 6 days a week, for 12 weeks. | 14 | 116 | 12 | 116 | ||
| EG001 | Sham (Inactive) NMES + Swallowing Exercise | Sham (inactive) NMES paired concomitantly with repeated, effortful swallowing exercises, for 60 swallows, 2 times a day, 6 days a week, for 12 weeks. | 5 | 54 | 7 | 54 |
| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Death | General disorders | Systematic Assessment |
| ||
| Cancer Recurrence in Head & Neck | Neoplasms benign, malignant and unspecified (incl cysts and polyps) | Systematic Assessment | Two were base of tongue recurrances and one was a begnign vocal polyp |
| |
| New Cancer / METs (other than Head & Neck) | Neoplasms benign, malignant and unspecified (incl cysts and polyps) | Systematic Assessment |
| ||
| Pneumonia | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Excision of Necrotic Mass | Musculoskeletal and connective tissue disorders | Systematic Assessment |
| ||
| Abdominal Pain | Gastrointestinal disorders | Systematic Assessment |
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| Airway obstruction | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
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| Acute allergic reaction to cat | Immune system disorders | Systematic Assessment |
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| Lung biopsy for suspicious mass | Surgical and medical procedures | Systematic Assessment |
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| PEG Complications | Gastrointestinal disorders | Systematic Assessment | 1 patient had an infection at PEG site and another had a blocked PEG |
| |
| Blood pressure complications | Blood and lymphatic system disorders | Systematic Assessment |
| ||
| Dehydration requiring hospitilization | General disorders | Systematic Assessment |
| ||
| Exacerbation of COPD | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Progressive shortness of breath | Respiratory, thoracic and mediastinal disorders | Systematic Assessment | Laryngeal edema had been getting worse since end of RT and progressed to critical stage while in the study. |
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| Term | Organ System | Source Vocabulary | Assessment Type | Notes | Statistical Information |
|---|---|---|---|---|---|
| Tongue tingling / edema | Musculoskeletal and connective tissue disorders | Systematic Assessment |
| ||
| Severe Heartburn | Gastrointestinal disorders | Systematic Assessment |
| ||
| Pain / discomfort in neck / throat | Musculoskeletal and connective tissue disorders | Systematic Assessment |
| ||
| Coughing | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Blood in sputum | General disorders | Systematic Assessment |
| ||
| Common Cold / Fever / Not Feeling Well | General disorders | Systematic Assessment |
| ||
| Diarrhea | Gastrointestinal disorders | Systematic Assessment |
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| Constipation | Gastrointestinal disorders | Systematic Assessment |
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| Bronchoscopy for RLL infiltrate | Surgical and medical procedures | Systematic Assessment |
| ||
| Patient over-medicated | General disorders | Systematic Assessment |
| ||
| Unable to tolerate electrode placement it c/o dizziness | General disorders | Systematic Assessment |
| ||
| Upper respiratory infection | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
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| Difficulty breathing d/t glottic stenosis | Respiratory, thoracic and mediastinal disorders | Systematic Assessment |
| ||
| Pain related to oral biopsy | General disorders | Systematic Assessment |
| ||
| Lung biopsy for suspicious mass | Surgical and medical procedures | Systematic Assessment |
| ||
| Worstening of swallow - more difficult | Gastrointestinal disorders | Systematic Assessment |
|
Because of funding limitations research assistants could not be hired at most sites, and so 170 (instead of 240) subjects were enrolled. However, the results suggest additional patients would not have changed the outcome.
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| Title | Organization | Phone | Extension | |
|---|---|---|---|---|
| Dr. Susan Langmore, PhD, Director of Speech Language Pathology | Boston Medical Center | 617-414-1753 | langmore@bu.edu |
| ID | Term |
|---|---|
| D003680 | Deglutition Disorders |
| D006258 | Head and Neck Neoplasms |
| ID | Term |
|---|---|
| D004935 | Esophageal Diseases |
| D005767 | Gastrointestinal Diseases |
| D004066 | Digestive System Diseases |
| D010608 | Pharyngeal Diseases |
| D010038 | Otorhinolaryngologic Diseases |
| D009371 | Neoplasms by Site |
| D009369 | Neoplasms |
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| Male |
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